§;436。\"Anentireconsolidationofthestatesintoonecompletenationalsovereignty,wouldimplyanentiresubordinationoftheparts;andwhateverpowersmightremaininthem,wouldbealtogetherdependentonthegeneralwill。Butastheplanoftheconventionaimsonlyatapartialunionorconsolidation,thestategovernmentswouldclearlyretainalltherightsofsovereignty,whichtheybeforehad,andwhichwerenot,bythatact,exclusivelydelegatedtotheUnitedStates。Thisexclusivedelegation,orratherthisalienationofstatesovereignty,wouldonlyexistinthreecases:wheretheconstitutioninexpresstermsgrantedanexclusiveauthoritytotheUnion;whereitgranted,inoneinstance,anauthoritytotheUnion,andinanother,prohibitedthestatesfromexercisingthelikeauthority;andwhereitgrantedanauthoritytotheUnion,towhichasimilarauthorityinthestateswouldbeabsolutelyandtotallycontradictoryandrepugnant。Iusethesetermstodistinguishthislastcasefromanother,whichmightappeartoresembleit;butwhichwould,infact,beessentiallydifferent:Imean,wheretheexerciseofaconcurrentjurisdictionmightbeproductiveofoccasionalinterferencesinthepolicyofanybranchofadministration,butwouldnotimplyanydirectcontradictionorrepugnancyinpointofconstitutionalauthority。Thesethreecasesofexclusivejurisdictioninthefederalgovernment,maybeexemplifiedbythefollowinginstances。Thelastclausebutoneintheeighthsectionofthefirstarticle,providesexpressly,thatcongressshallexercise’exclusivelegislation’overthedistricttobeappropriatedastheseatofgovernment。Thisanswerstothefirstcase。Thefirstclauseofthesamesectionempowerscongress’tolayandcollecttaxes,duties,imposts,andexcises;’andthesecondclauseofthetenthsectionofthesamearticledeclares,that’nostateshall,withouttheconsentofcongress,layanyimpostsordutiesonimportsorexports,exceptforthepurposeofexecutingitsinspectionlaws;’HencewouldresultanexclusivepowerintheUniontolaydutiesonimportsandexports,withtheparticularexceptionmentioned。
Butthispowerisabridgedbyanotherclause,whichdeclares,thatnotaxordutyshallbelaidonarticlesexportedfromanystate;inconsequenceofwhichqualification,itnowonlyextendstothedutiesonimports。Thisanswerstothesecondcase。Thethirdwillbefoundinthatclause,whichdeclares,thatcongressshallhavepower’toestablishanuniformruleofnaturalizationthroughouttheUnitedStates。’Thismustnecessarilybeexclusive;because,ifeachstatehadpowertoprescribeadistinctrule,therecouldbenouniform,rule。\"Thecorrectnessoftheserulesofinterpretationhasneverbeencontroverted;andtheyhavebeenoftenrecognisedbytheSupremeCourt。51
§;437。Thetwofirstrulesaresocompletelyselfevident,thateveryattempttoillustratethemwouldbevain,ifithadnotatendencytoperplexandconfuse。Thelastrule,viz。thatwhichdeclares,thatthepowerisexclusiveinthenationalgovernment,whereanauthorityisgrantedtotheUnion,towhichasimilarauthorityinthestateswouldbeabsolutelyandtotallycontradictoryandrepugnant,isthatalone,whichmaybethoughttorequirecomment。Thisruleseems,initsownnature,aslittlesusceptibleofdoubt,astheothersinreferencetotheconstitution。For,sincetheconstitutionhasdeclared,thattheconstitutionandlaws,andtreatiesinpursuanceofitshallbethesupremelawoftheland;itwouldbeabsurdtosay,thatastatelaw,repugnanttoit,mighthaveconcurrentoperationandvalidity;andespecially,asitisexpresslyadded,anythingintheconstitutionorlawsofanystatetothecontrarynotwithstanding。Therepugnancy,then,beingmadeout,itfollows,thatthestatelawisjustasmuchvoid,asthoughithadbeenexpresslydeclaredtobevoid;orthepowerincongresshadbeenexpresslydeclaredtobeexclusive。Everypowergiventocongressisbytheconstitutionnecessarilysupreme;andif,fromitsnature,orfromthewordsofthegrant,itisapparentlyintendedtobeexclusive,itisasmuchso,asifthestateswereexpresslyforbiddentoexerciseit。52
§;438。Theprincipaldifficultylies,notsomuchintherule,asinitsapplicationtoparticularcases。Here,thefieldfordiscussioniswide,andtheargumentuponconstructionissusceptibleofgreatmodifications,andofveryvariousforce。Butunless,fromthenatureofthepower,orfromtheobviousresultsofitsoperations,arepugnancymustexist,soastoleadtoanecessaryconclusion,thatthepowerwasintendedtobeexclusive,thetrueruleofinterpretationis,thatthepowerismerelyconcurrent。Thus,forinstance,anaffirmativepowerincongresstolaytaxes,isnotnecessarilyincompatiblewithalikepowerintheStates。Bothmayexistwithoutinterference;andifanyinterferenceshouldariseinaparticularcase,thequestionofsupremacywouldturn,notuponthenatureofthepower,butuponsupremacyofrightintheexerciseofthepowerinthatcase。53Inourcomplexsystem,presentingtherareanddifficultschemeofonegeneralgovernment,whoseactionextendsoverthewhole,butwhichpossessesonlyenumeratedpowers,andofnumerousstategovernments,whichretainandexercisemanypowersnotdelegatedtotheUnion,contestsrespectingpowermustarise。Wereitevenotherwise,themeasurestakenbytherespectivegovernmentstoexecutetheiracknowledgedpowerswouldbeoftenofthesamedescription,andmightsometimesinterfere。This,however,doesnotprove,thattheoneisexercising,orhasarighttoexercise,thepowersoftheother。54
§;439。Andthisleadsustoremark,thatintheexerciseofconcurrentpowers,iftherebeaconflictbetweenthelawsoftheUnionandthelawsofthestate,theformerbeingsupreme,thelattermustofcourseyield。Thepossibility,naytheprobability,ofsuchaconflictwasforeseenbytheframersoftheconstitution,andwasaccordinglyexpresslyprovidedfor。IfastatepassesalawinconsistentwiththeconstitutionoftheUnitedStatesitisamerenullity。Ifitpassesalawclearlywithinitsownconstitutionalpowers,stillifitconflictswiththeexerciseofapowergiventocongress,totheextentoftheinterferenceitsoperationissuspended;for,inaconflictoflaws,thatwhichissuprememustgovern。Therefore,ithasoftenbeenadjudged,thatifastatelawisinconflictwithatreaty,oranactofcongress,itbecomesipsofactoinoperativetotheextentoftheconflict。55
§;440。Fromthisgreatrule,thattheconstitutionandlaws,madeinpursuancethereof,aresupreme;andthattheycontroltheconstitutionsandlawsofthestates,andcannotbecontrolledbythem,fromthis,whichmaybedeemedanaxiom,otherauxiliarycorollariesmaybededuced。Inthefirstplace,that,ifapowerisgiventocreateathing,itimpliesapowertopreserveit。Secondly,thatapowertodestroy,ifwieldedbyadifferenthand,ishostiletoandincompatiblewiththispowertocreateandpreserve。Thirdly,thatwherethisrepugnancyexists,theauthority,whichissupreme,mustcontrol,andnotyieldtothat,overwhichitissupreme。56Consequently,theinferiorpowerbecomesanullity。57
§;441。Butaquestionofastillmoredelicatenaturemayarise;andthatis,howfarintheexerciseofaconcurrentpower,theactuallegislationofcongresssupersedesthestatelegislation,orsuspendsitsoperationoverthesubjectmatter。Arethestatelawsinoperativeonlytotheextentoftheactualconflict;ordoesthelegislationofcongresssuspendthelegislativepowerofthestatesoverthesubjectmatter?Tosuchaninquiry,probably,nouniversalanswercouldbegiven。Itmaydependuponthenatureofthepower,theeffectoftheactualexercise,andtheextentofthesubjectmatter。
§;442。Thismay,perhaps,bebestillustratedbyputtingacase,whichhasbeenreasonedoutbyaverylearnedjudge,inhisownwords:58\"Congresshaspower,\"sayshe,\"toprovidefororganizing,arming,anddiscipliningthemilitia;anditispresumable,thattheframersoftheconstitutioncontemplatedafullexerciseofallthesepowers。Nevertheless,ifcongresshaddeclinedtoexercisethem,itwascompetenttothestategovernmentstoprovidefororganizing,arming,anddiscipliningtheirrespectivemilitiainsuchmanner,astheymightthinkproper。Butcongresshasprovidedforthesesubjectsintheway,whichthatbodymusthavesupposedthebestcalculatedtopromotethegeneralwelfare,andtoprovideforthenationaldefence。
