第7章
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  Ithasbeendecidedthatpersonswhohavebecomeboundforthegoodconductoftheofficeronthefirstappointment,arenotresponsibleforhisactsafterthedateofthesecondcommission,whichvirtuallysuspendsthefirst。4

  1。SeeSergeant\'sConstitutionalLaw,p。360。

  2。1Peters\'Rep。471。

  3。1Cranch,137,Marburyv。Madison,andseeparticularlyp。167。

  4。9Wheaton,730。UnitedStatesv。

  Kirkpatrick。

  WilliamRawle:AViewoftheConstitution:ChapterXVCHAPTERXV。OFTHELIABILITYOFEXECUTIVEOFFICERS。ITisaself-evidentprinciple,thatanillegalmandateorinstructionsfromthepresident,cangivenosanctiontotheconductofasubordinateofficer。Onthecontrary,thepresidentwouldbeliabletotheactionofapersoninjuredinthesamemannerthataprivateindividualwouldbe。Thelawmakesnodistinctionofpersons,andthemaximthatthekingcandonowrong,somuchadmiredinEngland,existsbynoanalogyinarepublicangovernment。

  Itmaynotbeimpropertoconsiderwhysucharuleisadmittedinmonarchies,andwhyitcannottakeplaceinawellconstitutedrepublic。Ineverymonarchy,aqualitytermedprerogative,isattachedtothemonarch。ItisdefinedbythelearnedcommentatoronthelawsofEngland,\"thatspecialpreeminencewhichthekinghathoverandaboveallotherpersons,andoutoftheordinarycourseoflaw。\"1Itcannotbesharedwiththepeople,forthenitwouldceasetobeprerogative:\"itisthatlawincaseoftheking,whichislawinnocaseofthesubject。\"Oneoftheseprerogativesis,thatnopersonalredresscanbehadfromtheking。

  Hemayactually,itwouldseem,commitanyoutrageonanyofhissubjects;

  hewouldbeliableneithertoaprosecutionnoracivilaction。\"Heisconsideredasasuperiorbeing,andentitledtothatawfulrespectwhichmayenablehimwithgreatereasetocarryonthebusinessofthegovernment。\"2Thesedoctrines,gratingastheyaretorepublicans,arepalliatedbythefurtherremark,thatprerogativeisgivenforthe\"benefitofthesubject,intheconfidencethatitwillonlybeexertedtotheadvantageoftherealm?andthattosubjecthimtocivilorcriminalproceedings,wouldbetosubvertthewholeorderofthatspeciesofgovernment。\"Thetheoryisnotunjust,andtheremarkofLocke,thegreatchampionofatemperedsystemofpopularrights,mustbeacknowledgedtobecogent?\"astopersonalwrongs,theharmwhichthesovereigncando,inhisownperson,notbeinglikelytohappenoften,nortoextenditselffar;theinconvenienceofsomeparticularmischiefs,thatmayhappensometimes,whenaheadyprincecomestothethrone,arewellrecompensedbythepeaceofthepublic,andthesecurityofthegovernment,inthepersonofthechiefmagistratebeingthussentoutofthereachofdanger。\"Buttheprinciplewhichthusshieldsandprotectsthemonarch;thesovereigntyresidentinhimself,createsthedistinctionbetweenhimandtheelected,thoughsupreme,magistrateofarepublic,wherethesovereigntyresidesinthepeople。Allitsofficers,whetherhighorlow,arebutagents,towhomatemporarypowerisimparted,andonwhomnoimmunityisconferred。Anexemptionfromthepowerofthelaw,eveninasmallparticular,exceptuponspecialoccasions,wouldbreakinuponthisimportantprinciple,andthefreedomofthepeople,thegreatandsacredobjectofrepublicangovernment,wouldbeputinjeopardy。Theexceptionadvertedto,isthatalreadynoticed,ofmembersofthelegislaturegoingto,attendingat,orreturningfromasessionofcongressbuteventhisexceptionisqualified;thecommissionoftreason,felony,ortheslightestbreachofthepeace,wouldconvincethemember,thathispublicfunctioninnowiseprotectedhimfromtheadministrationofjustice;butnootherofficerofgovernmentisentitledtothesameimmunityinanyrespect。

  1。1Blackst。239。

  2。1Blackst。240。

  WilliamRawle:AViewoftheConstitution:ChapterXVICHAPTERXVI。ONCOMMUNICATIONSTOBEMADEBYTHEPRESIDENTTOCONGRESS。ITisthedutyofthepresidentfromtimetotimetogivecongressinformationofthestateoftheunion;butalthoughthisaloneisexpresslymentionedintheConstitution,hiscommunicationsnaturallyembraceawiderscopethaninternalaffairs。Undertheexpression,heistoreceiveambassadors,thepresidentischargedwithalltransactionsbetweentheUnitedStatesandforeignnations,andheis,therefore,theregularchannelthroughwhichthelegislaturebecomesinformedofthepoliticalsituationoftheUnitedStatesinitsforeign,aswellasitsdomesticrelations;yetithasbeenalwaysunderstoodthatheisnotrequiredtocommunicatemorethan,inhisapprehension,maybeconsistentwiththepublicinterests。

  Eitherhousemayatanytimeapplytohimforinformation;and,intheregularcourseofgovernment,canapplyonlytohim,wherethematterinquiredof,isprincipallyunderhissuperintendenceanddirection,althoughtheyfrequentlyexercisetherighttocalluponthechiefofficersofexecutivedepartments,onmatterspeculiarlyappertainingtothem,andinlikemanneroccasionallyrefertotheattorneygeneraloftheUnitedStatesonsubjectsappropriatetoItsoffice。Theapplicationsdirectlytothepresident,aregenerallyaccompaniedwithaqualificationevincingacorrectsenseoftheobligationonhisparttoavoidorsuspenddisclosures,bywhichthepublicinterest,thatbothareboundtokeepinview,mightbeaffected。

