§;1559。Thenextpoweristoreceiveambassadorsandotherpublic
ministers。Thishasbeenalreadyincidentallytouched。Asimilarpower
existedundertheconfederation;butitwasconfinedtoreceiving
\"ambassadors,\"whichword,inastrictsense,ashasbeenalready
started,comprehendsthehighestgradeonlyofministers,andnotthoseof
aninferiorcharacter。ThepolicyoftheUnitedStateswouldordinarily
prefertheemploymentoftheinferiorgrades;andthereforethedescription
isproperlyenlarged,soastoincludeallclassesofministers。3Whythe
receivingofconsuls
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1See1Tuck。Black。Comm。App。343,344,345;TheFederalist,No。78;
RawleonConst。ch。16,p。175。
2Id。ibid。
3TheFederalist,No。42。
CH。XXXVII。]EXECUTIVE——POWERS。415
wasnotalsoexpresslymentioned,astheappointmentofthemisinthe
precedingclause,isnoteasilytobeaccountedfor,especiallyasthe
defectoftheconfederationonthisheadwasfullyunderstood。1Thepower,
however,maybefairlyinferredfromotherpartsoftheconstitution;and
indeedseemsageneralincidenttotheexecutiveauthority。Ithas
constantlybeenexercisedwithoutobjection;andforeignconsulshavenever
beerallowedtodischargeanyfunctionsofoffice,untiltheyhavereceived
theexequaturofthepresident。2Consuls,indeed,arenotdiplomatic
functionaries,orpoliticalrepresentativesofaforeignnation;butare
treatedinthecharacterofmerecommercialagents。3
§;1560。Thepowertoreceiveambassadorsandministersisalwaysan
important,andsometimesaverydelicatefunction;sinceitconstitutesthe
onlyaccreditedmedium,throughwhichnegotiationsandfriendlyrelations
areordinarilycarriedonwithforeignpowers。Agovernmentmayinits
discretionlawfullyrefusetoreceiveanambassador,orotherminister,
withoutitsaffordinganyjustcauseofwar。Butitwouldgenerallybe
deemedanunfriendlyact,andmightprovokehostilities,unlessaccompanied
byconciliatoryexplanations。Arefusalissometimesmadeonthegroundof
thebadcharacteroftheminister,orhisformeroffensiveconduct,orof
thespecialsubjectoftheembassynotbeingproper,orconvenientfor
discussion。4This,however,israrelydone。Butamuchmoredelicate
occasionis,
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1TheFederalist,No。42。
2RawleonConst。ch。24,p。224,225。
3Ibid。;1Kent’sComm。Lect。2p。40to44;TheIndianChief,3Rob。R。
22;TheBelloCorunnes,6Wheat。R。152,168;Viveashv。Buker,3Maule&
Selw。R。284。
41Kent’sComm。Lect。2,p。89;Rutherforth’sInstit。B2,ch。9,?20,
Grotius,Lib。2,ch。8,§;1,3,4。
416CONSTITUTIONOFTHEU。STATES。[BOOKIII。
whenacivilwarbreaks—outinanation,andtwonationsareformed,ortwo
partiesinthesamenation,eachclaimingthesovereigntyofthewhole,and
thecontestremainsasyetundecided,flagrantebello。Insuchacasea
neutralnationmayveryproperlywithholditsrecognitionofthe。supremacy
ofeitherparty,oroftheexistenceoftwoindependentnations;andon
thataccountrefusetoreceiveanambassadorfromeither。1Itisobvious,
thatinsuchcasesthesimpleacknowledgmentoftheministerofeither
party,ornation,mightbedeemedtakingpartagainsttheother;andthus
asaffordingastrongcountenance,oropposition,torebellionandcivil
dismemberment。Onthisaccount,nations,placedinsuchapredicament,
havenothesitatedsometimestodeclarewaragainstneutrals,as
interposinginthewar;andhavemadethemthevictimsoftheirvengeance,
whentheyhavebeenanxioustoassumeaneutralposition。Theexerciseof