Afterthis,canthestategovernmentsenteruponthesameground,provideforthesameobjects,astheymaythinkproper,andpunish,intheirownway,violationsofthelawstheyhavesoenacted?Theaffirmativeofthisquestionisassertedbycounsel,&;c。whocontend,thatunlesssuchstatelawsareindirectcontradictiontothoseoftheUnitedStates,theyarenotrepugnanttotheconstitutionoftheUnitedStates。——FromthisdoctrineImust,forone,bepermittedtodissent。Thetwolawsmaynotbeinsuchabsoluteoppositiontoeachother,astorendertheoneincapableofexecutionwithoutviolatingtheinjunctionsoftheother;andyetthewilloftheonelegislaturemaybeindirectcollisionwiththatoftheother。Thiswillistobediscovered,aswellbywhatthelegislaturehasnotdeclared,asbywhattheyhaveexpressed。Congress,forexample,havedeclared,thatthepunishmentfordisobedienceoftheactofcongressshallbeacertainfine。Ifthatprovidedbythestatelegislatureforthesameoffencebeasimilarfinewiththeadditionofimprisonmentordeath,thelatterlawwouldnotpreventtheformerfrombeingcarriedintoexecution,andmaybesaid,therefore,nottoberepugnanttoit。ButsurelythewillofCongressisneverthelessthwartedandopposed。\"59Headds,\"Iconsideritanovelandunconstitutionaldoctrine,thatincases,wherethestategovernmentshaveaconcurrentpoweroflegislationwiththenationalgovernment,theymaylegislateuponanysubject,onwhichcongresshasacted,providedthetwolawsarenotinterms,orintheiroperationcontradictoryandrepugnanttoeachother。\"60
§;443。Anotherillustrationmaybedrawnfromtheopinionofthecourtinanotherhighlyimportantcase。Onequestionwas,whetherthepowerofcongresstoestablishuniformlawsonthesubjectofbankruptcieswasexclusive,orconcurrentwiththestates。\"Itdoesnotappear,\"itwasthensaid,\"tobeaviolentconstructionoftheconstitution,andiscertainlyaconvenientone,toconsiderthepowerofthestatesasexistingoversuchcases,asthelawsoftheUnionmaynotreach。Bethisasitmay,thepowerofcongressmaybeexercised,ordeclined,asthewisdomofthatbodyshalldecide。If,intheopinionofcongress,uniformlawsconcerningbankruptciesoughtnottobeestablished,itdoesnotfollow,thatpartiallawsmaynotexist,orthatstatelegislationonthesubjectmustcease。Itisnotthemereexistenceofthepower,butitsexercise,whichisincompatiblewiththeexerciseofthesamepowerbythestates。
Itisnottherighttoestablishtheseuniformlaws;buttheiractualestablishment,whichisinconsistentwiththepartialactsofthestates。Iftherightofthestatestopassabankruptlawisnottakenawaybythemeregrantofthatpowertocongress,itcannotbeextinguished。Itcanonlybesuspendedbytheenactmentofageneralbankruptlaw。Therepealofthatlawcannot,itistrue,conferthepoweronthestates;butitremovesadisabilitytoitsexercise,whichwascreatedbytheactofcongress\"61
Itisnotourintentiontocommentonthesecases;buttoofferthemasexamplesofreasoninginfavourandagainsttheexclusivepower,whereapositiverepugnancycannotbepredicated。
§;444。Ithasbeensometimesargued,thatwhenapowerisgrantedtocongresstolegislateinspecificcases,forpurposesgrowingoutoftheUnion,thenaturalconclusionis,thatthepowerisdesignedtobeexclusive;thatthepoweristobeexercisedforthegoodofthewholebythewillofthewhole,andconsistentlywiththeinterestsofthewhole;andthattheseobjectscannowherebesoclearlyseen,orsothoroughlyweighed,asincongress,wherethewholenationisrepresented。Buttheargumentprovestoomuch;andpursuedtoitsfullextent,itwouldestablish,thatallthepowersgrantedtocongressareexclusive,unlesswhereconcurrentauthorityisexpresslyreservedtothestates。62Forinstance,uponthisreasoningthepoweroftaxationincongresswouldannulthewholepoweroftaxationofthestates;andthusoperateavirtualdissolutionoftheirsovereignty。Suchapretensionhasbeenconstantlydisclaimed。
§;445。Ontheotherhand,ithasbeenmaintainedwithgreatpertinacity,thatthestatespossessconcurrentauthoritywithcongressinallcases,wherethepowerisnotexpresslydeclaredtobeexclusive,orexpresslyprohibitedtothestates;andif,intheexerciseofaconcurrentpower,aconflictarises,thereisnoreason,whyeachshouldnotbedeemedequallyrightful。63Butitisplain,thatthisreasoninggoestothedirectoverthrowoftheprincipleofsupremacy;and,ifadmitted,itwouldenablethesubordinatesovereigntytoannulthepowersofthesuperior。Thereisaplainrepugnanceinconferringononegovernmentapowertocontroltheconstitutionalmeasuresofanother,whichother,withrespecttotheseverymeasures,isdeclaredtobesupremeoverthat,whichexertsthecontrol。64Forinstance,thestateshaveacknowledgedlyaconcurrentpoweroftaxation。
Butitiswhollyinadmissibletoallowthatpowertobeexertedoveranyinstrumentemployedbythegeneralgovernmenttoexecuteitsownpowers;
forsuchapowertotaxinvolvesapowertodestroy;andthispowertodestroymaydefeat,andrenderuselessthepowertocreate。65Thusastatemaynottaxthemail,themint,patentrights,custom—housepapers,orjudicialprocessofthecourtsoftheUnitedStates。66Andyetthereisnoclauseintheconstitution,whichprohibitsthestatesfromexercisingthepower;noranyexclusivegranttotheUnitedStates。
Theapparentrepugnancycreates,byimplication,theprohibition。Socongress,bytheconstitution,possesspowertoprovideforgoverningsuchpartofthemilitia,asmaybeemployedintheserviceoftheUnitedStates。Yetitisnotsaid,thatsuchpowerofgovernmentisexclusive。Butitresultsfromthenatureofthepower。Nopersonwouldcontend,thatastatemilitia,whileintheactualserviceandemploymentoftheUnitedStates,mightyetbe,atthesametime,governedandcontrolledbythelawsofthestate。
Theverynatureofmilitaryoperationswould,insuchcase,requireunityofcommandanddirection。Andtheargumentfrominconveniencewouldbeabsolutelyirresistibletoestablishanimpliedprohibition。67Ontheotherhand,congresshavepowertoprovidefororganizing,arming,anddiscipliningthemilitia;butifcongressshouldmakenosuchprovision,thereseemsnoreason,whythestatesmaynotorganize,arm,anddisciplinetheirownmilitia。Nonecessaryincompatibilitywouldexistinthenatureofthepower;though,whenexercisedbycongress,theauthorityofthestatesmustnecessarilyyield。And,here,theargumentfrominconveniencewouldbeverypersuasivetheotherway。Forthepowertoorganize,arm,anddisciplinethemilitia,intheabsenceofcongressionallegislation,wouldseemindispensableforthedefenceandsecurityofthestates。68Again,congresshavepowertocallforththemilitiatoexecutethelawsoftheUnion,tosuppressinsurrections,andrepelinvasions。Buttheredoesnotseemanyincompatibilityinthestatescallingouttheirownmilitiaasauxiliariesforthesamepurpose。69
§;446。Inconsidering,then,thissubject,itwouldbeimpracticabletolaydownanyuniversalrule,astowhatpowersare,byimplication,exclusiveinthegeneralgovernment,orconcurrentinthestates;andinrelationtothelatter,whatrestrictionseitheronthepoweritself,orontheactualexerciseofthepower,arisebyimplication。
Insomecases,aswehaveseen,theremayexistaconcurrentpower,andyetrestrictionsuponitmustexistinregardtoobjects。Inothercases,theactualoperationsofthepoweronlyaresuspendedorcontrolled,whentherearisesaconflictwiththeactualoperationsoftheUnion。Everyquestionofthissortmustbedecidedbyitselfuponitsowncircumstancesandreasons。Becausethepowertoregulatecommerce,fromitsnatureandobjects,isexclusive,itdoesnotfollow,thatthepowertopassbankruptlawsalsoisexclusive。70