  Suchdisclosuresthelegislatureingeneralexpresslydisclaims。Inrecurrencetoourhistory,itmustbeobvious,thattheseofficialcommunicationsarechargeablewithbeingrathermorefullandliberalthaniscommoninothercountries。Insupportofthepracticeithasbeensaid,thatinrepublicsthereoughttobefewornosecrets;anillusoryopinion,foundedonidealconceptions,andatvariancewiththeusefulpracticeofmankind。Ifallthetransactionsofacabinet,whetherinrespecttointernalorexternalbusiness,wereregularlyexhibitedtothepubliceye,itsownoperationswouldbeimpeded;thepublicmindbeperplexed,andimproperadvantageswouldsometimesbetaken。Foreignpowers,pursuingastheyinvariablydo,adifferentcoursethemselves,wouldjustlyobjecttosuchproceeding。

  Thepresidentisalsorequiredtorecommendtotheirconsiderationsuchmeasuresashemaydeemexpedient。Thisisanobligationnottobedispensedwith。Exercisinghisofficeduringtherecessofthelegislature,themembersofwhich,whentheyreturntothemassofcitizens,aredisengagedfromtheobligatoryinspectionofpublicaffairs;suppliedbyhishighfunctionswiththebestmeansofdiscoveringthepublicexigencies,andpromotingthepublicgood,hewouldnotbeguiltlesstohisconstituentsifhefailedtoexhibitonthefirstopportunity,hisownimpressionsofwhatitwouldbeusefultodo,withhisinformationofwhathadbeendone。

  Hewillthenhavedischargedhisduty,anditwillrestwiththelegislaturetoactaccordingtotheirwisdomanddiscretion。Thesecommunicationswereformerlymadeinpersonattheopeningofthesession,andwrittenmessagesweresubsequentlysentwhennecessary,butthewholeisnowdoneinwriting。

  Itwasformerlythepracticetoreturnanswers,whichasamerematterofceremonyisnowdisused。Thecoursepursuedatpresentistoreferthemessagetoacommittee,whocommonlyreportananalysisofit,andthepartsonwhichitappearsnecessarytoact,arereferredtoothercommitteestopreparethemforthedeliberationsofthewhole。

  WilliamRawle:AViewoftheConstitution:ChapterXVIICHAPTERXVII。OFTHEPOWERTOGRANTPARDONS。Apowertograntreprievesandpardonsisexpresslygiventothepresident。

  Thatpunishmentsshouldinallcasesbestrictlyappropriatetotheoffenceandcertainintheirexecution,isindeedtheperfectionofcriminallaw,butthefallibilityofhumanjudgmentwouldrenderaninflexibleruletothiseffect,toosevereforhumannature。Anactmayfallwithinthepurviewofthelawandjustlysubjectthepartytoconviction;yettheremaybealleviatingcircumstances,whichinduceeventhosewhodelivertheverdictorpronouncethejudgment,tofeelrepugnanceatitsbeingexecuted:

  butitwouldtendtooverthrowthebarriersoflaw,ifthetribunalwhichistodecideontheguiltorinnocenceoftheaccused,werepermittedtointermixotherconsiderations。Atfirstview,benevolentmindswouldnotobjecttotheadmissionoftheseprinciplesinfavouroftheaccused,onhistrial,butthegeneralinterestsofsocietyhaveastrongerclaimonthehumanityoffeelingsjustlyregulated,thantheparticularcaseoftheindividual。Thegeneralinterestrequiresthattheadministrationofjusticeshouldnotbedivertedfromitssettledcourse,byanerroneousassumptionofpowerandanirregulardistributionofjustice。Ifthelawisplain,thedutyofthetribunalistoconformtoit,becausethelawisascompulsoryonthetribunalasontheoffender。

  Buttheconditionofsocietywouldbemiserableiftheseverityofthelawcouldinnoformbemitigated,andifthoseconsiderationswhichoughtnottooperateonajuryorajudgecouldhavenoinfluenceelsewhere。

  Independentlyofotherviews,wemayinstancethecaseoftreasonagainstthestate。Publicpolicymayrequirethattheoffenders,thoughconvicted,shouldbeforgiven:severitymayincreasetheoppositionofthatpartofthecommunitywhichwasengagedinthecombination;mercymayproduceconciliationandsubmission;butiftheguiltisproved,nosuchconsiderationscanbeadmittedintothedeliberationsofthecourt。Itisthereforeexpedientandwise,todepositinsomeotherpartofthegovernment,thepowerorgrantingpardons;apower,whichnotwithstandingthestrangeassertionsofBlackstoneandMontesquieu,isnotinconsistentwiththenatureofademocraticgovernment。1Themostillustriousmindsaresometimesseducedfromplainandobvioustruthsbytheillusionsoftheory,andwhenwearetoldthatthepowerofpardoncanneversubsistindemocracies,becausenothinghigherisacknowledgedthanthemagistratewhoadministersthelaw,andbecauseitwouldconfoundallideasofrightamongthemassofthepeople,astheywouldfinditdifficulttotellwhetheraprisonerwasdischargedbyhisinnocence,orobtainedapardonthroughfavour,wemustatonceperceivethatthepositionisfallacious,bybeingtoogeneral。

  Theinconveniencesuggestedinthelattermemberofit,correspondsindeedwithwhathasbeenalreadyobserved,ifconfinedtothejudicialtribunalthatoriginallyactsonthecase,butthefirstpartofitindicatesawantofacquaintancewiththesubdivisionsofauthoritycompatiblewiththepurestdemocracy。Itistheofficeofthejudgetoconvicttheguilty;

  theexecutionofthesentenceisthedutyoftheexecutiveauthority,thetimeandplaceofexecutionarenopartofthejudgmentofthecourt。2Itistrue,thatduringavacancyintheofficeofpresident,whichashasbeenseen,iscarefullyprovidedagainst,therewouldbenopowertograntapardon,butthemomenttheofficeisagainfilled,thepowerwouldberevived。

  Thepowertograntpardonsextendstoallcases,exceptimpeachments。

  Someconsiderationsonthesubjectofimpeachmentswillbepresentedhereafter;

  atpresent,itmaynotbeimpropertoobserve,thatnotonlyintheConstitutionoftheUnitedStates,butinthoseofalmosteverystateintheUnion,wefindtheEnglishdoctrineofimpeachmentsintroduced,butthedifferenceinrespecttograntingpardonstothepersonsimpeachedisnotpreserved。

