Ithasbeendecidedthatpersonswhohavebecomeboundforthegoodconductoftheofficeronthefirstappointment,arenotresponsibleforhisactsafterthedateofthesecondcommission,whichvirtuallysuspendsthefirst。4
1。SeeSergeant\'sConstitutionalLaw,p。360。
2。1Peters\'Rep。471。
3。1Cranch,137,Marburyv。Madison,andseeparticularlyp。167。
4。9Wheaton,730。UnitedStatesv。
Kirkpatrick。
WilliamRawle:AViewoftheConstitution:ChapterXVCHAPTERXV。OFTHELIABILITYOFEXECUTIVEOFFICERS。ITisaself-evidentprinciple,thatanillegalmandateorinstructionsfromthepresident,cangivenosanctiontotheconductofasubordinateofficer。Onthecontrary,thepresidentwouldbeliabletotheactionofapersoninjuredinthesamemannerthataprivateindividualwouldbe。Thelawmakesnodistinctionofpersons,andthemaximthatthekingcandonowrong,somuchadmiredinEngland,existsbynoanalogyinarepublicangovernment。
Itmaynotbeimpropertoconsiderwhysucharuleisadmittedinmonarchies,andwhyitcannottakeplaceinawellconstitutedrepublic。Ineverymonarchy,aqualitytermedprerogative,isattachedtothemonarch。ItisdefinedbythelearnedcommentatoronthelawsofEngland,\"thatspecialpreeminencewhichthekinghathoverandaboveallotherpersons,andoutoftheordinarycourseoflaw。\"1Itcannotbesharedwiththepeople,forthenitwouldceasetobeprerogative:\"itisthatlawincaseoftheking,whichislawinnocaseofthesubject。\"Oneoftheseprerogativesis,thatnopersonalredresscanbehadfromtheking。
Hemayactually,itwouldseem,commitanyoutrageonanyofhissubjects;
hewouldbeliableneithertoaprosecutionnoracivilaction。\"Heisconsideredasasuperiorbeing,andentitledtothatawfulrespectwhichmayenablehimwithgreatereasetocarryonthebusinessofthegovernment。\"2Thesedoctrines,gratingastheyaretorepublicans,arepalliatedbythefurtherremark,thatprerogativeisgivenforthe\"benefitofthesubject,intheconfidencethatitwillonlybeexertedtotheadvantageoftherealm?andthattosubjecthimtocivilorcriminalproceedings,wouldbetosubvertthewholeorderofthatspeciesofgovernment。\"Thetheoryisnotunjust,andtheremarkofLocke,thegreatchampionofatemperedsystemofpopularrights,mustbeacknowledgedtobecogent?\"astopersonalwrongs,theharmwhichthesovereigncando,inhisownperson,notbeinglikelytohappenoften,nortoextenditselffar;theinconvenienceofsomeparticularmischiefs,thatmayhappensometimes,whenaheadyprincecomestothethrone,arewellrecompensedbythepeaceofthepublic,andthesecurityofthegovernment,inthepersonofthechiefmagistratebeingthussentoutofthereachofdanger。\"Buttheprinciplewhichthusshieldsandprotectsthemonarch;thesovereigntyresidentinhimself,createsthedistinctionbetweenhimandtheelected,thoughsupreme,magistrateofarepublic,wherethesovereigntyresidesinthepeople。Allitsofficers,whetherhighorlow,arebutagents,towhomatemporarypowerisimparted,andonwhomnoimmunityisconferred。Anexemptionfromthepowerofthelaw,eveninasmallparticular,exceptuponspecialoccasions,wouldbreakinuponthisimportantprinciple,andthefreedomofthepeople,thegreatandsacredobjectofrepublicangovernment,wouldbeputinjeopardy。Theexceptionadvertedto,isthatalreadynoticed,ofmembersofthelegislaturegoingto,attendingat,orreturningfromasessionofcongressbuteventhisexceptionisqualified;thecommissionoftreason,felony,ortheslightestbreachofthepeace,wouldconvincethemember,thathispublicfunctioninnowiseprotectedhimfromtheadministrationofjustice;butnootherofficerofgovernmentisentitledtothesameimmunityinanyrespect。
1。1Blackst。239。
2。1Blackst。240。
WilliamRawle:AViewoftheConstitution:ChapterXVICHAPTERXVI。ONCOMMUNICATIONSTOBEMADEBYTHEPRESIDENTTOCONGRESS。ITisthedutyofthepresidentfromtimetotimetogivecongressinformationofthestateoftheunion;butalthoughthisaloneisexpresslymentionedintheConstitution,hiscommunicationsnaturallyembraceawiderscopethaninternalaffairs。Undertheexpression,heistoreceiveambassadors,thepresidentischargedwithalltransactionsbetweentheUnitedStatesandforeignnations,andheis,therefore,theregularchannelthroughwhichthelegislaturebecomesinformedofthepoliticalsituationoftheUnitedStatesinitsforeign,aswellasitsdomesticrelations;yetithasbeenalwaysunderstoodthatheisnotrequiredtocommunicatemorethan,inhisapprehension,maybeconsistentwiththepublicinterests。
Eitherhousemayatanytimeapplytohimforinformation;and,intheregularcourseofgovernment,canapplyonlytohim,wherethematterinquiredof,isprincipallyunderhissuperintendenceanddirection,althoughtheyfrequentlyexercisetherighttocalluponthechiefofficersofexecutivedepartments,onmatterspeculiarlyappertainingtothem,andinlikemanneroccasionallyrefertotheattorneygeneraloftheUnitedStatesonsubjectsappropriatetoItsoffice。Theapplicationsdirectlytothepresident,aregenerallyaccompaniedwithaqualificationevincingacorrectsenseoftheobligationonhisparttoavoidorsuspenddisclosures,bywhichthepublicinterest,thatbothareboundtokeepinview,mightbeaffected。