§;447。Wemay,however,laydownsomefewrules,deduciblefromwhathasbeenalreadysaid,inrespecttocasesofimpliedprohibitionsupontheexistenceorexerciseofpowersbythestates,asguidestoaidourinquiries。1。Whereverthepowergiventothegeneralgovernmentrequires,that,tobeefficaciousandadequatetoitsend,itshouldbeexclusive,therearisesajustimplicationfordeemingitexclusive。Whetherexercised,ornot,insuchacasemakesnodifference。
2。Whereverthepowerinitsownnatureisnotincompatiblewithaconcurrentpowerinthestates,eitherinitsnatureorexercise,therethepowerbelongstothestates。3。Butinsuchacase,theconcurrencyofthepowermayadmitofrestrictionsorqualificationsinitsnature,orexercise。
Initsnature,whenitiscapablefromitsgeneralcharacterofbeingappliedtoobjectsorpurposes,whichwouldcontrol,defeat,ordestroythepowersofthegeneralgovernment。Initsexercise,whentherearisesaconflictintheactuallawsandregulationsmadeinpursuanceofthepowerbythegeneralandstategovernments。Intheformercasethereisaqualificationengrafteduponthegeneralityofthepower,excludingitsapplicationtosuchobjectsandpurposes。Inthelatter,thereisatleastgenerally
aqualification,notuponthepoweritself,butonlyuponitsexercise,totheextentoftheactualconflictintheoperationsofeach。4。Incasesofimpliedlimitationsorprohibitionsofpower,itisnotsufficienttoshowapossible,orpotentialinconvenience。Theremustbeaplainincompatibility,adirectrepugnancy,oranextremepracticalinconvenience,leadingirresistiblytothesameconclusion。5。Ifsuchincompatibility,repugnancy,orextremeinconveniencewouldresult,itisnoanswer,thatintheactualexerciseofthepower,eachpartymay,ifitchooses,avoidapositiveinterferencewiththeother。Theobjectionliestothepoweritself,andnottotheexerciseofit。Ifitexist,itmaybeappliedtotheextentofcontrolling,defeating,ordestroyingtheother。Itcanneverbepresumed,thattheframersoftheconstitution,declaredtobesupreme,couldintendtoputitspowersathazarduponthegoodwishes,orgoodintentions,ordiscretionofthestatesintheexerciseoftheiracknowledgedpowers。6。Wherenosuchrepugnancy,incompatibility,orextremeinconveniencewouldresult,thenthepowerinthestatesisrestrained,notinitsnature,butinitsoperations,andthenonlytotheextentoftheactualinterference。Infact,itisobvious,thatthesamemeansmayoftenbeappliedtocarryintooperationdifferentpowers。Andastatemayusethesamemeanstoeffectuateanacknowledgedpowerinitself,whichcongressmayapplyforanotherpurposeintheacknowledgedexerciseofaverydifferentpower。
Congressmaymakethataregulationofcommerce,whichastatemayemployasaguardforitsinternalpolicy,ortopreservethepublichealthorpeace,ortopromoteitsownpeculiarinterests。71Theserulesseemclearlydeduciblefromthenatureoftheinstrument;andtheyareconfirmedbythepositiveinjunctionsofthetenthamendmentoftheconstitution。
§;448。XIII。Anotherruleofinterpretationdeservesconsiderationinregardtotheconstitution。Therearecertainmaxims,whichhavefoundtheirway,notonlyintojudicialdiscussions,butintothebusinessofcommonlife,asfoundedincommonsense,andcommonconvenience。Thus,itisoftensaid,thatinaninstrumentaspecificationofparticularsisanexclusionofgenerals;ortheexpressionofonethingistheexclusionofanother。LordBacon’sremark,\"that,asexceptionstrengthenstheforceofalawincasesnotexcepted,soenumerationweakensitincasesnotenumerated,\"hasbeenperpetuallyreferredto,asafineillustration。
Thesemaxims,rightlyunderstood,andrightlyapplied,undoubtedlyfurnishsafeguidestoassistusinthetaskofexposition。Buttheyaresusceptibleofbeingapplied,andindeedareofteningeniouslyapplied,tothesubversionofthetext,andtheobjectsoftheinstrument。Thus,ithasbeensuggested,thatanaffirmativeprovisioninaparticularcaseexcludestheexistenceofthelikeprovisionineveryothercase;andanegativeprovisioninaparticularcaseadmitstheexistenceofthesamethingineveryothercase。72Bothofthesedeductionsare,orrathermaybe,unfoundedinsolidreasoning。73Thus,itwasobjectedtotheconstitution,that,havingprovidedforthetrialbyjuryincriminalcases,therewasanimpliedexclusionofitincivilcases。Asiftherewasnotanessentialdifferencebetweensilenceandabolition,betweenapositiveadoptionofitinoneclassofcases,andadiscretionaryrightitbeingclearlywithinthereachofthejudicialpowersconfidedtotheUniontoadopt,orrejectitinalloranyothercases。74Onemightwithjustasmuchproprietyhold,that,becausecongresshaspower\"todeclarewar,\"butnopowerisexpresslygiventomakepeace,thelatterisexcluded;orthat,becauseitisdeclared,that\"nobillofattainder,orexpostfactolawshallbepassed\"bycongress,thereforecongresspossessinallothercasestherighttopassanylaws。Thetruthis,thatinordertoascertain,howfaranaffirmativeornegativeprovisionexcludes,orimpliesothers,wemustlooktothenatureoftheprovision,thesubjectmatter,theobjects,andthescopeoftheinstrument。These,andtheseonly,canproperlydeterminetheruleofconstruction。Therecanbenodoubt,thatanaffirmativegrantofpowersinmanycaseswillimplyanexclusionofallothers。As,forinstance,theconstitutiondeclares,thatthepowersofcongressshallextendtocertainenumeratedcases。Thisspecificationofparticularsevidentlyexcludesallpretensionstoagenerallegislativeauthority。Why?Becauseanaffirmativegrantofspecialpowerswouldbeabsurd,aswellasuseless,ifageneralauthoritywereintended。75Inrelation,then,tosuchasubjectasaconstitution,thenaturalandobvioussenseofitsprovisions,apartfromanytechnicalorartificialrules,isthetruecriterionofconstruction。76
§;449。XIV。Anotherruleofinterpretationoftheconstitution,suggestedbytheforegoing,is,thatthenaturalimportofasingleclauseisnottobenarrowed,soastoexcludeimpliedpowersresultingfromitscharacter,simplybecausethereisanotherclause,whichenumeratescertainpowers,whichmightotherwisebedeemedimpliedpowerswithinitsscope;forinsuchcaseswearenot,asamatterofcourse,toassume,thattheaffirmativespecificationexcludesallotherimplications。
Thisrulehasbeenputinaclearandjustlightbyoneofourmostdistinguishedstatesmen;andhisillustrationwillbemoresatisfactory,perhaps,thananyother,whichcanbeoffered。\"Theconstitution,\"sayshe,\"vestsincongress,expressly,thepowertolayandcollecttaxes,duties,imposts,andexcises,andthepowertoregulatetrade。Thattheformerpower,ifnotparticularlyexpressed,wouldhavebeenincludedinthelatter,asoneoftheobjectsofageneralpowertoregulatetrade,isnotnecessarilyimpugnedbyitsbeingsoexpressed。Examplesofthissortcannotsometimesbeeasilyavoided,andaretobeseenelsewhereintheconstitution。Thus,thepower’todefineandpunishoffencesagainstthelawofnations’includesthepower,afterwardsparticularlyexpressed,’tomakerulesconcerningcaptures,’&;c。fromoffendingneutrals。So,also,apower’tocoinmoney’would,doubtless,includethatof’regulatingitsvalue,’hadnotthelatterpowerbeenexpresslyinserted。Thetermtaxes,ifstandingalone,wouldcertainlyhaveincluded’duties,imposts,andexcises。’Inanotherclauseitissaid,’notaxordutyshallbelaidonexports。’Herethetwotermsareusedassynonymous。Andinanotherclause,whereitissaid’nostateshalllayanyimpostsorduties,’&;c。thetermsimpostsanddutiesaresynonymous。Pleonasms,tautologies,andthepromiscuoususeoftermsandphrases,differingintheirshadesofmeaning,alwaystobeexpoundedwithreferencetothecontext,andunderthecontrolofthegeneralcharacterandscopeoftheinstrument,inwhichtheyarefound,
aretobeascribed,sometimestothepurposesofgreatercaution,sometimestotheimperfectionoflanguage,andsometimestotheimperfectionofmanhimself。Inthisviewofthesubjectitwasquitenatural,howevercertainlythepowertoregulatetrademightincludeapowertoimposedutiesonit,nottoomititinaclauseenumeratingtheseveralmodesofrevenueauthorizedbytheconstruction。Infewcasescouldthe[rule],exmajoricautela,occurwithmoreclaimtorespect。\"77