  Impeachmentsaregenerallyeffortsofthepeopleofthatcountrythroughtheirrepresentativesinthehouseofcommons,toobtainredressbeforeadistinctandindependenttribunal,forthemalpracticesofthegreatofficersofthecrown。Nopardonpreviouslygranted,cansheltertheaccusedfromafullinquiry,andthushismisconduct,ifsubstantiated,isdevelopedandexposedtothenation,butaftertheimpeachmenthasbeensolemnlyheardanddetermined,itisnotunderstoodthattheroyalgraceisfurtherrestrainedorabridged。

  Withus,nopardoncanbegrantedeitherbeforeoraftertheimpeachment;

  andperhaps,ifthismodeoftrialisretainedatall,itisrightthatthesentenceofaguardedandaugusttribunal,which,asweshallfind,isexceedinglylimitedintheextentofitspunishments,shouldbeexceptedfromthegeneralpowerofthepresidenttodefeattheeffectofthecondemnation。

  Inrespecttoanotherjurisdiction,itmaybedoubtedwhetherhepossessesthepowertopardon。

  Itseemstoresultfromtheprincipleonwhichthepowertopunishcontemptsofeitherhouseofthelegislatureisfounded,thattheexecutiveauthoritycannotinterpose,inanyshape,betweenthemandtheoffender。Themainobjectistopreservethepurityandindependenceofthelegislature,forthebenefitofthepeople。Itacts,therefore,onitsownpower,withoutreferenceto,ordependenceupon,anyother。Iftheexecutiveauthoritycould,bygrantingapardon,or,inanyothermode,protectthosewhoinsidiouslyorviolentlyinterruptedordefeatedtheiroperations,thelegislature,whichisthesuperiorbody,wouldbesofardependentonthegoodwilloftheexecutive。Anditwouldbeonly,asitwere,bythepermissionofthelatter,thatitexercisedajurisdictionofsomuchimportancetothepeople\'srights。TheConstitutionisassilentinrespecttotherightofgrantingpardonsinsuchcases,asitisinrespecttothecreationofthejurisdictionitselfonearisesbyimplicationtheotherisexcludedbyimplication。

  Inallotherthanthesetwocases,thepowerisgeneralandunqualified。

  Itmaybeexercisedaswellbeforeasafteratrial,anditextendsaliketothehighestandthesmallestoffences。Theremissionoffines,penalties,andforfeitures,undertherevenuelaws,isincludedinit,andinthisshapeitisfrequentlyexercised:butalthoughitmayrelievethepartyfromthenecessityofpayingmoneyintothetreasury,thepresidentcannot,afterthemoneyhasreachedthetreasury,compeltherestitutionofit。

  TheConstitutionnowhereexpresslydescribesanymodeofpunishment:

  itempowerscongressinfourenumeratedcasestoprovidethepunishment。

  Theyaretreason,piracy,offencesagainstthelawofnations,andcounterfeitingthesecuritiesandcurrentcoinoftheUnitedStates。Thepowerofcongresstoinflictpunishmentinothercasesisderivedfromimplicationonly,butitisnecessarytocarrytheConstitutionintoeffect,andisembracedinthegeneralprovisiontopassalllawswhichmaybenecessaryandproper。3Thepardoningpowerisasextensiveasthepunishingpower,andappliesaswelltopunishmentsimposedbyvirtueoflawsunderthisimpliedauthority,astothosewhereitisexpressed。

  Theonlyexceptionsarethetwocaseswehavealreadymentioned,inoneofwhichthepowerofpardoningisexpresslywithheld?andintheotheritisincompatiblewiththepeculiarnatureofthejurisdiction。

  Intheexerciseofthe\"benignperogativeofpardoning,\"asithasbeenjustlytermed,thepresidentstandsalone。TheConstitutionimposesnorestraintuponhimbyrequiringhimtoconsultothers。Asthesenseofresponsibilityisalwaysstronginproportionasitisundivided,asinglemanwillbemostreadytoattendtotheforceofthosemotives,whichoughttopleadforamitigationoftherigourofthelaw,andlessinclinedtoyieldtoconsiderationscalculatedtoshelterpropersubjectsfromitspunishment。Ontheotherhand;asmengenerallyderiveconfidencefromtheirnumber,theymightoftenencourageeachotherinactsofobduracy,andbelesssensibletoapprehensionsofcensureforaninjudiciousoranaffectedclemency。4

  Inadditiontothisobjection,therewouldbeagreatinconvenienceinimposingonthepresidentthenecessityofconsultingabody,which,whetheralreadyapermanentpartofthegovernmentasthesenate,orspeciallycreatedforthepurpose,itmightbedifficulttoconveneonoccasionswhenperhapsanimmediatedecisionwouldbehighlyexpedient。

  1。4Blackstone,397。Montesquieu,b。

  6,c。5。

  2。4Blackstone,p。404。

  3。6Wheaton,233。

  4。FederalistNo。74。

  WilliamRawle:AViewoftheConstitution:ChapterXVIIICHAPTERXVIII。OFCOMPENSATIONSTOPUBLICOFFICERS。THEprincipleofcompensationtothosewhorenderservicestothepublic,runsthroughthewholeConstitution。

  Thesenatorsandrepresentativesshallreceiveacompensationfortheirservices,tobeascertainedbylaw,andpaidoutofthetreasuryoftheUnitedStates。

  Thepresidentshallatstatedtimes,receiveforhisservicesacompensation,whichshallneitherbeincreasednordiminishedduringtheperiodforwhichheshallhavebeenelected,andheshallnotreceivewithinthatperiodanyotheremolumentfromtheUnitedStates,oranyofthem。

  Thejudgesshallatstatedtimes,receivefortheirservicesacompensation,whichshallnotbediminishedduringtheircontinuanceinoffice。

  Intheearlystagesofsociety,foundedonaslenderpopulation,beforeanyregularcivilinstitutionstookplace,thetasksofgovernmentwereprobablyperformedwithoutstatedemoluments。Intime,however,itwasperceivedthatthepublicoughtnottohavetheiraffairsadministeredwithoutmakingcompensationtothosewhopostponedtheirprivatebusinessforthegeneralbenefit。Acompensationwasthereforeeitherexactedorvoluntarilyrendered。Theformerisalwaysirregularandoppressive。Wemayreferasanillustrationofit,toapracticewhichinearlytimesprevailedinalmostallthekingdomsofEurope。Themonarch,forthesupplyofhiscourt,hisofficersandattendants,wasinthehabitofseizingprovisionsandimpressinghorsesandcarriages,forwhich,anarbitraryandinadequatecompensationwassometimesmade,butanycompensationwhateverwasfrequentlywithheld。1Thepractice,thoughconstantlycomplainedofasaheavygrievance,equallyinconsistentwiththerightsofthesubject,andtherealconvenienceofthecrown,wasnotabolishedinEnglandtilltherestorationofCharlesII。Thegovernmentofacountryisrelievedfromthenecessityofexactionsthusmutuallyinjurious,byvoluntaryprovisionsonthepartofthegeneralsociety。