Suchdisclosuresthelegislatureingeneralexpresslydisclaims。Inrecurrencetoourhistory,itmustbeobvious,thattheseofficialcommunicationsarechargeablewithbeingrathermorefullandliberalthaniscommoninothercountries。Insupportofthepracticeithasbeensaid,thatinrepublicsthereoughttobefewornosecrets;anillusoryopinion,foundedonidealconceptions,andatvariancewiththeusefulpracticeofmankind。Ifallthetransactionsofacabinet,whetherinrespecttointernalorexternalbusiness,wereregularlyexhibitedtothepubliceye,itsownoperationswouldbeimpeded;thepublicmindbeperplexed,andimproperadvantageswouldsometimesbetaken。Foreignpowers,pursuingastheyinvariablydo,adifferentcoursethemselves,wouldjustlyobjecttosuchproceeding。
Thepresidentisalsorequiredtorecommendtotheirconsiderationsuchmeasuresashemaydeemexpedient。Thisisanobligationnottobedispensedwith。Exercisinghisofficeduringtherecessofthelegislature,themembersofwhich,whentheyreturntothemassofcitizens,aredisengagedfromtheobligatoryinspectionofpublicaffairs;suppliedbyhishighfunctionswiththebestmeansofdiscoveringthepublicexigencies,andpromotingthepublicgood,hewouldnotbeguiltlesstohisconstituentsifhefailedtoexhibitonthefirstopportunity,hisownimpressionsofwhatitwouldbeusefultodo,withhisinformationofwhathadbeendone。
Hewillthenhavedischargedhisduty,anditwillrestwiththelegislaturetoactaccordingtotheirwisdomanddiscretion。Thesecommunicationswereformerlymadeinpersonattheopeningofthesession,andwrittenmessagesweresubsequentlysentwhennecessary,butthewholeisnowdoneinwriting。
Itwasformerlythepracticetoreturnanswers,whichasamerematterofceremonyisnowdisused。Thecoursepursuedatpresentistoreferthemessagetoacommittee,whocommonlyreportananalysisofit,andthepartsonwhichitappearsnecessarytoact,arereferredtoothercommitteestopreparethemforthedeliberationsofthewhole。
WilliamRawle:AViewoftheConstitution:ChapterXVIICHAPTERXVII。OFTHEPOWERTOGRANTPARDONS。Apowertograntreprievesandpardonsisexpresslygiventothepresident。
Thatpunishmentsshouldinallcasesbestrictlyappropriatetotheoffenceandcertainintheirexecution,isindeedtheperfectionofcriminallaw,butthefallibilityofhumanjudgmentwouldrenderaninflexibleruletothiseffect,toosevereforhumannature。Anactmayfallwithinthepurviewofthelawandjustlysubjectthepartytoconviction;yettheremaybealleviatingcircumstances,whichinduceeventhosewhodelivertheverdictorpronouncethejudgment,tofeelrepugnanceatitsbeingexecuted:
butitwouldtendtooverthrowthebarriersoflaw,ifthetribunalwhichistodecideontheguiltorinnocenceoftheaccused,werepermittedtointermixotherconsiderations。Atfirstview,benevolentmindswouldnotobjecttotheadmissionoftheseprinciplesinfavouroftheaccused,onhistrial,butthegeneralinterestsofsocietyhaveastrongerclaimonthehumanityoffeelingsjustlyregulated,thantheparticularcaseoftheindividual。Thegeneralinterestrequiresthattheadministrationofjusticeshouldnotbedivertedfromitssettledcourse,byanerroneousassumptionofpowerandanirregulardistributionofjustice。Ifthelawisplain,thedutyofthetribunalistoconformtoit,becausethelawisascompulsoryonthetribunalasontheoffender。
Buttheconditionofsocietywouldbemiserableiftheseverityofthelawcouldinnoformbemitigated,andifthoseconsiderationswhichoughtnottooperateonajuryorajudgecouldhavenoinfluenceelsewhere。
Independentlyofotherviews,wemayinstancethecaseoftreasonagainstthestate。Publicpolicymayrequirethattheoffenders,thoughconvicted,shouldbeforgiven:severitymayincreasetheoppositionofthatpartofthecommunitywhichwasengagedinthecombination;mercymayproduceconciliationandsubmission;butiftheguiltisproved,nosuchconsiderationscanbeadmittedintothedeliberationsofthecourt。Itisthereforeexpedientandwise,todepositinsomeotherpartofthegovernment,thepowerorgrantingpardons;apower,whichnotwithstandingthestrangeassertionsofBlackstoneandMontesquieu,isnotinconsistentwiththenatureofademocraticgovernment。1Themostillustriousmindsaresometimesseducedfromplainandobvioustruthsbytheillusionsoftheory,andwhenwearetoldthatthepowerofpardoncanneversubsistindemocracies,becausenothinghigherisacknowledgedthanthemagistratewhoadministersthelaw,andbecauseitwouldconfoundallideasofrightamongthemassofthepeople,astheywouldfinditdifficulttotellwhetheraprisonerwasdischargedbyhisinnocence,orobtainedapardonthroughfavour,wemustatonceperceivethatthepositionisfallacious,bybeingtoogeneral。
Theinconveniencesuggestedinthelattermemberofit,correspondsindeedwithwhathasbeenalreadyobserved,ifconfinedtothejudicialtribunalthatoriginallyactsonthecase,butthefirstpartofitindicatesawantofacquaintancewiththesubdivisionsofauthoritycompatiblewiththepurestdemocracy。Itistheofficeofthejudgetoconvicttheguilty;
theexecutionofthesentenceisthedutyoftheexecutiveauthority,thetimeandplaceofexecutionarenopartofthejudgmentofthecourt。2Itistrue,thatduringavacancyintheofficeofpresident,whichashasbeenseen,iscarefullyprovidedagainst,therewouldbenopowertograntapardon,butthemomenttheofficeisagainfilled,thepowerwouldberevived。
Thepowertograntpardonsextendstoallcases,exceptimpeachments。
Someconsiderationsonthesubjectofimpeachmentswillbepresentedhereafter;
atpresent,itmaynotbeimpropertoobserve,thatnotonlyintheConstitutionoftheUnitedStates,butinthoseofalmosteverystateintheUnion,wefindtheEnglishdoctrineofimpeachmentsintroduced,butthedifferenceinrespecttograntingpardonstothepersonsimpeachedisnotpreserved。