§;450。Wemayclosethisviewofsomeofthemoreimportantrulestobeemployedintheinterpretationoftheconstitution,byadvertingtoafewbelongingtomereverbalcriticism,whichareindeedbutcorollariesfromwhathasbeensaid,andhavebeenalreadyalludedto;butwhich,atthesametime,itmaybeofsomeuseagaindistinctlytoenunciate。
§;451。XV。Inthefirstplace,then,everywordemployedintheconstitutionistobeexpoundedinitsplain,obvious,andcommonsense,unlessthecontextfurnishessomegroundtocontrol,qualify,orenlargeit。Constitutionsarenotdesignedformetaphysicalorlogicalsubtleties,fornicetiesofexpression,forcriticalpropriety,forelaborateshadesOrmeaning,orfortheexerciseofphilosophicalacuteness,orjudicialresearch。Theyareinstrumentsofapracticalnature,foundedonthecommonbusinessofhumanlife,adaptedtocommonwants,designedforcommonuse,andfittedforcommonunderstandings。Thepeoplemakethem;
thepeopleadoptthem;thepeoplemustbesupposedtoreadthem,withthehelpofcommonsense;andcannotbepresumedtoadmitinthemanyreconditemeaning,oranyextraordinarygloss。
§;452。XVI。But,inthenextplace,words,fromthenecessaryimperfectionofallhumanlanguage,acquiredifferentshadesofmeaning,eachofwhichisequallyappropriate,andequallylegitimate;
eachofwhichrecedesinawiderornarrowerdegreefromtheothers,accordingtocircumstances;andeachofwhichreceivesfromitsgeneralusesomeindefinitenessandobscurity,astoitsexactboundaryandextent。78Weare,indeed,oftendriventomultiplycommentariesfromthevaguenessofwordsinthemselves;andperhapsstillmoreoftenfromthedifferentmanner,inwhichdifferentmindsareaccustomedtoemploythem。Theyexpandorcontract,notonlyfromtheconventionalmodificationsintroducedbythechangesofsociety;butalsofromthemorelooseormoreexactuses,towhichmenofdifferenttalents,acquirements,andtastes,fromchoiceornecessityapplythem。Nopersoncanfailtoremarkthegradualdeflectionsinthemeaningofwordsfromoneagetoanother;andsoconstantlyisthisprocessgoingon,thatthedailylanguageoflifeinonegenerationsometimesrequirestheaidofaglossaryinanother。Ithasbeenjustlyremarked,79thatnolanguageissocopious,astosupplywordsandphrasesforeverycomplexidea;orsocorrect,asnottoincludemany,equivocallydenotingdifferentideas。Henceitmusthappen,thathoweveraccuratelyobjectsmaybediscriminatedinthemselves,andhoweveraccuratelythediscriminationmaybeconsidered,thedefinitionofthemmayberenderedinaccuratebytheinaccuracyoftheterms,inwhichitisdelivered。Wemustresortthentothecontext,andshapetheparticularmeaning,soastomakeitfitthatoftheconnectingwords,andagreewiththesubjectmatter。
§;453。XVII。Inthenextplace,wheretechnicalwordsareused,thetechnicalmeaningistobeappliedtothem,unlessitisrepelledbythecontext。80Butthesamewordoftenpossessesatechnical,andacommonsense。Insuchacasethelatteristobepreferred,unlesssomeattendantcircumstancepointsclearlytotheformer。Noonewoulddoubt,whentheconstitutionhasdeclared,that\"theprivilegeofthewritofhabeascorpusshallnotbesuspended,unless\"underpeculiarcircumstances,thatitreferred,nottoeverysortofwrit,whichhasacquiredthatname;buttothat,whichhasbeenemphaticallysocalled,onaccountofitsremedialpowertofreeapartyfromarbitraryimprisonment。81So,again,whenitdeclares,thatinsuitsatcommonlaw,&;c。therightoftrialbyjuryshallbepreserved,thoughthephrase\"commonlaw\"admitsofdifferentmeanings,noonecandoubt,thatitisusedinatechnicalsense。When,again,itdeclares,thatcongressshallhavepowertoprovideanavy,wereadilycomprehend,thatauthorityisgiventoconstruct,prepare,orinanyothermannertoobtainanavy。Butwhencongressisfurtherauthorizedtoprovideforcallingforththemilitia,weperceiveatonce,thattheword\"provide\"isusedinasomewhatdifferentsense。
§;454。XVIII。Andthisleadsustoremark,inthenextplace,thatitisbynomeansacorrectruleofinterpretationtoconstruethesamewordinthesamesense,whereveritoccursinthesameinstrument。Itdoesnotfollow,eitherlogicallyorgrammatically,thatbecauseawordisfoundinoneconnexionintheconstitution,withadefinitesense,thereforethesamesenseistobeadoptedineveryotherconnexion,inwhichitoccurs。82Thiswouldbetosuppose,thattheframersweighedonlytheforceofsinglewords,asphilologistsorcritics,andnotwholeclausesandobjects,asstatesmen,andpracticalreasoners。Andyetnothinghasbeenmorecommon,thantosubjecttheconstitutiontothisnarrowandmischievouscriticism。
Menofingeniousandsubtleminds,whoseekforsymmetryandharmonyinlanguage,havingfoundintheconstitutionawordusedinsomesense,whichfallsinwiththeirfavouritetheoryofinterpretingit,havemadethatthestandard,bywhichtomeasureitsuseineveryotherpartoftheinstrument。
Theyhavethusstretchedit,asitwere,onthebedofProcrustes,loppingoffitsmeaning,whenitseemedtoolargefortheirpurposes,andextendingit,whenitseemedtooshort。Theyhavethusdistortedittothemostunnaturalshapes,andcrippled,wheretheyhavesoughtonlytoadjustitsproportionsaccordingtotheirownopinions。ItwasveryjustlyobservedbyMr。ChiefJusticeMarshall,inTheCherokeeNationv。TheStateofGeorgia,83that\"ithasbeensaid,thatthesamewordshavenotnecessarilythesamemeaningattachedtothem,whenfoundindifferentpartsofthesameinstrumentTheirmeaningiscontrolledbythecontext。Thisisundoubtedlytrue。Incommonlanguage,thesamewordhasvariousmeanings;andthepeculiarsense,inwhichitisusedinanysentence,istobedeterminedbythecontext。\"Averyeasyexampleofthissortwillbefoundintheuseoftheword\"establish,\"whichisfoundinvariousplacesintheconstitution。Thus,inthepreamble,oneobjectoftheconstitutionisavowedtobe\"toestablishjustice,\"whichseemsheretomeantosettlefirmly,tofixunalterably,orrather,perhaps,asjustice,abstractedlyconsidered,mustbeconsideredasforeverfixedandunalterable,todispenseoradministerjustice。Again,theconstitutiondeclares,thatcongressshallhavepower\"toestablishanuniformruleofnaturalization,anduniformlawsonthesubjectofbankruptcies,\"whereitismanifestlyusedasequivalenttomake,orform,andnottofixorsettleunalterablyandforever。Again,\"congressshallhavepowertoestablishpostofficesandpost—roads,\"wheretheappropriatesensewouldseemtobetocreate,tofound,andtoregulate,notsomuchwithaviewtopermanenceofform,astoconvenienceofaction。Again,itisdeclared,that\"congressshallmakenolawrespectinganestablishmentofreligion,\"whichseemstoprohibitanylaws,whichshallrecognise,found,confirm,orpatronizeanyparticularreligion,orformofreligion,whetherpermanentortemporary,whetheralreadyexisting,ortoariseinfuture。Inthisclause,establishmentseemsequivalentinmeaningtosettlement,recognition,orsupport。Andagain,inthepreamble,itissaid,\"We,thepeople,&;c。doordainandestablishthisconstitution,\"&;c。;wherethemostappropriatesenseseemstobetocreate,toratify,andtoconfirm。So,theword\"state\"
willbefoundusedintheconstitutioninallthevarioussenses,towhichwehavebeforealluded。Itsometimesmeans,theseparatesectionsofterritoryoccupiedbythepoliticalsocietieswithineach;sometimestheparticulargovernmentsestablishedbythesesocieties;sometimesthesesocietiesasorganizedintotheseparticulargovernments;andlastly,sometimesthepeoplecomposingthesepoliticalsocietiesintheirhighestsovereigncapacity。84
§;455。XIX。Butthemostimportantrule,incasesofthisnature,is,thataconstitutionofgovernmentdoesnot,andcannot,fromitsnature,dependinanygreatdegreeuponmereverbalcriticism,orupontheimportofsinglewords。Suchcriticismmaynotbewhollywithoutuse;itmaysometimesillustrate,orunfoldtheappropriatesense;butunlessitstandswellwiththecontextandsubject—matter,itmustyieldtothelatter。While,then,wemaywellresorttothemeaningofsinglewordstoassistourinquiries,weshouldneverforget,thatitisaninstrumentofgovernmentwearetoconstrue;and,ashasbeenalreadystated,thatmustbethetruestexposition,whichbestharmonizeswithitsdesign,itsobjects,anditsgeneralstructure。85