  Inrespecttoexecutiveandjudicialofficers,noquestionhaseverarisen:?Itseemstobeuniversallyagreed,thatcompensationsshouldbemadefortheirservices。Themannerofmakingitisvarious,itissometimesdonebyfixedsalaries,andsometimesbyfeesandperquisites,whichlatterareexactlyregulatedastotheamount。Argumentsarenotwantinginfavourofeachoftheseplans。Ifasalaryisgrantedwhichtheofficeristoreceive,whetherhedoesmuchorlittleofthebusinesswithinhissphere,thereisdangerofremissnessbuttorenderhimwhollydependantonthereceiptofcasualfees,wouldbeinconsistentwiththedignitythatoughtalwaystoaccompanyagreatexecutiveorjudicialoffice,andwouldtendtointerruptthededicationofhistimetohishighandimportantduties。

  Inthosecases,salariesarepreferable。Alegalremedyforneglectofdutymaycertainlybefound,illadditiontothepublicreprobation,whichmustalwaysattenduponit。Butforinferiorofficers,notunderthesamecontrolofpublicopinion,oratleastnottothesameextent,thepaymentsbythosewhosebusinessistransactedseemstoformaproperfund。

  Inrespecttothemembersofthelegislature,ourpracticecorrespondswiththatofsome,thoughnotofallthenationsofEurope。Inone,towhichweareaptmorefrequentlytolookthananyother,theancientusagehasmeltedaway,andthemembersofparliamentnowreceivenocompensationfortheirattendance。Theconsequenceis,thatonlymenoffortunecantakeseatsinthehouseofcommons。Thisisinconsistentwiththeequalitythatoughttobefoundinarepublic。Menofvirtueandtalent,thoughdepressedbypoverty,oughttohavetheavenuestopublictrustasopentothemastothemostwealthy。Wewillventuretoaddthatthecompensationoughttobeliberal:agenerouspeople,ifitisfaithfullyserved,willnevercomplain。Butthecompensationoughttobearasexactaproportionaspossibletothetimeemployed。Anactofcongresswaspassedafewyearsago,2inwhich,agrosssumwasallottedforanentiresession。Thedissatisfactionitoccasioned,producedanearlyrepeal。

  Thecompensationofthepresidentisnottobeincreasedordiminishedwhileheisinoffice;thelegislatureshallneitherbribenorterrifyhiminthismode。Thecompensationsofjudgesshallnotbediminished,butthereisnorestraintontheirbeingincreased,becausetheirofficesbeinginlegalcontemplationequivalenttoofficesforlife;sincethelawbenignlycalculatesthatajudgewillalwaysbehavewell;thevalueofmoneymaydepreciate,andthesalarybecomeinadequatetothesupportintendedtobeallowed。

  Itmaybeobserved,thatthepresidentandjudicialofficersaretoreceivetheircompensationsatstatedperiods,theintentionofwhichis,thatservicesshallnotbepaidfor,beforetheyareperformed;butnosuchrestrictionisimposedonthemembersofthelegislature,becauseitispresumedthattheywillnotviolateaprinciplesojust,andalso,becausefromtheuncertaindurationoftheirsessions,nostatedperiodcanbefixed。

  Themilitarypowerisalsointhisrespecttobedistinguishedfromotherexecutiveoffices;beingliabletobeemployedinvariousplaceswhereitmaybedifficultorimpossibletoberegularlysuppliedwiththemeansofdischargingtheirpay,itwouldbeimpolitictoentitlethemtodemanditatcertainperiods。Theircompensationscannotbediminishedduringthetimeforwhichtheyareengaged,becauseitwouldbeabreachofthecontract:theymaybeincreased,becausethepublicsafetywouldnotbeendangeredbyit。Fortuitousadditions,tendingtostimulatetheirexertionsareallowed:anarmyisentitledtoshareinsomepartsofwhatistakenfromtheenemy,which,accordingtothelawsofwar,becomethepropertyofthecaptors。Arule,however,whichinmodernpracticeisratherspeciousthanprofitable,foritisrarelyenforced;buttothenavythesameprincipleisoftenproductiveofgreatemolument;adiscriminationhavingbeenlongestablishedbetweenmaritimecapturesandthoseonshore,onafoundationnotperceptiblyjust。Thepropertyofpeaceableandprivateindividualsonthelandisseldomconsideredinmoderntimes,asajustsubjectofconfiscation,althoughtheownersareinhabitantsofahostilecountry;butatsea,themerchantvessel,unarmedandunoffending,isthelawfulpreyofthecommissionedcruizer,andiscondemnedtohisuse,onbeingcapturedandbroughtintotheportsofhiscountry。Theamountoftheseadditionalcompensationsisfromtimetotimeregulatedbycongress。

  Theappropriationforthesupportofthearmyandnavycanbemadeonlybycongress,andinrespecttothearmy,ashasbeenalreadyobserved,fornolongertimethantwoyears。Thismay,atfirstview,appearinconsistentwiththepracticeofenlistingsoldiersforalongertime,butwhenwetakeaviewofthewholepoliticalsystemandrecollectthatthislimitationhasbeenadoptedasasuitablecheckuponthepossibleilluseofaregulararmy,wemustallowapredominantoperationtothegreaterprinciple。Themilitarycontractsmustbeconstrued,inallcases,assubjecttotheconstitutionalrestriction,whichmustbeconsideredasaprovisointroducedintoeverylawthatauthorizesthepresidenttoraiseanarmy。

  Todisbandanarmyentirely,mustbealegislativeact。Todismissanyoralloftheofficersis,bythetenureoftheircommissions,withinthepowerofthepresident。Itisthepracticeinmanycountrieswhenanarmyisreduced,toallowtotheofficerswhoseactiveservicesarenolongerrequired,halftheamountoftheirpayduringlife。Suchcompensationswithusdependonthejudgmentofcongress,andfromthatquarteralsomustproceedthosecharitableprovisionswhichseemfairlyduetothedisabledandinfirmsoldierwhohasfaithfullyservedhiscountry。