Impeachmentsaregenerallyeffortsofthepeopleofthatcountrythroughtheirrepresentativesinthehouseofcommons,toobtainredressbeforeadistinctandindependenttribunal,forthemalpracticesofthegreatofficersofthecrown。Nopardonpreviouslygranted,cansheltertheaccusedfromafullinquiry,andthushismisconduct,ifsubstantiated,isdevelopedandexposedtothenation,butaftertheimpeachmenthasbeensolemnlyheardanddetermined,itisnotunderstoodthattheroyalgraceisfurtherrestrainedorabridged。
Withus,nopardoncanbegrantedeitherbeforeoraftertheimpeachment;
andperhaps,ifthismodeoftrialisretainedatall,itisrightthatthesentenceofaguardedandaugusttribunal,which,asweshallfind,isexceedinglylimitedintheextentofitspunishments,shouldbeexceptedfromthegeneralpowerofthepresidenttodefeattheeffectofthecondemnation。
Inrespecttoanotherjurisdiction,itmaybedoubtedwhetherhepossessesthepowertopardon。
Itseemstoresultfromtheprincipleonwhichthepowertopunishcontemptsofeitherhouseofthelegislatureisfounded,thattheexecutiveauthoritycannotinterpose,inanyshape,betweenthemandtheoffender。Themainobjectistopreservethepurityandindependenceofthelegislature,forthebenefitofthepeople。Itacts,therefore,onitsownpower,withoutreferenceto,ordependenceupon,anyother。Iftheexecutiveauthoritycould,bygrantingapardon,or,inanyothermode,protectthosewhoinsidiouslyorviolentlyinterruptedordefeatedtheiroperations,thelegislature,whichisthesuperiorbody,wouldbesofardependentonthegoodwilloftheexecutive。Anditwouldbeonly,asitwere,bythepermissionofthelatter,thatitexercisedajurisdictionofsomuchimportancetothepeople\'srights。TheConstitutionisassilentinrespecttotherightofgrantingpardonsinsuchcases,asitisinrespecttothecreationofthejurisdictionitselfonearisesbyimplicationtheotherisexcludedbyimplication。
Inallotherthanthesetwocases,thepowerisgeneralandunqualified。
Itmaybeexercisedaswellbeforeasafteratrial,anditextendsaliketothehighestandthesmallestoffences。Theremissionoffines,penalties,andforfeitures,undertherevenuelaws,isincludedinit,andinthisshapeitisfrequentlyexercised:butalthoughitmayrelievethepartyfromthenecessityofpayingmoneyintothetreasury,thepresidentcannot,afterthemoneyhasreachedthetreasury,compeltherestitutionofit。
TheConstitutionnowhereexpresslydescribesanymodeofpunishment:
itempowerscongressinfourenumeratedcasestoprovidethepunishment。
Theyaretreason,piracy,offencesagainstthelawofnations,andcounterfeitingthesecuritiesandcurrentcoinoftheUnitedStates。Thepowerofcongresstoinflictpunishmentinothercasesisderivedfromimplicationonly,butitisnecessarytocarrytheConstitutionintoeffect,andisembracedinthegeneralprovisiontopassalllawswhichmaybenecessaryandproper。3Thepardoningpowerisasextensiveasthepunishingpower,andappliesaswelltopunishmentsimposedbyvirtueoflawsunderthisimpliedauthority,astothosewhereitisexpressed。
Theonlyexceptionsarethetwocaseswehavealreadymentioned,inoneofwhichthepowerofpardoningisexpresslywithheld?andintheotheritisincompatiblewiththepeculiarnatureofthejurisdiction。
Intheexerciseofthe\"benignperogativeofpardoning,\"asithasbeenjustlytermed,thepresidentstandsalone。TheConstitutionimposesnorestraintuponhimbyrequiringhimtoconsultothers。Asthesenseofresponsibilityisalwaysstronginproportionasitisundivided,asinglemanwillbemostreadytoattendtotheforceofthosemotives,whichoughttopleadforamitigationoftherigourofthelaw,andlessinclinedtoyieldtoconsiderationscalculatedtoshelterpropersubjectsfromitspunishment。Ontheotherhand;asmengenerallyderiveconfidencefromtheirnumber,theymightoftenencourageeachotherinactsofobduracy,andbelesssensibletoapprehensionsofcensureforaninjudiciousoranaffectedclemency。4
Inadditiontothisobjection,therewouldbeagreatinconvenienceinimposingonthepresidentthenecessityofconsultingabody,which,whetheralreadyapermanentpartofthegovernmentasthesenate,orspeciallycreatedforthepurpose,itmightbedifficulttoconveneonoccasionswhenperhapsanimmediatedecisionwouldbehighlyexpedient。
1。4Blackstone,397。Montesquieu,b。
6,c。5。
2。4Blackstone,p。404。
3。6Wheaton,233。
4。FederalistNo。74。
WilliamRawle:AViewoftheConstitution:ChapterXVIIICHAPTERXVIII。OFCOMPENSATIONSTOPUBLICOFFICERS。THEprincipleofcompensationtothosewhorenderservicestothepublic,runsthroughthewholeConstitution。
Thesenatorsandrepresentativesshallreceiveacompensationfortheirservices,tobeascertainedbylaw,andpaidoutofthetreasuryoftheUnitedStates。
Thepresidentshallatstatedtimes,receiveforhisservicesacompensation,whichshallneitherbeincreasednordiminishedduringtheperiodforwhichheshallhavebeenelected,andheshallnotreceivewithinthatperiodanyotheremolumentfromtheUnitedStates,oranyofthem。
Thejudgesshallatstatedtimes,receivefortheirservicesacompensation,whichshallnotbediminishedduringtheircontinuanceinoffice。