§;456。TheremarkofMr。Burkemay,withaveryslightchangeofphrasebeaddressedasanadmonitiontoallthose,whoarecalledupontoframe,ortointerpretaconstitution。Governmentisapracticalthingmadeforthehappinessofmankind,andnottofurnishoutaspectacleofuniformitytogratifytheschemesofvisionarypoliticians。
Thebusinessofthose,whoarecalledtoadministerit,istorule,andnottowrangle。Itwouldbeapoorcompensation,thatonehadtriumphedinadispute,whilstwehadlostanempire;86thatwehadfrittereddownapower,andatthesametimehaddestroyedtherepublic。
1。\"ThegovernmentoftheUnion,\"saysMr。ChiefJusticeMarshall,indeliveringtheopinionofthecourtinMcCullochv。Maryland,4Wheat。316,\"isemphaticallyandtrulyagovernmentofthepeople。Itemanatesfromthem;itspowersaregrantedbythem,andaretobeexerciseddirectlyonthemandfortheirbenefit。\"Id。
404,405;seealsoCohensv。Virginia,6Wheat。R。264,413,414。
\"ThegovernmentoftheUnitedStateswaserected,\"saysMr。ChancellorKent,withequalforceandaccuracy,\"bythefreevoiceandthejointwillofthepeopleofAmericafortheircommondefenceandgeneralwelfare。\"
1Kent’sComm。Lect。10,p。189。
2。IhaveusedtheexpressivewordsofMr。Webster,deemingthemasexactasanythatcouldbeused。SeeWebster’sSpeeches,p,410,418,419;4Elliot’sDebates,338,343。
3。1Black。Comm。59,60。SeealsoAyliffe’sPandects,B。1,tit4,p。25,&;c。;1Domat。Prelim。
Book,p。9;Id。TreatiseonLaws,ch。12,p。74。
4。Id。SeealsoWoodes。Elem。
ofJurisp。p。36。——RulesofasimilarnaturewillbefoundlaiddowninVattel,B。2,ch。17,from§;262to310,withmoreampleillustrationsandmorevariousqualifications。Butnotafewofhisrulesappeartometowantaccuracyandsoundness。Bacon’sAbridg。title,StatuteI。
containsanexcellentsummaryoftherulesforconstruingstatutes。Domat,also,containsmanyvaluableruleinrespecttointerpretation。SeehisTreatiseonLaws,c。12,p。74&;c。andPreliminaryDiscourse,tit。1,§;2,p。6to16。
5。Book2,ch。7,§;3。
6。TheforegoingremarksareborrowedalmostintermsfromRutherforth’sInstitutesofNaturalLawB。
2,ch。7,§;4to11,whichcontainaverylucidexpositionofthegeneralrulesofinterpretation。Thewholechapterdeservesanattentiveperusal。
7。ThevalueofcontemporaryinterpretationismuchinsistedonbytheSupremeCourt,inStuartv。Laird,2
Cranch,299,309,inMartinv。Hunter,1Wheat。R。304,andinCohensv。Virginia,6Wheat。R。264,418to421。Thereareseveralinstances,however,inwhichthecontemporaryinterpretationsbysomeofthemostdistinguishedfoundersoftheconstitutionhavebeenoverruled。OneofthemoststrikingistobefoundinthedecisionoftheSupremeCourtofthesuabilityofastatebyanycitizenofanotherstate;8andanotherinthedecisionbytheExecutiveandtheSenate,thattheconsentofthelatterisnotnecessarytoremovalsfromoffice,althoughitisforappointments。9
8。Chisholmv。Georgia,2Dall。
419。
9。TheFederalist,No。77。
10。Mr。Jeffersonhaslaiddowntworules,whichhedeemsperfectcanonsfortheinterpretationoftheconstitution。11Thefirstis\"Thecapitalandlendingobjectoftheconstitutionwas,toleavewiththestatesallauthorities,whichrespectedtheirowncitizensonly,andtotransfertotheUnitedStatesthose,whichrespectedcitizensofforeignorotherstates;tomakeusseveralastoourselves,butoneastoallothers。Inthelattercase,then,constructionsshouldleantothegeneraljurisdiction,ifthewordswillbearit;andinfavourofthestatesintheformer,ifpossible,tobesoconstrued。\"Now,theverytheory,onwhichthiscanonisfounded,iscontradictedbytheprovisionsoftheconstitutionitself。Imanyinstancesauthoritiesandpowersaregiven,whichrespectcitizensoftherespectivestates,withoutreferencetoforeigners,orthecitizensofotherstates。12Butifthisgeneraltheoryweretrue,itwouldfurnishnojustruleofinterpretation,sinceaparticularclausemightformanexceptiontoit;and,indeed,everyclauseought,atallevents,tobeconstruedaccordingtoitsfairintentandobjects,asdisclosedinitslanguage。Whatsortofaruleisthat,which,withoutregardtotheintentorobjectsofaparticularclause,insists,thatitshall,ifpossible,notifreasonablebeconstruedinfavourofthestates,simplybecauseitrespectstheircitizens?Thesecondcanonis,\"Oneveryquestionofconstruction[weshould]carryourselvesbacktothetime,whentheconstitutionwasadopted;recollectthespiritmanifestedinthedebates;andinsteadoftrying,whatmeaningmaybesqueezedoutofthetext,orinventedagainstit,conformtotheprobableone,inwhichitwaspassed。\"Now,whodoesnotseetheutterlooseness,andincoherenceofthiscanon。Howarewetoknow,whatwasthoughtofparticularclausesoftheconstitutionatthetimeofitsadoption?Inmanycases,noprinteddebatesgiveanyaccountofanyconstruction;andwhereanyisgiven,differentpersonshelddifferentdoctrines。Whoseistoprevail?Besides;ofallthestateconventions,thedebatesoffiveonlyarepreserved,andtheseveryimperfectly。Whatistobedone,astotheothereightstates?Whatistobedone,astotheelevennewstates,whichhavecomeintotheUnionunderconstructions,whichhavebeenestablished,againstwhatsomepersonsmaydeemthemeaningoftheframersofit?Howarewetoarriveatwhatisthemostprobablemeaning?AreMr。Hamilton,andMr。Madison,andMr。
Jay,theexpoundersintheFederalist,tobefollowed。Orareothersofadifferentopiniontoguideus?Arewetobegovernedbytheopinionsofafew,nowdead,whohaveleftthemonrecord?Orbythoseofafewnowliving,simplybecausetheywereactorsinthosedays,constitutingnotoneinathousandofthose,whowerecalledtodeliberateupontheconstitution,andnotoneintenthousandofthose,whowereinfavouroragainstit,amongthepeople?Orarewetobegovernedbytheopinionsofthose,whoconstitutedamajorityofthose,whowerecalledtoactonthatoccasion,eitherasframersof,orvotersupon,theconstitution?
Ifbythelatter,inwhatmannercanweknowthoseopinions?Arewetobegovernedbythesenseofamajorityofaparticularstate,orofalloftheUnitedStates?Ifso,howarewetoascertain,whatthatsensewas?
Isthesenseoftheconstitutiontobeascertained,notbyitsowntext,butbythe\"probablemeaning\"tobegatheredbyconjecturesfromscattereddocuments,fromprivatepapers,fromthetabletalkofsomestatesmen,orthejealousexaggerationsofothers?IstheconstitutionoftheUnitedStatestobetheonlyinstrument,whichisnottobeinterpretedbywhatiswritten,butbyprobableguesses,asidefromthetext?Whatwouldbesaidofinterpretingastatuteofastatelegislature,byendeavouringtofindout,fromprivatesources,theobjectsandopinionsofeverymember;
howeveryonethought;whathewished;howheinterpretedit?Supposedifferentpersonshaddifferentopinions,whatistobedone?Supposedifferentpersonsarenotagreed,asto\"theprobablemeaning\"oftheframersorofthepeople,whatinterpretationistobefollowed?These,andmanyquestionsofthesamesort,mightbeasked。Itisobvious,thattherecanbenosecuritytothepeopleinanyconstitutionofgovernment,iftheyarenottojudgeofitbythefairmeaningofthewordsofthetext;butthewordsaretobebentandbrokenbythe\"probablemeaning\"ofpersons,whomtheyneverknew,andwhoseopinions,andmeansofinformation,maybenobetterthantheirown?Thepeopleadoptedtheconstitutionaccordingtothewordsofthetextintheirreasonableinterpretation,andnotaccordingtotheprivateinterpretationofanyparticularmen。Theopinionsofthelattermaysometimesaidusinarrivingatjustresults;buttheycanneverbeconclusive。TheFederalistdenied,thatthepresidentcouldremoveapublicofficerwithouttheconsentofthesenate。Thefirstcongressaffirmedhisrightbyameremajority。Whichistobefollowed?