  Arecentinstancehasprovedthatthechargeofingratitudecannotalwaysbejustlypreferredagainstarepublic。

  Invitedtorevisitacountry,towhichin,earlylifehehadrenderedsplendidandsuccessfulservice;theheroismofGeneralLaFayettehasbeenrewarded,notmerelybyunboundedeffusionsofthepublicmind,butwithapecuniarycompensationequallyhonourabletothedonorsandtothereceiver。

  1。SeeBarringtononStat。183,237,289。Hume\'sHistoryofEng。vol。v。346。519;andin12Coke,19,itisconsideredasaprerogativeinseparablefromthepersonoftheking,ofwhich,evenanactofparliamentcannotdeprivehim。

  2。March19,1816。

  WilliamRawle:AViewoftheConstitution:ChapterXIXCHAPTERXIX。OFINCOMPATIBLEOFFICES。TWOofficesmaybesoincompatibleintheirnature,thatthesamepersonshallnotbeadmittedtoholdthemboth。TheConstitutioninthisrespectisnotaltogethersilent,andweshallendeavourtoshowthejustnessoftheprinciplesonwhichitproceeds。

  Itisaruleofgenerallaw,thatanofficerwhoacceptsanotherappointmentinconsistentwiththefirst,isheldtohavetherebyresignedthefirst。1Ifthemarshalofoneofthedistrictsweretobeappointedjudgeofthatdistrict,itwouldvirtuallyvacatehisofficeasmarshal。Ifamemberofthehouseofrepresentativesacceptedanappointmentassenator,hewouldceasetobeamemberofthehouseofrepresentatives。Butamanmayholdtwoormoreoffices,iftheyarenotincompatibleintheirnature,2andthereforetherewouldseemnoreason,otherthangeneralpolicy,forexcludingsomeoftheexecutiveofficers,belowthepresident,fromseatsineitherhouse,or,topreventanindividualfromholdingatthesametimetheofficeofsecretaryofstateandofthetreasury,oranysimilaroffices。Butalthoughnoreasons,merelyofalegalnature,mightbeopposedtoit,theimpolicyofadmittingsuchofficerstocomposeapartofthelegislatureisexceedinglyplain。

  Wemust,oncemorerecurtoEngland,andexaminetheeffectsoftheirpracticeinthisrespect。Thegreatofficersofthecrown,unlesstheyare,membersoftheotherhouse,areeligibleasmembersofthehouseofcommons。Thewholeadministrationpartakesinoneorthe,otherofthehouses,ofthelegislativepower。Thereisnodoubtthatsomebenefitisderivedfromit,inthefacilityofobtaininginformationinregardtopublicmeasures,andtheinquiriesofothermembersonsuchsubjects,areusuallyansweredwithgreatcourtesy;butthissmalladvantageiscounterbalancedbytheinfluencetheypossessthere,andbythetotalsubversionofoneofthechiefpillars,onwhichtheimportanceandvalueofthehouseofcommonshavealwaysbeenassertedtorest。

  EverypanegyristoftheBritishConstitutiondelightstodrawaperspectiveviewofthehouseofcommonsaskeeperofthepurseofthenation;regulatingitsexpensesandwithholdingsuppliesfromthecrown,exceptonsuchtermsasthegoodofthepeoplemayrequire。Butnothingisatpresentmoreremotefromthefact。Thewholeschemeoftaxation;theamounttoberaised;thesubjectstobetaxed,andtheobjectstowhichtheproductistobeapplied,arelaidbeforethembytheMinistersofthecrown;notindeedinthatcapacity,butintheprofessedqualityofmembersofthehouse,andperhapssincetherestorationofCharlesII。certainlynotformanyyearsback,theothermembersofthehouse,haveneverproposedotherplansoffinance,orundertakentoactontheoldprincipleofrepresentativesofthepeople,furtherthantoobjecttoandvoteagainsttheministerialpropositions。

  Thusthehouseofcommonsisrenderedpartofthemachineryoftheexecutivegovernment,andwheneveraministerbecomessounpopularastolosehisascendancyinthehouse,eitheritmustbedissolved,andthechanceofonemorepliantbetakenbyanotherelection,ortheministerresigns,andthecrownemploysnewandmorejudiciousormoredexterousservants。

  Greatjealousyoftheinterferenceofthehouseoflordswithmoneybillsisretained,inwhichtheministerialpartofthehouseofcommonsprudentlyunite;butnojealousyofthepoweroftheministryintheirownhouseiscollectivelymanifested。Inshort,theactualgovernmentofthatcountry,asnowadministered,ispurelythegovernmentofthecrown,andthesupposedrepresentativesofthepeople,thehouseofcommons,aremerelywhatthefirstlordofthetreasury,thechancelloroftheexchequer,andsimilargreatofficersareavowedly;thatis,theministersoftheexecutivegovernment。

  Itistrue,thattokeepuptheappearanceofitsancientcharacterandindependencecertaininteriorofficersoftheexciseandcustoms,&c。

  thosewhoholdanyofficecreatedsincetheyear1705andpersonsholdingpensionsatthepleasureofthecrown,orforatermofyears,areostentatiouslyexcludedfromseatsinthehouseofcommons;asortofpoliticalflatterywhichcandeceiveonlysuperficialobservers;butthegreatmanagersofthewholemachineremainintheheartofit,anddirectallitsinternalspringsandmovements。

  Howisthisopenandundisguisedprocessaccomplished?