Intheearlystagesofsociety,foundedonaslenderpopulation,beforeanyregularcivilinstitutionstookplace,thetasksofgovernmentwereprobablyperformedwithoutstatedemoluments。Intime,however,itwasperceivedthatthepublicoughtnottohavetheiraffairsadministeredwithoutmakingcompensationtothosewhopostponedtheirprivatebusinessforthegeneralbenefit。Acompensationwasthereforeeitherexactedorvoluntarilyrendered。Theformerisalwaysirregularandoppressive。Wemayreferasanillustrationofit,toapracticewhichinearlytimesprevailedinalmostallthekingdomsofEurope。Themonarch,forthesupplyofhiscourt,hisofficersandattendants,wasinthehabitofseizingprovisionsandimpressinghorsesandcarriages,forwhich,anarbitraryandinadequatecompensationwassometimesmade,butanycompensationwhateverwasfrequentlywithheld。1Thepractice,thoughconstantlycomplainedofasaheavygrievance,equallyinconsistentwiththerightsofthesubject,andtherealconvenienceofthecrown,wasnotabolishedinEnglandtilltherestorationofCharlesII。Thegovernmentofacountryisrelievedfromthenecessityofexactionsthusmutuallyinjurious,byvoluntaryprovisionsonthepartofthegeneralsociety。
Inrespecttoexecutiveandjudicialofficers,noquestionhaseverarisen:?Itseemstobeuniversallyagreed,thatcompensationsshouldbemadefortheirservices。Themannerofmakingitisvarious,itissometimesdonebyfixedsalaries,andsometimesbyfeesandperquisites,whichlatterareexactlyregulatedastotheamount。Argumentsarenotwantinginfavourofeachoftheseplans。Ifasalaryisgrantedwhichtheofficeristoreceive,whetherhedoesmuchorlittleofthebusinesswithinhissphere,thereisdangerofremissnessbuttorenderhimwhollydependantonthereceiptofcasualfees,wouldbeinconsistentwiththedignitythatoughtalwaystoaccompanyagreatexecutiveorjudicialoffice,andwouldtendtointerruptthededicationofhistimetohishighandimportantduties。
Inthosecases,salariesarepreferable。Alegalremedyforneglectofdutymaycertainlybefound,illadditiontothepublicreprobation,whichmustalwaysattenduponit。Butforinferiorofficers,notunderthesamecontrolofpublicopinion,oratleastnottothesameextent,thepaymentsbythosewhosebusinessistransactedseemstoformaproperfund。
Inrespecttothemembersofthelegislature,ourpracticecorrespondswiththatofsome,thoughnotofallthenationsofEurope。Inone,towhichweareaptmorefrequentlytolookthananyother,theancientusagehasmeltedaway,andthemembersofparliamentnowreceivenocompensationfortheirattendance。Theconsequenceis,thatonlymenoffortunecantakeseatsinthehouseofcommons。Thisisinconsistentwiththeequalitythatoughttobefoundinarepublic。Menofvirtueandtalent,thoughdepressedbypoverty,oughttohavetheavenuestopublictrustasopentothemastothemostwealthy。Wewillventuretoaddthatthecompensationoughttobeliberal:agenerouspeople,ifitisfaithfullyserved,willnevercomplain。Butthecompensationoughttobearasexactaproportionaspossibletothetimeemployed。Anactofcongresswaspassedafewyearsago,2inwhich,agrosssumwasallottedforanentiresession。Thedissatisfactionitoccasioned,producedanearlyrepeal。
Thecompensationofthepresidentisnottobeincreasedordiminishedwhileheisinoffice;thelegislatureshallneitherbribenorterrifyhiminthismode。Thecompensationsofjudgesshallnotbediminished,butthereisnorestraintontheirbeingincreased,becausetheirofficesbeinginlegalcontemplationequivalenttoofficesforlife;sincethelawbenignlycalculatesthatajudgewillalwaysbehavewell;thevalueofmoneymaydepreciate,andthesalarybecomeinadequatetothesupportintendedtobeallowed。
Itmaybeobserved,thatthepresidentandjudicialofficersaretoreceivetheircompensationsatstatedperiods,theintentionofwhichis,thatservicesshallnotbepaidfor,beforetheyareperformed;butnosuchrestrictionisimposedonthemembersofthelegislature,becauseitispresumedthattheywillnotviolateaprinciplesojust,andalso,becausefromtheuncertaindurationoftheirsessions,nostatedperiodcanbefixed。
Themilitarypowerisalsointhisrespecttobedistinguishedfromotherexecutiveoffices;beingliabletobeemployedinvariousplaceswhereitmaybedifficultorimpossibletoberegularlysuppliedwiththemeansofdischargingtheirpay,itwouldbeimpolitictoentitlethemtodemanditatcertainperiods。Theircompensationscannotbediminishedduringthetimeforwhichtheyareengaged,becauseitwouldbeabreachofthecontract:theymaybeincreased,becausethepublicsafetywouldnotbeendangeredbyit。Fortuitousadditions,tendingtostimulatetheirexertionsareallowed:anarmyisentitledtoshareinsomepartsofwhatistakenfromtheenemy,which,accordingtothelawsofwar,becomethepropertyofthecaptors。Arule,however,whichinmodernpracticeisratherspeciousthanprofitable,foritisrarelyenforced;buttothenavythesameprincipleisoftenproductiveofgreatemolument;adiscriminationhavingbeenlongestablishedbetweenmaritimecapturesandthoseonshore,onafoundationnotperceptiblyjust。Thepropertyofpeaceableandprivateindividualsonthelandisseldomconsideredinmoderntimes,asajustsubjectofconfiscation,althoughtheownersareinhabitantsofahostilecountry;butatsea,themerchantvessel,unarmedandunoffending,isthelawfulpreyofthecommissionedcruizer,andiscondemnedtohisuse,onbeingcapturedandbroughtintotheportsofhiscountry。Theamountoftheseadditionalcompensationsisfromtimetotimeregulatedbycongress。
Theappropriationforthesupportofthearmyandnavycanbemadeonlybycongress,andinrespecttothearmy,ashasbeenalreadyobserved,fornolongertimethantwoyears。Thismay,atfirstview,appearinconsistentwiththepracticeofenlistingsoldiersforalongertime,butwhenwetakeaviewofthewholepoliticalsystemandrecollectthatthislimitationhasbeenadoptedasasuitablecheckuponthepossibleilluseofaregulararmy,wemustallowapredominantoperationtothegreaterprinciple。Themilitarycontractsmustbeconstrued,inallcases,assubjecttotheconstitutionalrestriction,whichmustbeconsideredasaprovisointroducedintoeverylawthatauthorizesthepresidenttoraiseanarmy。