11。Jefferson’sCorresp。373;Id。391,392;Id。396。
12。Jefferson’sCorresp。391,392,396。
13。1Tucker’sBlack。Comm。App。
151。
14。B。2,§;305。
15。§;508。
16。RawleontheConstitution,ch。1,p。31。
17。Martinv。Hunter,1Wheat。
R。304,325。
18。TheFederalist,No。37。
19。Wheat。R。304;S。C。3Peters’sCond。R。575。
20。ThisisstillmoreforciblystatedbyMr。ChiefJusticeMarshallindeliveringtheopinionofthecourtinMcCullochv。Maryland,inapassagealreadycited。4Wheat。R。316,402to405。
21。SeealsoMcCullochv。Maryland,4Wheat。R。316,402to406。
22。SeealsoId。222,andMr。
ChiefJusticeMarshall’sopinioninOgdenv。Saunders,12Wheat。
R。332。
23。SeeOgdenv。Saunders,12
Wheat。R。332,OpinionofMr。ChiefJusticeMarshall。
24。SeeGibbonsv。Ogden,9Wheat。
R。189。
25。Hunterv。Martin,1Wheat。
R。304,326,327;S。C。3Peters’sCond。R。575,583。
26。SeeGibbonsv。Ogden,9Wheat。
R。1,187,&;c。222,&;c。
27。SeeSturgisv。Crowninshield,4Wheat。R。112,202。
28。Mr。JusticeJohnson,indeliveringtheopinionofthecourtinAndersonv。Dunn,6Wheat。204,226
usesthefollowingexpressivelanguage:\"TheideaisUtopian,thatgovernmentcanexistwithoutleavingtheexerciseofdiscretionsomewhere。Publicsecurityagainsttheabuseofsuchdiscretionmustrestonresponsibility,andstatedappealstopublicapprobation。Whereallpowerisderivedfromthepeople,andpublicfunctionariesatshortintervalsdeposititatthefeetofthepeople,toberesumedagainonlyattheirownwills,individualfearsmaybealarmedbythemonstersofimagination,butindividuallibertycanbeinlittledanger。\"
29。SeeUnitedStatesv。Fisher,2Cranch,358;S。C。Peters’sCond。R。421。
30。Sturgisv。Crowninshield,4WheatR122,202。
31。SeeBacon’sAbridg。StatuteI;Vattel,B。2,ch。17,§;277to285,299to302。
32。SeeBasv。Tingey4Dall。
R。37;S。C。1Peters’sCond。R。221。
33。Gibbonsv。Ogden,9Wheat。
R。1,188,189。
34。2Dall。R。419;S。C。2Cond。R。
635,652。
35。Bacon’sAbridg。Statute1。
8。
36。TheFederalist,No。44。
37。ThereasoningofMr。ChiefJusticeMarshallonthissubject,inMcCullochv。Maryland,4Wheat。316
issocogentandsatisfactory,thatweshallventuretociteitatlarge。
Afterhavingremarked,thatwordshavevarioussenses,andthatwhatisthetrueconstructionofanyusedintheconstitutionmustdependuponthesubject,thecontext,andtheintentionsofthepeople,tohegatheredfromtheinstrument,heproceedsthus:
\"Thesubjectistheexecutionofthosegreatpowers,onwhichthewelfareofanationessentiallydepends。Itmusthavebeentheintentionofthose,whogavethesepowers,toinsure,asfarashumanprudencecouldinsure,theirbeneficialexecution。Thiscouldnotbedonebyconfidingthechoiceofmeanstosuchnarrowlimits,asnottoleaveitinthepowerofcongresstoadoptany,whichmightbeappropriate,andwhichwereconducivetotheend。Thisprovisionismadeinaconstitutionintendedtoendureforagestocome,and,consequently,tobeadaptedtothevariouscrisesofhumanaffairs。Tohaveprescribedthemeans,bywhichgovernmentshould,inallfuturetime,executeitspowers,wouldhavebeentochangeentirelythecharacteroftheinstrument,andgiveitthepropertiesofalegalcode。Itwouldhavebeenanunwiseattempttoprovide,byimmutablerules,forexigencies,which,ifforeseenatall,musthavebeenseendimly,andwhichcanbebestprovidedfor,astheyoccur。Tohavedeclared,thatthebestmeansshallnotbeused,butwoulddenyachoiceofmeanstoexecutethepower,wouldreducethepoweritselftoanullity。For,asitnevercouldbedemonstrated,thatanyonemodeinparticularwasintended,andtobeexclusivelyemployed;and,asitmightbedemonstrated,thatothermeansmightbeemployed,thequestion,whetherthepowerwererightfullyputintoexercise,wouldforeverbesubjecttodoubtandcontroversy。
1Ifonemeansisadoptedtogiveiteffect,andiswithinitsscope,becauseitisappropriate,howarewetoescapefromtheargument,thatanother,fallingwithinthesamepredicament,isequallywithinitsscope?Ifeachisequallyappropriate,howisthechoicetobemadebetweenthem?Ifoneisselected,howdoesthatexcludeallothers?Ifoneismoreappropriateatonetime,andanotheratanothertime,whereistherestrictiontobefound,whichallowstheone,anddeniestheother?Apowergrantedinaframeofgovernmentisnotcontemplatedtobeexhaustedinasingleexertionofit,orunoflatu。Itisintendedforfreeandpermanentexercise;
andifthediscretionofthefunctionaries,whoaretoexerciseit,isnotlimited,thatdiscretion,especially,asthosefunctionariesmustnecessarilychange,mustbecoextensivewiththepoweritself。Take,forinstance,thepowertomakewar。Inoneage,thiswouldauthorizethepurchaseandemploymentoftheweaponsthenordinarilyusedforthispurpose。Butsupposetheseweaponsarewhollylaidaside,andotherssubstituted,moreefficientandpowerful;isthegovernmentprohibitedfromemployingthenewmodesofoffenceanddefence?Surelynot。Theinventionofgunpowdersupersededtheoldmodesofwarfare,andmayperhaps,byfutureinventions,besupersededinitsturn。Noonecanseriouslydoubt,thatthenewmodeswouldbewithinthescopeofthepowertomakewar,iftheywereappropriatetotheend。
Itwould,indeed,beamostextraordinarymodeofinterpretationoftheconstitution,togivesucharestrictivemeaningtoitspowers,asshouldobstructtheirfairoperation。Apowerbeinggiven,itistheinterestofthenationtofacilitateitsexecution。Itcanneverbetheirinterest,andcannotbepresumedtobetheirintention,toclogandembarrassitsexecution,bywithholdingthemostappropriatemeans。Therecanbenoreasonablegroundforpreferringthatconstruction,whichwouldrendertheoperationsofthegovernmentdifficult,hazardous,andexpensive;orforimputingtotheframersoftheconstitutionadesigntoimpedetheexerciseofitspowers,bywithholdingachoiceofmeans。38
\"So,withrespecttothewholepenalcodeoftheUnitedStates:whencearisesthepowertopunish,incasesnotprescribedbytheconstitution?Alladmit,thatthegovernmentmaylegitimately,punishanyviolationofitslaws;andyet,thisisnotamongtheenumeratedpowersofcongress。Therighttoenforcetheobservanceoflaw,bypunishingitsinfraction,mightbedeniedwiththemoreplausibility,becauseitisexpresslygiveninsomecases。Congressisempowered’toprovideforthepunishmentofcounterfeitingthesecuritiesandcurrentcoinoftheUnitedStates,’
and’todefineandpunishpiraciesandfeloniescommittedonthehighseas,andoffencesagainstthelawofnations。’Theseveralpowersofcongressmayexist,inaveryimperfectstatetobesure,buttheymayexist,andbecarriedintoexecution,althoughnopunishmentshouldbeinflictedincases,wheretherighttopunishisnotexpresslygiven。
\"Take,forexample,thepower’toestablishpostofficesandpostroads。’Thispowerisexecutedbythesingleactofmakingtheestablishment。But,fromthishasbeeninferredthepower,anddutyofcarryingthemailalongthepostroad,fromonepostofficetoanother。
And,fromthisimpliedpowerhasagainbeeninferredtherighttopunishthose,whosteallettersfromthepostoffice,orrobthemail。Itmaybesaid,withsomeplausibility,thattherighttocarrythemail,andtopunishthose,whorobit,isnotindispensablynecessarytotheestablishmentofapostoffice,andpostroad。Thisrightisindeedessentialtothebeneficialexerciseofthepower,butnotindispensablynecessarytoitsexistence。So,ofthepunishmentofthecrimesofstealingorfalsifyingarecord,orprocessofacourtoftheUnitedStates,orofperjuryinsuchcourt。Topunishtheseoffencesiscertainlyconducivetothedueadministrationofjustice。Butcourtsmayexist,andmaydecidethecausesbroughtbeforethem,thoughsuchcrimesescapepunishment。