thisprerogativeofacknowledgingnewnations,orministers,is,therefore,
undersuchcircumstances,anexecutivefunctionofgreatdelicacy,which
requirestheutmostcautionanddeliberation。Iftheexecutivereceivesan
ambassador,orotherminister,astherepresentativeofanewnation,orof
apartyinacivilwarinanoldnation,itisanacknowledgmentofthe
sovereignauthoritydefactoofsuchnewnation,orparty。Ifsuch
recognitionismade,itisconclusiveuponthenation,unlessindeeditcan
bereversedbyanactofcongressrepudiatingit。If,ontheotherhand,
suchrecognitionhasbeenrefusedbytheexecutive,itissaid,that
congressmay,notwithstanding,solemnly
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11Kent’sComm。Lect。2,p。39;RawleonConst。ch。20,p。195;Gelston
v。Hoyt,3Wheat。R。324;UnitedStatesv。Palmer,3Wheat。R。630;Serg。
onConst。ch。28,p。324,325,2dedit。ch。30,p。336,337,338。
CH。XXXVII。]EXECUTIVE——POWERS。417
acknowledgethesovereigntyofthenation,orparty。1These,however,are
propositions,whichhavehithertoremained,asabstractstatements,under
theconstitution;and,therefore,canbepropounded,notasabsolutely
true,butasstillopentodiscussion,iftheyshouldeverariseinthe
courseofourforeigndiplomacy。Theconstitutionhasexpresslyinvested
theexecutivewithpowertoreceiveambassadors,andotherministers。It
hasnotexpresslyinvestedcongresswiththepower,eithertorepudiate,or
acknowledgethem。2Atallevents,inthecaseofarevolution,or
dismembermentofanation,thejudiciarycannottakenoticeofanynew
government,orsovereignty,untilithasbeendulyrecognisedbysomeother
departmentofthegovernment,towhomthepowerisconstitutionally
confided。3
§;1561。Thatapower,soextensiveinitsreachoverourforeign
relations,couldnotbeproperlyconferredonanyother,thantheexecutive
department,willadmitoflittledoubt。Thatitshouldbeexclusively
confidedtothatdepartment,withoutanyparticipationofthesenateinthe
functions,thatbodybeingconjointlyentrustedwiththetreaty—making
power,is
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1RawleonConstitution,ch。20,p。195,196。
2Itissurprising,thattheFederalistshouldhavetreatedthepowerof
receivingambassadorsandotherpublicministers,asanexecutivefunction
oflittleintrinsicimportance。Itslanguageis,\"This,thoughithasbeen
arichthemeofdeclamation,ismoreamatterofdignity,thanof
authority。Itisacircumstance,whichwillbewithoutconsequenceinthe
administrationofthegovernment。Anditwasfarmoreconvenient,thatit
shouldbearrangedinthismanner,thanthatthereshouldbeanecessityof
conveningthelegislature,oroneofitsbranches,uponeveryarrivalofa
foreignminister,thoughitweremerelytotaketheplaceofadeparted
predecessor。\"TheFederalist,No。69。
3UnitedStatesv。Palmer,3Wheat。R。610,634,643;Hoytv。Gelston,3
Wheat。R。246,323,324;Rosev。Himely,4Cranch,441;TheDivinaPastora,
4Wheat。R。599andnote65;TheNeustraSonoradelaCarldad,4Wheat。R。
497。
418CONSTITUTIONOFTHEU。STATES。[BOOKIII。
notsoobvious。Probablythecircumstance,thatinallforeign
governments1thepowerwasexclusivelyconfidedtotheexecutive
department,andtheutterimpracticabilityofkeepingthesenateconstantly
insession,andthesuddennessoftheemergencies,whichmightrequirethe
actionofthegovernment,conducedtotheestablishmentoftheauthorityin
itspresentform。2Itisnot,indeed,apowerlikelytobeabused;though
itispregnantwithconsequences,ofteninvolvingthequestionofpeaceand