Todisbandanarmyentirely,mustbealegislativeact。Todismissanyoralloftheofficersis,bythetenureoftheircommissions,withinthepowerofthepresident。Itisthepracticeinmanycountrieswhenanarmyisreduced,toallowtotheofficerswhoseactiveservicesarenolongerrequired,halftheamountoftheirpayduringlife。Suchcompensationswithusdependonthejudgmentofcongress,andfromthatquarteralsomustproceedthosecharitableprovisionswhichseemfairlyduetothedisabledandinfirmsoldierwhohasfaithfullyservedhiscountry。
Arecentinstancehasprovedthatthechargeofingratitudecannotalwaysbejustlypreferredagainstarepublic。
Invitedtorevisitacountry,towhichin,earlylifehehadrenderedsplendidandsuccessfulservice;theheroismofGeneralLaFayettehasbeenrewarded,notmerelybyunboundedeffusionsofthepublicmind,butwithapecuniarycompensationequallyhonourabletothedonorsandtothereceiver。
1。SeeBarringtononStat。183,237,289。Hume\'sHistoryofEng。vol。v。346。519;andin12Coke,19,itisconsideredasaprerogativeinseparablefromthepersonoftheking,ofwhich,evenanactofparliamentcannotdeprivehim。
2。March19,1816。
WilliamRawle:AViewoftheConstitution:ChapterXIXCHAPTERXIX。OFINCOMPATIBLEOFFICES。TWOofficesmaybesoincompatibleintheirnature,thatthesamepersonshallnotbeadmittedtoholdthemboth。TheConstitutioninthisrespectisnotaltogethersilent,andweshallendeavourtoshowthejustnessoftheprinciplesonwhichitproceeds。
Itisaruleofgenerallaw,thatanofficerwhoacceptsanotherappointmentinconsistentwiththefirst,isheldtohavetherebyresignedthefirst。1Ifthemarshalofoneofthedistrictsweretobeappointedjudgeofthatdistrict,itwouldvirtuallyvacatehisofficeasmarshal。Ifamemberofthehouseofrepresentativesacceptedanappointmentassenator,hewouldceasetobeamemberofthehouseofrepresentatives。Butamanmayholdtwoormoreoffices,iftheyarenotincompatibleintheirnature,2andthereforetherewouldseemnoreason,otherthangeneralpolicy,forexcludingsomeoftheexecutiveofficers,belowthepresident,fromseatsineitherhouse,or,topreventanindividualfromholdingatthesametimetheofficeofsecretaryofstateandofthetreasury,oranysimilaroffices。Butalthoughnoreasons,merelyofalegalnature,mightbeopposedtoit,theimpolicyofadmittingsuchofficerstocomposeapartofthelegislatureisexceedinglyplain。
Wemust,oncemorerecurtoEngland,andexaminetheeffectsoftheirpracticeinthisrespect。Thegreatofficersofthecrown,unlesstheyare,membersoftheotherhouse,areeligibleasmembersofthehouseofcommons。Thewholeadministrationpartakesinoneorthe,otherofthehouses,ofthelegislativepower。Thereisnodoubtthatsomebenefitisderivedfromit,inthefacilityofobtaininginformationinregardtopublicmeasures,andtheinquiriesofothermembersonsuchsubjects,areusuallyansweredwithgreatcourtesy;butthissmalladvantageiscounterbalancedbytheinfluencetheypossessthere,andbythetotalsubversionofoneofthechiefpillars,onwhichtheimportanceandvalueofthehouseofcommonshavealwaysbeenassertedtorest。
EverypanegyristoftheBritishConstitutiondelightstodrawaperspectiveviewofthehouseofcommonsaskeeperofthepurseofthenation;regulatingitsexpensesandwithholdingsuppliesfromthecrown,exceptonsuchtermsasthegoodofthepeoplemayrequire。Butnothingisatpresentmoreremotefromthefact。Thewholeschemeoftaxation;theamounttoberaised;thesubjectstobetaxed,andtheobjectstowhichtheproductistobeapplied,arelaidbeforethembytheMinistersofthecrown;notindeedinthatcapacity,butintheprofessedqualityofmembersofthehouse,andperhapssincetherestorationofCharlesII。certainlynotformanyyearsback,theothermembersofthehouse,haveneverproposedotherplansoffinance,orundertakentoactontheoldprincipleofrepresentativesofthepeople,furtherthantoobjecttoandvoteagainsttheministerialpropositions。
Thusthehouseofcommonsisrenderedpartofthemachineryoftheexecutivegovernment,andwheneveraministerbecomessounpopularastolosehisascendancyinthehouse,eitheritmustbedissolved,andthechanceofonemorepliantbetakenbyanotherelection,ortheministerresigns,andthecrownemploysnewandmorejudiciousormoredexterousservants。
Greatjealousyoftheinterferenceofthehouseoflordswithmoneybillsisretained,inwhichtheministerialpartofthehouseofcommonsprudentlyunite;butnojealousyofthepoweroftheministryintheirownhouseiscollectivelymanifested。Inshort,theactualgovernmentofthatcountry,asnowadministered,ispurelythegovernmentofthecrown,andthesupposedrepresentativesofthepeople,thehouseofcommons,aremerelywhatthefirstlordofthetreasury,thechancelloroftheexchequer,andsimilargreatofficersareavowedly;thatis,theministersoftheexecutivegovernment。
Itistrue,thattokeepuptheappearanceofitsancientcharacterandindependencecertaininteriorofficersoftheexciseandcustoms,&;c。
thosewhoholdanyofficecreatedsincetheyear1705andpersonsholdingpensionsatthepleasureofthecrown,orforatermofyears,areostentatiouslyexcludedfromseatsinthehouseofcommons;asortofpoliticalflatterywhichcandeceiveonlysuperficialobservers;butthegreatmanagersofthewholemachineremainintheheartofit,anddirectallitsinternalspringsandmovements。
Howisthisopenandundisguisedprocessaccomplished?