  Theanswerisbythealmostentiredestructionoftheirancientprincipleofrepresentation。

  Inveryfewpartsofthekingdomisaseatobtainedthroughtheunbiassedandindependentvotesofthepeople。Boroughs,oncepopulousandfree,havebecometheactualproperty,inpointofsuffrage,ofthecrown,orofaristocraticfamilies,andnoware,infact,meresubjectsofsaleorbarter。Theministercarefullyavoidingtopresenthimselfasacandidateinthosefewplaceswhicharestillactuatedbythespiritoffreesuffrage,unlessassometimeshappenstheprevalentpoliticalopinionsinsuchplacesshouldcoincidewiththepartytowhichhebelongs,procuresareturninhisfavourwithoutdifficulty,andonthevotesofsomenominalelectors,takesaplaceinthehouse,equalinlegislativeattributestothatconferredbythechoiceofthousands。Allattemptsatreformationinthisrespectareuniformlyresistedbytheministersofthecrown。

  Fromsuchperversionsofsoundandregularprinciples,ourConstitutioneffectuallysecuresus。Whiledecennialenumerationandapportionmentcontinue,thatis,whileourConstitutionlasts,noexecutiveofficercaninsidiouslycreepintothenumberofourlegislativerepresentatives。Theopenandunfetteredchoiceofthepeopleonlycanplacehimthere。

  Butwouldsuchachoicebeconsistentwithsoundpolicy,andthespiritoftheConstitution?

  Theadvantagesderivedtothepeopleseemtobefew?theobjectionsmany。Themeasuresoftheexecutivegovernment,sofarastheyfallwithintheimmediatedepartmentofaparticularofficer,might,itistrue,bemoredirectlyandfullyexplainedonthefloorofthehouse;butwenoticeherealsoastrikingdifferencebetweenthetwogovernments。InEngland,themeasuresofgovernmentarepracticallyconsideredthemeasuresoftheministers?itisnotevenallowedtointroducetheking\'snameintoadebate。3Buttheexecutiveactsofthepresident,exceptinthetwoinstanceswherethesenateparticipates,areunsharedwithothers,andthehighestofficerunderhimcanconstitutionallynomoreexplainoraccountforthemthananyotherindividual。Besides,suchmodesofcommunicationoughtnottobeencouraged,weretheyinuse。

  TheregularchannelsofcommunicationfromthepresidentarepointedoutintheConstitution,andiffurtherinformationisdesired,itissoughtforinanopenandpublicapplication,leavingittothepresidenttowithholdwhathemaydeemitinjurioustodisclose,andprotectinghimfromthemisapprehensionsofothers,bythenecessityofreducinghiscommunicationstowriting。Suchamodeofobtaininginformationisinfinitelysuperiortothesudden,andsometimesunguarded,answersreturnedtotheverbalinterrogationsofthemembersofthehouseofcommonsinGreatBritain。

  But,amongmanyotherobjectionstotheintroductionofanyofthegreatpublicofficersintoeitherhouseofcongress,wemustkeepinviewagreatprincipleofallrepublicangovernments,thatpublicofficesareintendedtobeforthepublicservice,andnotforthebenefitandemolumentoftheindividualswhofillthem。Nomoreofficesarecreatedthanthepublicneedsrequire。Ifthedutiesaretoofewtooccupythetimeoftheindividual,theofficeisincorporatedwithanother,unlesstheunitedweightofbothshouldbetoogreat。Ontheotherhand,ifthequantityofpublicbusinessshouldsoincreaseastorenderitnecessarytoincreasethenumberofpersonswhoaretotransactit,newofficesarecreated。Thewholesystemhasaviewonlytothepublicbenefit。Wedonotcontinueanofficewhenitsdutieshaveexpired。AsBurkehasjustlyobserved,\"whenthereasonofoldestablishmentsisgone,itisabsurdtopreservenothingbuttheburthenofthem。Thisissuperstitiouslytoembalmacarcasenotworththegumsthatareusedtopreserveit。\"4

  Thepublicofficerbeingthereforeconsideredwithusashavingactuallivingdutieswhichheisboundtoperform,andashavingnomoretimethanisnecessarytoperformthem,theConstitutionexpresslyexcludeshimfromaseat。Butafurthercautionisintroducedintoit。Amemberofeitherhousemaybeappointedtoanofficeexistingpreviouslytohisbeingelected,iftheemolumentsofithavenotbeenincreasedduringthetimeforwhichhewaselected。Butifanewofficehasbeencreated,ortheemolumentsofanoldoneincreasedduringthattime,thepromiseorthechanceofreceivinganappointmenttoit,mayhaveanundueinfluenceonhismind。SuchanappointmentisthereforeforbiddenbytheConstitutionduringthetimeforwhichhewaselected;anditisonlytoberegrettedthatitwasnotforbiddenaltogether。Adishonourabletrafficinvotes,shoulditeverbecomeacharacteristicofourcountry,wouldbemorecompletelyprevented,iftoanofficesocreated,orrenderedmoreprofitable,noonewhohadhadanagencyineitherrespect,couldeverbeappointed。

  TheConstitutioncontainsnoprovisionadvertingtotheexerciseofofficesundertheUnitedStatesandseparatestatesatthesametime,bythesamepersons。Insomeofthestatesithasbeenthoughtexpedienttoprovideagainstit。

  Thosestatesappeartohaveactedundertheapprehensionofapossiblecollisionbetweenthetwogovernments,andajealousylesttheadmissionoftheofficersoftheUnitedStatesintoplacesoftrustandpowerinastate,mightleadtoapreferenceinthemindsofthosewhoholdofficesunderbothtotheprejudiceofthestategovernments。5Acounterapprehensiondidnotexistinthepeople,whentheyformedtheConstitutionoftheUnitedStates,althoughithasbeentheopinionofsomeenlightenedmenthattherewasmoreprobabilitythatifthebalanceevershouldbedisturbed,itwouldbebythepreponderancyofthestategovernments。Ithasbeenobserved,thatthestategovernmentsareconstituentandessentialpartsoftheUnitedStatesgovernment,whilethelatterisinnowiseessentialtotheorganizationoroperationsoftheformer。Withouttheinterventionofthestatelegislatures,thepresidentoftheUnitedStatescannotbeelected。Thesenateiselectedimmediatelybythestatelegislatures。Eventhehouseofrepresentatives,thoughdrawnimmediatelyfromthepeople,willbechosenverymuchundertheinfluenceofthosewhoseowninfluenceoverthepeopleobtains,forthemselvesanelectionintothestatelegislatures。Ontheotherhand,thecomponentpartsofthestategovernmentswillinnoinstancebeindebtedfortheirappointmentsortheirpowertothedirectagencyofthegeneralgovernment。

  Thepowersofthegeneralgovernmentarefewanddefined,thosewhichremaintothestategovernment,numerousandindefinite。