war。And,inourownshortexperience,therevolutionsinFrance,andthe
revolutionsinSouthAmerica,havealreadyplacedusinsituations,tofeel
itscriticalcharacter,andthenecessityofhaving,attheheadofthe
government,anexecutiveofsoberjudgment,enlightenedviews,andfirmand
exaltedpatriotism。3
§;1562。Asincidentstothepowertoreceiveambassadorsand
foreign
ministers,thepresidentisunderstoodtopossessthepowertorefusethem,
andtodismissthosewho,havingbeenreceived,becomeobnoxiousto
censure,orunfittobeallowedtheprivilege,bytheirimproperconduct,
orbypoliticalevents。4While,however,theyarepermittedtoremain,as
publicfunctionaries,theyareentitledtoalltheimmunitiesandrights,
whichthelawofnationshasprovidedatoncefortheirdignity,their
independence,andtheirinviolability。5
§;1563。Thereareotherincidentalpowers,belongingtothe
executive
department,whicharenecessarilyimpliedfromthenatureofthefunctions,
whichare
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1See1Black。Comm。953。
2TheFederalist,No。69。
See5Marshall’sLifeofWashington,ch。6,p。398,399,404,405,411,
412;1TuckBlack。Comm。App。341。
4See5Marshall’sLifeofWashington:ch。6:p。443,444;7Wait’sState
Papers,282,283,302。
51Kent’sComm。Lect。2,p。37,38,39。
CH。XXXVII。]EXECUTIVE——INCIDENTALPOWERS。419
confidedtoit。Amongthese,mustnecessarilybeincludedthepowerto
performthem,withoutanyobstructionorimpedimentwhatsoever。The
presidentcannot,therefore,beliabletoarrest,imprisonment,or
detention,whileheisinthedischargeofthedutiesofhisoffice;and
forthispurposehispersonmustbedeemed,incivilcasesatleast,to
possessanofficialinviolability。Intheexerciseofhispoliticalpowers
heistousehisowndiscretion,andisaccountableonlytohiscountry,
andtohisownconscience。Hisdecision,inrelationtothesepowers,is
subjecttonocontrol;andhisdiscretion,whenexercised,isconclusive。
Buthehasnoauthoritytocontrolotherofficersofthegovernment,in
relationtothedutiesimposeduponthembylaw,incasesnottouchinghis
politicalpowers。1
§;1564。Intheyear1793,presidentWashingtonthoughtithis
dutyto
issueaproclamation,forbiddingthecitizensoftheUnitedStatestotake
anypartinthehostilities,thenexistingbetweenGreatBritainand
France;warningthemagainstcarryinggoods,contrabandofwar;and
enjoininguponthemanentireabstinencefromallacts,inconsistentwith
thedutiesofneutrality。2Thisproclamationhadtheunanimousapprobation
ofhiscabinet。3Being,however,atvariancewiththepopularpassions。
andprejudicesoftheday,thisexerciseofincidentalauthoritywas
assailedwithuncommonvehemence,andwasdeniedtobeconstitutional。It
seemswhollyunnecessarynowtoreview
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1Marburyv。Madison,1Cranch。137,S。C。;2Peters’sCond。R。276,
277。
21Wait’sAmericanStatePapers,44。
35Marshall’sLifeofWashington,ch。6,p。404,408。
420CONSTITUTIONOFTHEU。STATES。[BOOKIII。
thegroundsofthecontroversy,sincethedeliberatesenseof。thenation
hasgonealongwiththeexerciseofthepower,asoneproperlybelongingto
theexecutiveduties。1IfthePresidentisboundtoseetotheexecution
ofthelaws,andtreatiesoftheUnitedStates;andifthedutiesof
neutrality,whenthenationhasnotassumedabelligerentattitude,areby
thelawofnationsobligatoryuponit,itseems。difficulttoperceiveany
solidobjectiontoaproclamation,statingthefacts,andadmonishingthe