Theanswerisbythealmostentiredestructionoftheirancientprincipleofrepresentation。
Inveryfewpartsofthekingdomisaseatobtainedthroughtheunbiassedandindependentvotesofthepeople。Boroughs,oncepopulousandfree,havebecometheactualproperty,inpointofsuffrage,ofthecrown,orofaristocraticfamilies,andnoware,infact,meresubjectsofsaleorbarter。Theministercarefullyavoidingtopresenthimselfasacandidateinthosefewplaceswhicharestillactuatedbythespiritoffreesuffrage,unlessassometimeshappenstheprevalentpoliticalopinionsinsuchplacesshouldcoincidewiththepartytowhichhebelongs,procuresareturninhisfavourwithoutdifficulty,andonthevotesofsomenominalelectors,takesaplaceinthehouse,equalinlegislativeattributestothatconferredbythechoiceofthousands。Allattemptsatreformationinthisrespectareuniformlyresistedbytheministersofthecrown。
Fromsuchperversionsofsoundandregularprinciples,ourConstitutioneffectuallysecuresus。Whiledecennialenumerationandapportionmentcontinue,thatis,whileourConstitutionlasts,noexecutiveofficercaninsidiouslycreepintothenumberofourlegislativerepresentatives。Theopenandunfetteredchoiceofthepeopleonlycanplacehimthere。
Butwouldsuchachoicebeconsistentwithsoundpolicy,andthespiritoftheConstitution?
Theadvantagesderivedtothepeopleseemtobefew?theobjectionsmany。Themeasuresoftheexecutivegovernment,sofarastheyfallwithintheimmediatedepartmentofaparticularofficer,might,itistrue,bemoredirectlyandfullyexplainedonthefloorofthehouse;butwenoticeherealsoastrikingdifferencebetweenthetwogovernments。InEngland,themeasuresofgovernmentarepracticallyconsideredthemeasuresoftheministers?itisnotevenallowedtointroducetheking\'snameintoadebate。3Buttheexecutiveactsofthepresident,exceptinthetwoinstanceswherethesenateparticipates,areunsharedwithothers,andthehighestofficerunderhimcanconstitutionallynomoreexplainoraccountforthemthananyotherindividual。Besides,suchmodesofcommunicationoughtnottobeencouraged,weretheyinuse。
TheregularchannelsofcommunicationfromthepresidentarepointedoutintheConstitution,andiffurtherinformationisdesired,itissoughtforinanopenandpublicapplication,leavingittothepresidenttowithholdwhathemaydeemitinjurioustodisclose,andprotectinghimfromthemisapprehensionsofothers,bythenecessityofreducinghiscommunicationstowriting。Suchamodeofobtaininginformationisinfinitelysuperiortothesudden,andsometimesunguarded,answersreturnedtotheverbalinterrogationsofthemembersofthehouseofcommonsinGreatBritain。
But,amongmanyotherobjectionstotheintroductionofanyofthegreatpublicofficersintoeitherhouseofcongress,wemustkeepinviewagreatprincipleofallrepublicangovernments,thatpublicofficesareintendedtobeforthepublicservice,andnotforthebenefitandemolumentoftheindividualswhofillthem。Nomoreofficesarecreatedthanthepublicneedsrequire。Ifthedutiesaretoofewtooccupythetimeoftheindividual,theofficeisincorporatedwithanother,unlesstheunitedweightofbothshouldbetoogreat。Ontheotherhand,ifthequantityofpublicbusinessshouldsoincreaseastorenderitnecessarytoincreasethenumberofpersonswhoaretotransactit,newofficesarecreated。Thewholesystemhasaviewonlytothepublicbenefit。Wedonotcontinueanofficewhenitsdutieshaveexpired。AsBurkehasjustlyobserved,\"whenthereasonofoldestablishmentsisgone,itisabsurdtopreservenothingbuttheburthenofthem。Thisissuperstitiouslytoembalmacarcasenotworththegumsthatareusedtopreserveit。\"4
Thepublicofficerbeingthereforeconsideredwithusashavingactuallivingdutieswhichheisboundtoperform,andashavingnomoretimethanisnecessarytoperformthem,theConstitutionexpresslyexcludeshimfromaseat。Butafurthercautionisintroducedintoit。Amemberofeitherhousemaybeappointedtoanofficeexistingpreviouslytohisbeingelected,iftheemolumentsofithavenotbeenincreasedduringthetimeforwhichhewaselected。Butifanewofficehasbeencreated,ortheemolumentsofanoldoneincreasedduringthattime,thepromiseorthechanceofreceivinganappointmenttoit,mayhaveanundueinfluenceonhismind。SuchanappointmentisthereforeforbiddenbytheConstitutionduringthetimeforwhichhewaselected;anditisonlytoberegrettedthatitwasnotforbiddenaltogether。Adishonourabletrafficinvotes,shoulditeverbecomeacharacteristicofourcountry,wouldbemorecompletelyprevented,iftoanofficesocreated,orrenderedmoreprofitable,noonewhohadhadanagencyineitherrespect,couldeverbeappointed。
TheConstitutioncontainsnoprovisionadvertingtotheexerciseofofficesundertheUnitedStatesandseparatestatesatthesametime,bythesamepersons。Insomeofthestatesithasbeenthoughtexpedienttoprovideagainstit。
Thosestatesappeartohaveactedundertheapprehensionofapossiblecollisionbetweenthetwogovernments,andajealousylesttheadmissionoftheofficersoftheUnitedStatesintoplacesoftrustandpowerinastate,mightleadtoapreferenceinthemindsofthosewhoholdofficesunderbothtotheprejudiceofthestategovernments。5Acounterapprehensiondidnotexistinthepeople,whentheyformedtheConstitutionoftheUnitedStates,althoughithasbeentheopinionofsomeenlightenedmenthattherewasmoreprobabilitythatifthebalanceevershouldbedisturbed,itwouldbebythepreponderancyofthestategovernments。Ithasbeenobserved,thatthestategovernmentsareconstituentandessentialpartsoftheUnitedStatesgovernment,whilethelatterisinnowiseessentialtotheorganizationoroperationsoftheformer。Withouttheinterventionofthestatelegislatures,thepresidentoftheUnitedStatescannotbeelected。Thesenateiselectedimmediatelybythestatelegislatures。Eventhehouseofrepresentatives,thoughdrawnimmediatelyfromthepeople,willbechosenverymuchundertheinfluenceofthosewhoseowninfluenceoverthepeopleobtains,forthemselvesanelectionintothestatelegislatures。Ontheotherhand,thecomponentpartsofthestategovernmentswillinnoinstancebeindebtedfortheirappointmentsortheirpowertothedirectagencyofthegeneralgovernment。