  Thefirstandmostnaturalattachmentofthepeoplewillthereforebetotheirstategovernments,butinthegeneralgovernmenttheywillseenotarivaloranenemytothestategovernment,buttheultimateauthorityandcommonpower,whichtheyhavethemselvesconcurredtocreate,andtherefore,asitwillbetheirinterest,itfinallywillbetheirendeavourtosupportandrestrainbothwithintheirjustconstitutionalbounds。6

  ItwillnotbeforeigntothisheadtonoticetheoathsofofficerequiredbytheConstitution。

  Thepresidentisrequiredbyittotakeanoath,oraffirmation,thathewillfaithfullysecurethedutiesofhisoffice,andthathewillpreserve,protect,anddefendtheConstitution。Thesenators,representatives,themembersoftheseveralstatelegislatures,andallexecutiveandjudicialofficers,bothoftheUnitedStatesandoftheseveralstates,shallbeboundbyoathoraffirmationtosupportthisConstitution。

  Althoughapromissoryoathisnotinpointoflaw,rankedsohighasajudicialoath;thatis,itdoesnotfallwithinthegeneralprovisionsofthelawinrespecttoperjury,yetitgreatlyincreasesthemoralobligationoftheparty,andoughttomakeadeepimpressiononhim。Everystateofficer,andeveryofficeroftheUnitedStates,onbeingelectedorappointed,bindshimselfthereby,notonlytoabstainfromalloppositiontotheConstitution,buttogiveithisfirmandactiveassistance。

  Ithasbeenasked,whyitwasthoughtnecessarythatthestatemagistracyshouldbeboundtosupporttheConstitutionoftheUnitedStates,andunnecessarytoimposeanoathontheofficersoftheUnitedStatesinfavourofthestateconstitutions。Thereasonassigned,asoneofmany,bytheauthorsoftheFederalist,is,thatthemembersofthegeneralgovernmentwillhavenoagencyincarryingthestategovernments,intoeffect,butthemembersandofficersofthestategovernmentswillhaveanessentialagencyingivingeffecttothegeneralgovernment。7

  Thisanswerisasolidone。Anofficialoathoughttobeconfinedtothedutiesoftheoffice。Itisnotsobroadandcomprehensiveasageneraloathofallegianceandfidelitywhichembracesallthedutiesofacitizenorsubject。AnofficerappointedundertheauthorityoftheUnitedStates,istoperformonlythosedutieswhichemanatefromit;hisobligationislimitedbythatauthority,which,asrepeatedlyheretoforeobserved,isnotcontrolledbytheconstitutionsoftheseveralstates。Anofficerappointedundertheauthorityofastate,isboundtosupportitsconstitution,butsofarastheConstitutionoftheUnitedStatesinanyrespectsupersedesit,anotherruleofobligationarises,whichheisequallyboundtocomplywith;and,asitisessentialtothetrueinterestsofallthestates,thatthepowersgrantedtothegeneralgovernmentshouldbefullyeffectuated,alltheirofficers,legislative,executive,andjudicial,shouldexpresslyundertaketodoso。

  Theremarksonthissubjectmaybeconcludedbydrawingtheattentionofthereadertotheliberalalternativeofanoathoraffirmation。Noreligioustest,itisdeclaredinthesamesentence,shalleverberequiredasaqualificationtoanyofficeorpublictrustundertheUnitedStates。

  Notonlyanumerousandrespectablesect,butmanyotherpersonsnotofthepeoplecalledQuakers,feelaninvinciblerepugnancetotakinganoathinanyform。Ifthetermaffirmationhadbeenomitted,allsuchpersonswouldhavebeenexcludedfrompublictrustsonaccountofreligiousopinion。

  Theabstractdeclarationofperfectequalityinmattersofreligionisthusrealized。

  1。2Rolle\'sReports,452。Brooke\'sab。

  Commissions,25。3Burr,616。2Durn。&East,85。

  2。4Serg。&Rawle,275。

  3。Itisaconstantrule,\"saysDelolme,\"nevertomentionhimwhentheymeantoblametheadministration。\"Andwemayobserveonalloccasionswhenamajorityadversetothepoliticalmeasuresofthedayhappenstoprevailinthehouseofcommons,thatthelanguageofresolutionsandaddressesisscrupulouslypointedagainsttheministerswhohaveadvisedthecrowntoadoptthem?notagainstthemonarchhimself。

  4。SeehisadmirablespeechonEconomicalReform,in1780。

  5。PerShippen,C。J。3Yeates\'sReports,315。

  6。Seethe45thand46thnumbersoftheFederalist,inwhichthissubjectisfullydiscussed。

  7。Federalist,No。44。

  WilliamRawle:AViewoftheConstitution:ChapterXXCHAPTERXX。OFSOMEARDUOUSPARTSOFTHEPRESIDENT\'SDUTIES。ONafullviewofthepowersanddutiesofthepresident,thereaderwillprobablyperceivethattheyareofmoreimportanceinrespecttoforeignrelationsthantotheinternaladministrationofgovernment。

  Athomehispath,thoughdignified,isnarrow。Inthetranquillitywhichwehavehithertointimeofpeaceenjoyed,littlemorehasbeenrequisite,ineitherhislegislativeorexecutivefunctions,thanregularlytopursuetheplainmandatesoflaws,andthecertaintextoftheConstitution。

  Inhislegislativecapacity,thepowerofobjectingtoactsofcongress,hasbeenfairlyexercisedandrespectfullysubmittedto。Intheexecutivedepartmenthehashadindeedtwoinsurrectionstocopewith,oneofwhichwasinconsiderable,andtheother,thoughmoreextensive,disappearedbeforethemeredisplayoftheforcecollectedtosubdueit。Thetransactionitselfaffordedavaluableproofofthepatriotismofthepeople,andtheirattachmenttotheConstitution。Theregularmilitiaofthethreeadjoiningstates,NewJersey,Maryland,andVirginia,cheerfullyco-operatedwiththatofPennsylvania,inwhichtheoppositionexisted,andthegovernorofPennsylvania,asamilitaryofficer,obeyedtheordersofthegovernorofVirginia,onwhomthepresidentconferredthechiefcommand。Agreatproportionofthisforceconsistedofvolunteers;numbersofwhomweremenofconsiderablepropertyandcivileminence,andthegovernorsofthestateswehavementioned,exceptthatofMaryland,whowaspreventedbyparticularcircumstances,voluntarilytookthefieldinperson。