citizensoftheirowndutiesandresponsibilities。2
§;1565。Wehaveseen,thatbylawthepresidentpossessesthe
rightto
requirethewrittenadviceandopinionsofhiscabinetministers;uponall
questionsconnectedwiththeirrespectivedepartments。But,hedoesnot
possessalikeauthority,inregardtothejudicialdepartment。That
branchofthegovernmentcanbecalledupononlytodecidecontroversies,
broughtbeforetheminalegalform;andthereforeareboundtoabstain
fromanyextra—judicialopinionsuponpointsoflaw,eventhoughsolemnly
requestedbytheexecutive。3
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1RawleonConst。ch。20,p。197。——Thelearnedreader,whowishesto
reviewthewholeground,willfindittreatedinamasterlymanner,inthe
lettersofPacificus,writtenbyMr。Hamiltoninfavourofthepower,and
inthelettersofHelvidius,writtenbyMr。Madisonagainstit。Theywill
bothbefoundintheeditionoftheFederalist,printedatWashington,in
1818,andinHallowell,in1826,intheAppendix。
21TuckersBlack。Comm。App。346。——BothhousesofCongress,intheir
answerstothePresident’sspeechattheensuingsession,approvedofhis
conduct,missuingtheproclamation。——1Tucker’sBlack。Comm。App。346。
35Marshall’sLifeofWashington,ch。6,p。433,441;Serg。Const。ch。
29,[ch。31。]SeealsoHayburn’scase,2Dall。R。409,410,andnote;
Marburyv。Madison,1Cranch。137,171。——PresidentWashington,in1793,
requestedtheopinionoftheJudgesoftheSupremeCourt,uponthe
constructionofthetreatywithFrance,of1778;buttheydeclined
CH。XXXVII。]EXECUTiVE——INCIDENTALPOWERS。421
§;1566。Theremainingsectionofthefourtharticle,declaring
thatthe
President,Vice—President,andallcivilofficersoftheUnitedStates
shallbeliabletoimpeachment,hasbeenalreadyfullyconsideredin
anotherplace。Andthusisclosedtheexaminationoftherights,powers,
anddutiesoftheexecutivedepartment。Unlessmyjudgmenthasbeenunduly
biassed,Ithinkitwillbefoundimpossibletoholdfromthispartofthe
constitutionatributeofprofoundrespect,ifnotoftheliveliest
admiration。All,thatseemsdesirableinordertogratifythehopes,
securethereverence,andsustainthedignityofthenation,is,thatit
shouldalwaysbeoccupiedbyamanofelevatedtalents,ofripevirtues,of
incorruptibleintegrity,andoftriedpatriotism;one,whoshallforgethis
owninterests,andremember,thatherepresentsnotaparty,butthewhole
nation;one,whosefamemayberestedwithposterity,notuponthefalse
eulogiesoffavourites,butuponthesolidmeritofhavingpreservedthe
glory,andenhancedtheprosperityofthecountry。1
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togiveanyopinion,uponthegroundstatedinthetext。5Marshall’sLife
ofWashington,ch。6,p。433,441。
1InconsequenceofPresidentJackson’sMessage,negativingtheBankof
theUnitedStates,July10,1832,inwhichbeadvancesthedoctrine,that
thedecisionsmadebyotherdepartmentsofthegovernment,includingthe
Judiciary,andevenbyhispredecessorsinofficeinapprovinglaws,are
notobligatoryonhim;thequestionhasbeenagooddealagitatedby
statesmenandconstitutionallawyers。Thefollowingextractfromaletter,
writtenbyMr。MadisontoMr。C。J。Ingersoll,on25thofJune,1831,
containsreasoningonthissubject,worthyofthejudgmentofthatgreat
man。
\"Thechargeofinconsistencybetweenmyobjectiontotheconstitutionality
ofsuchabank,in1791,andmyassent,in1817,turnstothequestionhow
farlegislativeprecedents,expoundingtheconstitution,oughttoguide