Thepowersofthegeneralgovernmentarefewanddefined,thosewhichremaintothestategovernment,numerousandindefinite。
Thefirstandmostnaturalattachmentofthepeoplewillthereforebetotheirstategovernments,butinthegeneralgovernmenttheywillseenotarivaloranenemytothestategovernment,buttheultimateauthorityandcommonpower,whichtheyhavethemselvesconcurredtocreate,andtherefore,asitwillbetheirinterest,itfinallywillbetheirendeavourtosupportandrestrainbothwithintheirjustconstitutionalbounds。6
ItwillnotbeforeigntothisheadtonoticetheoathsofofficerequiredbytheConstitution。
Thepresidentisrequiredbyittotakeanoath,oraffirmation,thathewillfaithfullysecurethedutiesofhisoffice,andthathewillpreserve,protect,anddefendtheConstitution。Thesenators,representatives,themembersoftheseveralstatelegislatures,andallexecutiveandjudicialofficers,bothoftheUnitedStatesandoftheseveralstates,shallbeboundbyoathoraffirmationtosupportthisConstitution。
Althoughapromissoryoathisnotinpointoflaw,rankedsohighasajudicialoath;thatis,itdoesnotfallwithinthegeneralprovisionsofthelawinrespecttoperjury,yetitgreatlyincreasesthemoralobligationoftheparty,andoughttomakeadeepimpressiononhim。Everystateofficer,andeveryofficeroftheUnitedStates,onbeingelectedorappointed,bindshimselfthereby,notonlytoabstainfromalloppositiontotheConstitution,buttogiveithisfirmandactiveassistance。
Ithasbeenasked,whyitwasthoughtnecessarythatthestatemagistracyshouldbeboundtosupporttheConstitutionoftheUnitedStates,andunnecessarytoimposeanoathontheofficersoftheUnitedStatesinfavourofthestateconstitutions。Thereasonassigned,asoneofmany,bytheauthorsoftheFederalist,is,thatthemembersofthegeneralgovernmentwillhavenoagencyincarryingthestategovernments,intoeffect,butthemembersandofficersofthestategovernmentswillhaveanessentialagencyingivingeffecttothegeneralgovernment。7
Thisanswerisasolidone。Anofficialoathoughttobeconfinedtothedutiesoftheoffice。Itisnotsobroadandcomprehensiveasageneraloathofallegianceandfidelitywhichembracesallthedutiesofacitizenorsubject。AnofficerappointedundertheauthorityoftheUnitedStates,istoperformonlythosedutieswhichemanatefromit;hisobligationislimitedbythatauthority,which,asrepeatedlyheretoforeobserved,isnotcontrolledbytheconstitutionsoftheseveralstates。Anofficerappointedundertheauthorityofastate,isboundtosupportitsconstitution,butsofarastheConstitutionoftheUnitedStatesinanyrespectsupersedesit,anotherruleofobligationarises,whichheisequallyboundtocomplywith;and,asitisessentialtothetrueinterestsofallthestates,thatthepowersgrantedtothegeneralgovernmentshouldbefullyeffectuated,alltheirofficers,legislative,executive,andjudicial,shouldexpresslyundertaketodoso。
Theremarksonthissubjectmaybeconcludedbydrawingtheattentionofthereadertotheliberalalternativeofanoathoraffirmation。Noreligioustest,itisdeclaredinthesamesentence,shalleverberequiredasaqualificationtoanyofficeorpublictrustundertheUnitedStates。
Notonlyanumerousandrespectablesect,butmanyotherpersonsnotofthepeoplecalledQuakers,feelaninvinciblerepugnancetotakinganoathinanyform。Ifthetermaffirmationhadbeenomitted,allsuchpersonswouldhavebeenexcludedfrompublictrustsonaccountofreligiousopinion。
Theabstractdeclarationofperfectequalityinmattersofreligionisthusrealized。
1。2Rolle\'sReports,452。Brooke\'sab。
Commissions,25。3Burr,616。2Durn。&;East,85。
2。4Serg。&;Rawle,275。
3。Itisaconstantrule,\"saysDelolme,\"nevertomentionhimwhentheymeantoblametheadministration。\"Andwemayobserveonalloccasionswhenamajorityadversetothepoliticalmeasuresofthedayhappenstoprevailinthehouseofcommons,thatthelanguageofresolutionsandaddressesisscrupulouslypointedagainsttheministerswhohaveadvisedthecrowntoadoptthem?notagainstthemonarchhimself。
4。SeehisadmirablespeechonEconomicalReform,in1780。
5。PerShippen,C。J。3Yeates\'sReports,315。
6。Seethe45thand46thnumbersoftheFederalist,inwhichthissubjectisfullydiscussed。
7。Federalist,No。44。
WilliamRawle:AViewoftheConstitution:ChapterXXCHAPTERXX。OFSOMEARDUOUSPARTSOFTHEPRESIDENT\'SDUTIES。ONafullviewofthepowersanddutiesofthepresident,thereaderwillprobablyperceivethattheyareofmoreimportanceinrespecttoforeignrelationsthantotheinternaladministrationofgovernment。
Athomehispath,thoughdignified,isnarrow。Inthetranquillitywhichwehavehithertointimeofpeaceenjoyed,littlemorehasbeenrequisite,ineitherhislegislativeorexecutivefunctions,thanregularlytopursuetheplainmandatesoflaws,andthecertaintextoftheConstitution。
Inhislegislativecapacity,thepowerofobjectingtoactsofcongress,hasbeenfairlyexercisedandrespectfullysubmittedto。Intheexecutivedepartmenthehashadindeedtwoinsurrectionstocopewith,oneofwhichwasinconsiderable,andtheother,thoughmoreextensive,disappearedbeforethemeredisplayoftheforcecollectedtosubdueit。Thetransactionitselfaffordedavaluableproofofthepatriotismofthepeople,andtheirattachmenttotheConstitution。Theregularmilitiaofthethreeadjoiningstates,NewJersey,Maryland,andVirginia,cheerfullyco-operatedwiththatofPennsylvania,inwhichtheoppositionexisted,andthegovernorofPennsylvania,asamilitaryofficer,obeyedtheordersofthegovernorofVirginia,onwhomthepresidentconferredthechiefcommand。Agreatproportionofthisforceconsistedofvolunteers;numbersofwhomweremenofconsiderablepropertyandcivileminence,andthegovernorsofthestateswehavementioned,exceptthatofMaryland,whowaspreventedbyparticularcircumstances,voluntarilytookthefieldinperson。