\"Thebanefulinfluenceofthisnarrowconstruction,onalltheoperationsofthegovernment,andtheabsoluteimpracticabilityofmaintainingitwithoutrenderingthegovernmentincompetenttoitsgreatobjects,mightbeillustratedbynumerousexamplesdrawnfromtheconstitution,andfromourlaws。Thegoodsenseofthepublichaspronouncedwithouthesitation,thatthepowerofpunishmentappertainstosovereignty,andmaybeexercised,wheneverthesovereignhasarighttoact,asincidentaltohisconstitutionalpowers。Itisameansforcarryingintoexecutionallsovereignpowers,andmaybeused,althoughnotindispensablynecessary。
Itisarightincidentaltothepower,andconducivetoitsbeneficialexercise。\"39
38。McCullochv。Maryland,4
Wheat。R。316,408。
39。SeeUnitedStatesv。Fisher,2Cranch,358;S。C。1Peters’sCond。R。421,429。
40。SeetheremarksofMr。JusticeJohnson,indeliveringtheopinionofthecourtinAndersonv。Dunn,6Wheat。
R。204,226;UnitedStatesv。Fisher,2Cranch。358;S。C。1Peters’sCond。R。421,429。
41。McCullochv。Maryland,4
Wheat。R,316,409,410,421,423;UnitedStatesv。Fisher,2Cranch,358;S。C。1Peters’sCond。R。421。
42。TheFederalist,No。33,44;McCullochv。Maryland,4Wheat。R。316,423。
43。Inthediscussions,astotheconstitutionalityoftheBankoftheUnitedStates,inthecabinetofPresidentWashington,upontheoriginalestablishmentoftheBank,therewasalargerangeofargument,proelcontra,inrespecttoimpliedpowers。ThereaderwillfindasummaryofthelendingviewsoneachsideinthefifthvolumeofMarshall’sLifeofWashington,App。p。3,note3,&;c。;4
Jefferson’sCorresp。523to526;andinHamilton’sArgumentonConstitutionalityofBank,1Hamilton’sWorks,111to155。
44。Andersonv。Dunn,6Wheat。
204,226。
45。Article2。
46。PerMr。ChiefJusticeMarshall,inMcCullochv。Maryland,4WheatR。316,406,407,421。
47。TheFederalist,No。33。
48。TheFederalist,No。44。
49。TheFederalist,No。44。
50。TheFederalist,No。32。
51。SeeHustonv。More,5Wheat。
R。1,22,24,48;Ogdenv。Gibbons,9Wheat。R。1,198,210,228,235;Sturgisv。Crowninshield,4Wheat。R。122,192,193;Ogdenv。Saunders,12Wheat。1,275,307,322,334,335。
52。Sturgisv。Crowninshield,4Wheat。R。122,192,193;Gibbonsv。Ogden,9Wheat。R。1,198,&;c。
52。TheFederalist,No。32;Gibbonsv。Ogden,9Wheat。R。1,198,199to205;McCullochv。Maryland,4Wheat,R。316,425。
54。Gibbonsv。Ogden,9Wheat。
R。1,205。——Mr。ChancellorKenthasgiventhiswholesubjectofexclusiveandconcurrentpowerathoroughexamination;andtheresultwillbefoundmostablystatedinhislearnedCommentaries,Lecture18。1KentComm。
364to379,2dedit。p。387to405。
55。Warev。Hylton,3Dall。199,S。C。1,Conden。R。99,112,127,128,129;Gibbonsv。Ogden,9Wheat。
R。1,210,211;McCullochv。Maryland,4Wheat。R。316,405,406,425to436Houstonv。Moore。5Wheat。R。1,22,24,49,51,53,56;Sturgisv。Crowninshield,2Wheat。R。1,190,196;Goldenv。Prince,3Wash。C。C。R。313,321;TheFederalist,No。32;
Brownv。Maryland,12Wheat。R。419,419。
56。McCullochv。Maryland,4
Wheat。R。316,426。
57。Sturgisv。Crowninshield,4Wheat。R。1,193。
58。Mr。JusticeWashington,Houstonv。Moore,5Wheat。R。1,21,22。
59。5WheatR。p。22。
60。Id。24。SeealsoGoldenv。Prince,3Wash。C。C。R。313,324,&;c。;
61。Sturgisv。Crowninshield,4Wheat。R。122,195,196。SeealsoGibbonsv。Ogden,9Wheat。R。
1,197,227,235,238;Houstonv。Moore,5wheat。R。34,49,52,54,55。——Thisopinion,thatthepowertopassbankruptlawsisnotexclusive,hasnotbeenunanimouslyadoptedbytheSupremeCourt。Mr。JusticeWashingtonmaintainedatalltimesanoppositeopinion;andhisopinionisknowntohavebeenadoptedbyatleastoneotherofthejudgesoftheSupremeCourt。
Thereasons,onwhichMr。J。Washington’sopinionisfounded,willbefoundatlargeinthecaseofGoldenv。Prince,3Wash。C。C。R。313,322,&;c。SeealsoOgdenv。Saunders,12Wheat。R。213,264,265,andGibbonsv。Ogden,9Wheat。R。1,209,226,238。
62。Houstonv。Moore,5Wheat。
R。1,49,55,56。
63。SeeGibbonsv。Ogden,9Wheat。
R。1,197,210;McCullochv。Maryland,4Wheat。R。316,527。
64。McCullochv。Maryland,4
Wheat。R。316,431。
65。Ibid。
66。Id。432。
67。Houstonv。Moore,5Wheat。
R。1,53。
68。HoustonvMoore,5Wheat。
R。50,51,52。
69。Id。54,55。
70。Sturgisv。Crowninshield,4Wheat。122,195,197,199;Gibbonsv。Ogden,9Wheat。R。1,196,197,209。
71。SeeGibbonsv。Ogden,9Wheat。
R。1,203to210。
72。SeeTheFederalist,No。83,84。
73。Cohensv。Virginia,6Wheat。
R。395to401。
74。TheFederalist,No。83。
75。TheFederalist,No。83。SeeVattel,B。2,ch,17,§;282。
76。TheFederalist,No。83。
77。Mr。Madison’sLettertoMr。Cabell,18thSeptember,1828。
78。SeeVattel,B。2,ch。17,§;262,§;299。
79。TheFederalist,No。37。
80。SeeVattel,B。2,ch。17,§;276,277。
81。ExparteBollman&;Swartout,4Cranch,75;S。C。2Peters’sCond。R。33。
82。Vattel,B。2,ch。17,§;281。
5Peters’sRep。1,19。
83。
84。Mr。Madison’sVirginiaReport,7January,1800,p。5;ante,§;208,p。193。
85。SeeVattel,B。2,ch。17,§;285,286。
86。Burke’sLettertotheSheriffsofBristolin1777。
CH。VI。]THEPREAMBLE。443
CHAPTERVI。
THEPREAMBLE。
§;457。Havingdisposedofthesepreliminaryinquiries,wearenow
arrivedatthatpartofourlabours,whichinvolvesacommentaryuponthe
actualprovisionsoftheconstitutionoftheUnitedStates。Itisproposedto
takeupthesuccessiveclausesintheorderinwhichtheystandinthe
instrumentitself,sothattheexpositionmaynaturallyflowfromthetermsof
thetext。
§;458。Webeginthenwiththepreambleoftheconstitution。It
isinthefollowingwords:
\"We,thepeopleoftheUnitedStates,inordertoformamoreperfect
union,establishjustice,insure\"domestictranquility,provideforthe
commondefence,promotethegeneralwelfare,andsecuretheblessingsof
libertytoourselvesandourposterity,doordainand\"establishthis
constitutionfortheUnitedStatesofAmerica。\"
§;459。Theimportanceofexaminingthepreamble,forthe
purposeofexpoundingthelanguageofastatute,hasbeenlongfelt,and
universallyconcededinalljuridicaldiscussions。Itisanadmittedmaximin
theordinarycourseoftheadministrationofjustice,thatthepreambleofa
statuteisakeytoopenthemindofthemakers,astothemischiefs,whichare
toberemedied,andtheobjects,whicharetobeaccomplishedbytheprovisions
ofthestatute。Wefinditlaiddowninsomeofourearliestauthoritiesinthe
commonlaw;andciviliansareaccustomedtoasimilarexpression,444CONSTITUTIONOFTHEU。STATES。[BOOKIII。
cessantelegispraemio,cessatetipsalex。1Probablyithasafoundation
intheexpositionofeverycodeofwrittenlaw,fromtheuniversalprincipleof
interpretation,thatthewillandintentionofthelegislatureistobe
regardedandfollowed。Itisproperlyresortedto,wheredoubtsorambiguities
ariseuponthewordsoftheenactingpart;foriftheyareclearand
unambiguous,thereseemslittleroomforinterpretation,exceptincases
leadingtoanobviousabsurdity,ortoadirectoverthrowoftheintention
expressedinthepreamble。
§;460。Theredoesnotseemanyreasonwhy,inafundamental
laworconstitutionofgovernment,anequalattentionshouldnotbegivento
theintentionoftheframers,asstatedinthepreamble。Andaccordinglywe
find,thatithasbeenconstantlyreferredtobystatesmenandjuriststoaid
themintheexpositionofitsprovisions。2
§;461。Thelanguageofthepreambleoftheconstitutionwas
probablyinagoodmeasuredrawnfromthatofthethirdarticleofthe
confederation,whichdeclared,that\"Thesaidstatesherebyseverally
enterintoafirmleagueoffriendshipwitheachother,fortheircommon
defence,thesecurityoftheirliberties,andtheirmutualandgeneralwelfare。