succeedinglegislatures,andtooverruleindividualopinions。
\"Someobscurityhasbeenthrownoverthequestion,byconfounding
422CONSTITUTIONOFTHEU。STATES。[BOOKIII
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itwiththerespectduefromonelegislature,tolawspassedbypreceding
legislatures。Butthetwocasesareessentiallydifferent。A
constitution,beingderivedfromasuperiorauthority,istobeexpounded
andobeyed,notcontrolledorvariedbythesubordinateauthorityofa
legislature。Alaw,ontheotherhand,restingonnohigherauthority,
thanthatpossessedbyeverysuccessivelegislature;itsexpediency,as
wellasitsmeaning,iswithinthescopeofthelatter。
\"Thecaseinquestionhasitstrueanalogy,intheobligationarisingfrom
judicialexpositionsofthelawonsucceedingjudges,theconstitution
beingalawtothelegislator,asthelawisaruleofdecisiontothe
judge。
\"Andwhyarejudicialprecedents,whenformedonduediscussionand
consideration,anddeliberatelysanctionedbyreviewsandrepetitions,regar
dedasofbindinginfluence,orratherofauthoritativeforce,insettling
themeaningofalaw?Itmustbeanswered,1st,becauseitisareasonable
andestablishedaxiom,andthegoodofsocietyrequires,thattherulesof
conductofitsmembers,shouldbecertainandknown,whichwouldnotbethe
caseifanyjudge,disregardingthedecisionsofhispredecessors,should
varytheruleoflaw,accordingtohisindividualinterpretationofit。
Miseraestservitusubijusautvagumautincognitum。2d,becausean
expositionofthelawpubliclymade,andrepeatedlyconfirmedbythe
constitutedauthority,carrieswithit,byfairinference,thesanctionof
those,who,havingmadethelawthroughtheirlegislativeorgan,appear
undersuchcircumstances,tohavedetermineditsmeaningthroughtheir
judiciaryorgan。
\"Canitbeoflessconsequence,thatthemeaningofaconstitutionshould
befixedandknown,thanthatthemeaningofalawshouldbeso?Can,
indeed,alawbefixedinitsmeaningandoperation,unlessthe
constitutionbeso?Onthecontrary,ifaparticularlegislature,
differingintheconstructionoftheconstitution,fromaseriesof
precedingconstructions,proceedtoactonthatdifference,theynotonly
introduceuncertaintyandinstabilityintheconstitution,butinthelaws
themselves;inasmuchasalllaws,precedingthenewconstruction,and
inconsistentwithit,arenotonlyannulledforthefuture,butvirtually
pronouncednullitiesfromthebeginning。
\"But,itissaid,thatthelegislator,havingsworntosupportthe
constitution,mustsupportitinhisownconstructionofit,however
differentfromthatputonbyhispredecessors,orwhateverbethe
consequencesoftheconstruction。Andisnotthejudgeunderthesameoath
tosupportthelaw?yet,hasiteverbeensupposed,thathewasrequired,
oratliberty,todisregardallprecedents,howeversolemnlyrepeatedand
regularlyobserved;andbygivingeffecttohisownabstractandindividual
opinions,todisturbtheestablishedcourseofpractice,inthebusinessof
thecommunity?Hasthewisestandmostconscientiousjudgeeverscrupledto
acquiesceindecisions,inwhichhe
CH。XXXVII。]EXECUTIVE——POWERS。423
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hasbeenoverruledbythematuredopinionsofthemajorityorhis
colleagues;andsubsequentlytoconformhimselfthereto,asto
authoritativeexpositionsofthelaw?Andisitnotreasonable,thatthe
sameviewoftheofficialoathshouldbetakenbyalegislator,acting
undertheconstitution,whichishisguide,as。istokenbyajudge,acting
underthelaw,whichishis?