IfthepagesofourhistoryaresoiledinanydegreebytransientresistancetothelawsoftheUnion,thedisgraceisredeemedbytheproofofthatwisdom,bywhichthegeneralConstitutionnowappearedtohavebeenframed,andofthatdeterminationtosupportit,bywhichthemajoritywereactuated。
Andshouldinstancesofinsurrectionagainoccur,eitheragainstthelawsoftheUnion,orthegovernmentofanyparticularstate,itcannotbedoubtedthatthesamegeneralandnobleanimationwouldbeagaindisplayedinsupportofthegreatpoliticalarkofoursafetyandhappiness。
Butitisinrespecttoexternalrelations;totransactionswithforeignnations,andtheeventsarisingfromthem,thatthepresidenthasanarduoustask。Herehemustchieflyactonhisownindependentjudgment。TheConstitutionauthorizeshimindeedtorequiretheopinionsoftheprincipalofficersintheexecutivedepartments;buthoweverusefulthoseopinionsmaybe,theywouldaffordnosanctionforanyerrorshemightcommit。Andalthoughifrequired,theyaretobegiveninwriting,theywouldinvolvetheofficersinnoresponsibility。
Inrespecttotreaties,itisonlyaftertheyhavereceivedtheapprobationofthesenate,thathisresponsibilityisdiminishedbybeingdivided。
Butheisnotobligedtosubmittheinchoatetreatytothem。Hisinstructionstotheministerwhonegotiateditmayhavebeenmisunderstood,orwilfullydisregarded;thenationalinterestsmayhavebeenplainlyneglected,anditmaybealtogethersuchacompactashewouldnotratifyifhestoodalone。Undersuchcircumstances,itwouldbeatimorouspolicytoendeavourtofortifyhisowndisapprobationbyobtainingtheconcurrenceofthesenate。
Andifheshouldcontinuetodisapproveit,althoughitmettheirapprobation,hewouldnotbejustifiedingivingithisfurtheraction。ForbytheexpresswordsoftheConstitution,heinconcurrencewiththesenate,andnotthesenatealone,istomaketreaties。Incaseofanimpeachment,itwouldbenovaliddefence,forhimtoallegethathesubmittedhisownopiniontothatofthesenate。Ifindeedthecasewasatfirstofadoubtfulnature,ifheconscientiouslydesiredthedeliberateassistanceofthesenate,andifanhonestconvictionwasproducedinhisownmindbytheadvicehereceivedfromthem;hiscompliancewithitwouldbepersonallyhonourabletohim,andclearlyconsistentwiththeConstitution。
Thepowerofreceivingforeignambassadors,carrieswithitamongotherthings,therightofjudginginthecaseofarevolutioninaforeigncountry,whetherthenewrulersoughttoberecognised。Thelegislatureindeedpossessesasuperiorpower,andmaydeclareitsdissentfromtheexecutiverecognitionorrefusal,butuntilthatsenseisdeclared,theactoftheexecutiveisbinding。Thejudicialpowercantakenonoticeofanewgovernment,tilloneortheotherofthosetwodepartmentshasactedonit。1Circumstancesmayrenderthedecisionofgreatimportancetotheinterestsandpeaceofthecountry。Aprecipitateacknowledgementoftheindependenceofpartofaforeignnation,separatingitselffromitsformer,head,mayprovoketheresentmentofthelatter:arefusaltodoso,maydisgusttheformer,andpreventtheattainmentofamityandcommercewiththem,iftheysucceed。Theprinciplesonwhichtheseparationtakesplacemustalsobetakenintoconsideration,andiftheyareconformabletothosewhichledtoourownindependence,andappearlikelytobepreserved,astrongimpulsewillariseinfavourofarecognition;becauseitmaybeforournationalinterest,whichthepresidentisboundpre-eminentlytoconsult,topromotethedisseminationandestablishment,atleastinourownneighbourhood,ofthoseprincipleswhichformthestrongestfoundationsofgoodgovernment。
Butthemostaccurateandauthenticinformationshouldbeprocuredoftheactualstateandprospectofsuccessofsuchnewlyerectedstates,foritwouldnotbejustifiableinthepresidenttoinvolvethecountryindifficulties,merelyinsupportofanabstractprinciple,iftherewasnotareasonableprospectofperseveranceandsuccessonthepartofthosewhohaveembarkedintheenterprise。ThecautionofPresidentMonroeinsendingcommissionerstoSouthAmerica,forthepurposeofmakinginquiriesonthespot,inpreferencetoarelianceonvaguerumorsandpartialrepresentations,washighlycommendable。
Thepowerofcongressonthissubjectcannotbecontrolled;theymay,iftheythinkproper,acknowledgeasmallandhelplesscommunity,thoughwithacertaintyofdrawingawaruponourcountry;butgreatercircumspectionisrequiredfromthepresident,who,nothavingtheconstitutionalpowertodeclarewar,oughtevertoabstainfromameasurelikelytoproduceit。
Amongotherincidentsarisingfromforeignrelations,itmaybenoticedthatcongress,whichcannotconvenientlybealwaysinsession,maydevolveonthepresident,dutiesthatatfirstviewseemtobelongonlytothemselves。
Ithasbeendecided,thatapowergiventothepresidenttoreviveanactrelatingtoforeignintercourse,whencertainmeasures,havingadescribedeffectshouldtakeplaceonthepartoftwoforeignnations,wasperfectlyconstitutional。Thelawthusrenderedhimtheresponsiblejudgeofthateffect。2
Incaseofwarbreakingoutbetweentwoormoreforeignnations,inwhichtheUnitedStatesarenotboundbytreatytobearapart,itisthedutyoftheexecutivetotakeeveryprecautionforthepreservationoftheirneutrality;anditisamatterofjustice,bothtothosenationsandtoourowncitizens,tomanifestsuchintentioninthemostpublicandsolemnmanner。Thedisquietudeofthebelligerentpartiesisthusobviated,ourowncitizensarewarnedofthecourseitbecomestheirdutytopursue,andtheUnitedStatesavoidallresponsibilityforactscommittedbythecitizensincontraventionoftheprinciplesofneutrality。Itistheofficeofthelegislaturetodeclarewar;thedutyoftheexecutive,solongasitispracticabletopreservepeace。