  IfthepagesofourhistoryaresoiledinanydegreebytransientresistancetothelawsoftheUnion,thedisgraceisredeemedbytheproofofthatwisdom,bywhichthegeneralConstitutionnowappearedtohavebeenframed,andofthatdeterminationtosupportit,bywhichthemajoritywereactuated。

  Andshouldinstancesofinsurrectionagainoccur,eitheragainstthelawsoftheUnion,orthegovernmentofanyparticularstate,itcannotbedoubtedthatthesamegeneralandnobleanimationwouldbeagaindisplayedinsupportofthegreatpoliticalarkofoursafetyandhappiness。

  Butitisinrespecttoexternalrelations;totransactionswithforeignnations,andtheeventsarisingfromthem,thatthepresidenthasanarduoustask。Herehemustchieflyactonhisownindependentjudgment。TheConstitutionauthorizeshimindeedtorequiretheopinionsoftheprincipalofficersintheexecutivedepartments;buthoweverusefulthoseopinionsmaybe,theywouldaffordnosanctionforanyerrorshemightcommit。Andalthoughifrequired,theyaretobegiveninwriting,theywouldinvolvetheofficersinnoresponsibility。

  Inrespecttotreaties,itisonlyaftertheyhavereceivedtheapprobationofthesenate,thathisresponsibilityisdiminishedbybeingdivided。

  Butheisnotobligedtosubmittheinchoatetreatytothem。Hisinstructionstotheministerwhonegotiateditmayhavebeenmisunderstood,orwilfullydisregarded;thenationalinterestsmayhavebeenplainlyneglected,anditmaybealtogethersuchacompactashewouldnotratifyifhestoodalone。Undersuchcircumstances,itwouldbeatimorouspolicytoendeavourtofortifyhisowndisapprobationbyobtainingtheconcurrenceofthesenate。

  Andifheshouldcontinuetodisapproveit,althoughitmettheirapprobation,hewouldnotbejustifiedingivingithisfurtheraction。ForbytheexpresswordsoftheConstitution,heinconcurrencewiththesenate,andnotthesenatealone,istomaketreaties。Incaseofanimpeachment,itwouldbenovaliddefence,forhimtoallegethathesubmittedhisownopiniontothatofthesenate。Ifindeedthecasewasatfirstofadoubtfulnature,ifheconscientiouslydesiredthedeliberateassistanceofthesenate,andifanhonestconvictionwasproducedinhisownmindbytheadvicehereceivedfromthem;hiscompliancewithitwouldbepersonallyhonourabletohim,andclearlyconsistentwiththeConstitution。

  Thepowerofreceivingforeignambassadors,carrieswithitamongotherthings,therightofjudginginthecaseofarevolutioninaforeigncountry,whetherthenewrulersoughttoberecognised。Thelegislatureindeedpossessesasuperiorpower,andmaydeclareitsdissentfromtheexecutiverecognitionorrefusal,butuntilthatsenseisdeclared,theactoftheexecutiveisbinding。Thejudicialpowercantakenonoticeofanewgovernment,tilloneortheotherofthosetwodepartmentshasactedonit。1Circumstancesmayrenderthedecisionofgreatimportancetotheinterestsandpeaceofthecountry。Aprecipitateacknowledgementoftheindependenceofpartofaforeignnation,separatingitselffromitsformer,head,mayprovoketheresentmentofthelatter:arefusaltodoso,maydisgusttheformer,andpreventtheattainmentofamityandcommercewiththem,iftheysucceed。Theprinciplesonwhichtheseparationtakesplacemustalsobetakenintoconsideration,andiftheyareconformabletothosewhichledtoourownindependence,andappearlikelytobepreserved,astrongimpulsewillariseinfavourofarecognition;becauseitmaybeforournationalinterest,whichthepresidentisboundpre-eminentlytoconsult,topromotethedisseminationandestablishment,atleastinourownneighbourhood,ofthoseprincipleswhichformthestrongestfoundationsofgoodgovernment。

  Butthemostaccurateandauthenticinformationshouldbeprocuredoftheactualstateandprospectofsuccessofsuchnewlyerectedstates,foritwouldnotbejustifiableinthepresidenttoinvolvethecountryindifficulties,merelyinsupportofanabstractprinciple,iftherewasnotareasonableprospectofperseveranceandsuccessonthepartofthosewhohaveembarkedintheenterprise。ThecautionofPresidentMonroeinsendingcommissionerstoSouthAmerica,forthepurposeofmakinginquiriesonthespot,inpreferencetoarelianceonvaguerumorsandpartialrepresentations,washighlycommendable。

  Thepowerofcongressonthissubjectcannotbecontrolled;theymay,iftheythinkproper,acknowledgeasmallandhelplesscommunity,thoughwithacertaintyofdrawingawaruponourcountry;butgreatercircumspectionisrequiredfromthepresident,who,nothavingtheconstitutionalpowertodeclarewar,oughtevertoabstainfromameasurelikelytoproduceit。

  Amongotherincidentsarisingfromforeignrelations,itmaybenoticedthatcongress,whichcannotconvenientlybealwaysinsession,maydevolveonthepresident,dutiesthatatfirstviewseemtobelongonlytothemselves。

  Ithasbeendecided,thatapowergiventothepresidenttoreviveanactrelatingtoforeignintercourse,whencertainmeasures,havingadescribedeffectshouldtakeplaceonthepartoftwoforeignnations,wasperfectlyconstitutional。Thelawthusrenderedhimtheresponsiblejudgeofthateffect。2

  Incaseofwarbreakingoutbetweentwoormoreforeignnations,inwhichtheUnitedStatesarenotboundbytreatytobearapart,itisthedutyoftheexecutivetotakeeveryprecautionforthepreservationoftheirneutrality;anditisamatterofjustice,bothtothosenationsandtoourowncitizens,tomanifestsuchintentioninthemostpublicandsolemnmanner。Thedisquietudeofthebelligerentpartiesisthusobviated,ourowncitizensarewarnedofthecourseitbecomestheirdutytopursue,andtheUnitedStatesavoidallresponsibilityforactscommittedbythecitizensincontraventionoftheprinciplesofneutrality。Itistheofficeofthelegislaturetodeclarewar;thedutyoftheexecutive,solongasitispracticabletopreservepeace。

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