Andweaccordinglyfind,thatthefirstresolutionproposed,intheconvention
whichframedtheconstitution,was,thatthearticlesoftheconfederation
oughttobesocorrectedandenlarged,astoaccomplishtheobjectsproposedby
theirinstitution,namely,commondefence,securityofliberty,andgeneral
welfare。3
___________________________________1Bac。Abridg。Statute1。;2PlowdenR。369;1Inst。79。
2SeeChisholmv。Georgia,ChiefJusticeJay’sopinion,2Dall。419;2Cond。
Rep。635,671。
3JournalofConvention,67;Id。83。
CH。VI。]THEPREAMBLE。445
§;462。And,here,wemustguardourselvesagainstanerror,whichis
toooftenallowedtocreepintothediscussionsuponthissubject。Thepreamble
nevercanberesortedto,toenlargethepowersconfidedtothegeneral
government,oranyofitsdepartments。Itcannotconferanypowerperse;it
canneveramount,byimplication,toanenlargementofanypowerexpressly
given。Itcanneverbethelegitimatesourceofanyimpliedpower,when
otherwisewithdrawnfromtheconstitution。Itstrueofficeistoexpoundthe
nature,andextent,andapplicationofthepowersactuallyconferredbythe
constitution,andnotsubstantivelytocreatethem。Forexample,thepreamble
declaresoneobjecttobe,\"toprovideforthecommondefence。\"No
onecandoubt,thatthisdoesnotenlargethepowersofcongresstopassany
measures,whichtheymaydeemusefulforthecommondefence。1Butsupposethe
termsofagivenpoweradmitoftwoconstructions,theonemorerestrictive,
theothermoreliberal,andeachofthemisconsistentwiththewords,butis,
andoughttobe,governedbytheintentofthepower;ifonewouldpromote,and
theotherdefeatthecommondefence,oughtnottheformer,uponthesoundest
principlesofinterpretationtobeadopted?Areweatliberty,uponany
principlesofreason,orcommonsense,toadoptarestrictivemeaning,which
willdefeatanavowedobjectoftheconstitution,whenanotherequallynatural
andmoreappropriatetotheobjectisbeforeus?Wouldnotthisbetodestroy
aninstrumentbyameasureofitswords,whichthatinstrumentitself
repudiates?
___________________________________1Yet,strangelyenough,thisobjectionwasurgedveryvehementlyagainst
theadoptionoftheconstitution;1Elliot’sdebates,293,300。
446CONSTITUTIONOFTHEU。STATES。[BOOKIII。
§;463。Wehavealreadyhadoccasion,inconsideringthenatureofthe
constitution,todwellupontheterms,inwhichthepreambleisconceived,and
theproperconclusiondeduciblefromit。Itisanactofthepeople,andnotof
thestatesintheirpoliticalcapacities。1Itisanordinanceorestablishment
ofgovernmentandnotacompact,thoughoriginatinginconsent;anditbindsas
afundamentallawpromulgatedbythesovereignauthority,andnotasacompact
ortreatyenteredintoandinfieri,betweeneachandallthecitizensofthe
UnitedStates,asdistinctparties。Thelanguageis,\"We,thepeopleof
theUnitedStates,\"not,We,thestates,\"doordainand
establish;\"not,docontractandenterintoatreatywitheachother;
\"thisconstitutionfortheUnitedStatesofAmerica,\"notthistreaty
betweentheseveralstates。Anditis,therefore,anunwarrantableassumption,
nottocallitamostextravagantstretchofinterpretation,whollyatvariance
withthelanguage,tosubstituteotherwordsandothersensesforthewordsand
sensesincorporated,inthissolemnmanner,intothesubstanceofthe
instrumentitself。Wehavethestrongestassurances,thatthispreamblewasnot
adoptedasamereformulary;butasasolemnpromulgationofafundamental
fact,vitaltothecharacterandoperationsofthegovernment。Theobvious
objectwastosubstituteagovernmentofthepeople,foraconfederacyof
states;aconstitutionforacompact。2Thedifficultiesarisingfromthis
source___________________________________1See2Lloyd’sDebates,1789,p。178,180,181。
2Byaconstitution,isto,beunderstoodsaysMr。JusticeWilsonasupreme
law,madeandratifiedbythose,inwhomthesovereignpowerofthestate
resides,whichprescribesthemanner,inwhichthatsovereignpowerwillsthat
thegovernmentshouldbeinstitutedandadministered。*
Itcontributednota
littletotheinfirmitiesofthearticlesoftheconfederation,thatitnever
hadAratificationbythepeople。TheFederalist,22。
*1Wilson’sLect。417。
CH。VI。]THEPREAMBLE。447
werenotslight;foranotioncommonlyenough,howeverincorrectly,
prevailed,that,asitwasratifiedbythestatesonly,thestates
respectively,attheirpleasure,mightrepealit;andthis,ofitself,proved
thenecessityoflayingthefoundationsofanationalgovernmentdeeperthanin
themeresanctionofdelegatedpower。Theconventiondetermined,thatthe
fabricofAmericanempireoughttorestandshouldrestonthesolidbasisof
theconsentofthepeople。Thestreamsofnationalpoweroughttoflowand
shouldflowimmediatelyfromthehighestoriginalfountainofalllegitimate
authority。1And,accordingly,theadvocatesoftheconstitutionsotreatedit
intheirreasoninginfavourofitsadoption。\"Theconstitution,\"
saidtheFederalist,\"istobefoundedontheassentandratificationof
thepeopleofAmerica,givenbydeputieselectedforthatpurpose;butthis
assentandratificationistobegivenbythepeople,notasindividuals
composingawholenation,butascomposingthedistinctandindependentstates,
towhichtheybelong。\"2Andtheuniformdoctrineofthehighestjudicial
authorityhasaccordinglybeen,thatitwastheactofthepeople,andnotof
thestates;andthatitboundthelatter,assubordinatetothepeople。
\"Letusturn,\"saidMr。ChiefJusticeJay,\"totheconstitution。
Thepeoplethereindeclare,thattheirdesigninestablishingitcomprehended
sixobjects:1。Toformamoreperfectunion;2。toestablishjustice;3。
toinsuredomestictranquillity;4。toprovideforthecommondefence;5。
topromotethegeneralwelfare;6。tosecuretheblessingsoflibertyto
themselvesandtheirposterity。Itwould,\"headded,\"bepleasingand
useful___________________________________1TheFederalist,No。22;seealsoNo。43;4Elliot’sDebates,75;ante,p。
248。
2TheFederalist,No。39;Id。No。84。
448CONSTITUTIONOFTHEU。STATES。[BOOKIII。
toconsiderandtracetherelations,whicheachoftheseobjectsbearsto
theothers;andtoshow,that,collectively,theycompriseeverything
requisite,withtheblessingofDivineProvidence,torenderapeople
prosperousandhappy。\"1InHunterv。Martin,1Wheat。R。305,324,the
SupremeCourtsay,aswehaveseen,\"theconstitutionoftheUnited
Stateswasordainedandestablished,notbythestatesintheirsovereign
capacities,butemphatically,asthepreambleoftheconstitutiondeclares,by
thepeopleoftheUnitedStates;\"andlanguagestillmoreexpressivewill
befoundusedonothersolemnoccasions。2
§;464。Butthispointhasbeensomuchdweltuponinthe
discussionofothertopics,3thatitiswhollyunnecessarytopursueit
further。Itdoes,however,deservenotice,thatthisphraseologywasamatter
ofmuchcriticaldebateinsomeoftheconventionscalledtoratifythe
constitution。Ontheonehand,itwaspressed,asasubjectofjustalarmto
thestates,thatthepeopleweresubstitutedforthestates;thatthiswould
involveadestructionofthestatesinoneconsolidatednationalgovernment;
andwouldterminateinthesubversionofthepublicliberties。Ontheother
hand,itwasurged,astheonlysafecourseforthepreservationoftheUnion
andthelibertiesofthepeople,thatthegovernmentshouldemanatefromthe
people,andnotfromthestates;thatitshouldnotbe,liketheconfederation,
ameretreaty,operatingbyrequisitionsonthestates;andthatthepeople,
forwhosebenefitit___________________________________1Chisholmv。Georgia,2Dall。419;2Cond。R。p。635,671。