\"Thereis,infactandincommonunderstanding,anecessityofregardinga
courseofpractice,asabovecharacterized,inthelightofalegalruleof
interpretingalaw:endthereisalikenecessityofconsideringita
constitutionalruleofinterpretingaconstitution。
\"Thattheremaybeextraordinaryandpeculiarcircumstancescontrolling
theruleinbothcases,maybeadmitted;butwithsuchexceptions,therule
willforceitselfonthepracticaljudgmentofthemostardenttheorist。
Hewillfinditimpossibletoadhereto,andactofficiallyuponhis
solitaryopinions,astothemeaningofthelaworconstitution,in
oppositiontoaconstructionreducedtopractice,duringareasonable
periodoftime;moreespecially,wherenoprospectexistedofachangeof
construction,bythepublicoritsagents。Andifareasonableperiodof
time,markedwiththeusualsanctions,wouldnotbartheindividual
prerogative,therecouldbenolimitationtoitsexercise,althoughthe
dangeroferrormustincreasewiththeincreasingoblivionofexplanatory
circumstances,andwiththecontinualchangesintheimportofwordsand
phrases。
\"Letitthenbelefttothedecisionofeveryintelligentandcandid
judge,which,onthewhole,ismosttobereliedonforthetrueandsafe
constructionofaconstitution;thatwhichhastheuniformsanctionof
successivelegislativebodiesthroughaperiodofyears,andunderthe
variedascendancyofparties;orthatwhichdependsupontheopinionsof
everynewlegislature,heatedasitmaybebythespiritofparty,eagerin
thepursuitorsomefavouriteobject,orledastraybytheeloquenceand
addressofpopularstatesmen,themselves,perhaps,undertheinfluenceof
thesamemisleadingcauses。
\"Itwasinconformitywiththeviewheretoken,oftherespectdueto
deliberateandreiteratedprecedents,thatthebankoftheUnitedStates,
thoughontheoriginalquestionheldtobeunconstitutional,receivedthe
executivesignatureintheyear1817。Theactoriginallyestablishinga
bank,hadundergoneamplediscussionsinitspassagethroughtheseveral
branchesofthegovernment。Ithadbeencarriedintoexecutionthroughout
aperiodoftwentyyears,withannuallegislativerecognitions;inone
instance,indeed,withapositiveramificationofitintoanewstate;and
withtheentireacquiescenceofallthelocalauthorities,aswellasof
thenationatlarge;toallofwhichmaybeaddedadecreasingprospectof
anychangeinthepublicopinion,adversetotheconstitutionalityofsuch
aninstitution。Avetofromtheexecutiveunderthesecircumstances;with
anadmissionof。theexpediencyandalmostnecessityofthemeasure,would
havebeena
424CONSTITUTIONOFTHEU。STATES。[BOOKIII。
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defianceofalltheobligationsderivedfromacourseofprecedents,
amountingtotherequisiteevidenceofthenationaljudgmentandintention。
\"Ithasbeencontendedthattheauthorityorprecedentswasinthatcase
invalidated,bytheconsideration,thattheyprovedonlyarespectforthe
stipulateddurationofthebank,withatolerationofit,untilthelaw
shouldexpire;andbythecastingvotegiveninthesenatebythe
Vice—President,in1811,againstabillforestablishingaNationalBank,
thevotebeingexpresslygivenonthegroundofunconstitutionality。Butif
thelawitselfwasunconstitutional,thestipulationwasvoid,andcould
notbeconstitutionallyfulfilledortolerated。Andastothenegativeor
thesenate,bythecastingvoteofthepresidingofficer;itisafactwell
understoodatthetime,thatitresultednotfromanequalityofopinions
inthatassembly,onthepowerorcongresstoestablishabank,butfroma
junctionofthose,whoadmittedthepower,butdisapprovedtheplan,with
thosewhodeniedthepower。Onasimplequestionofconstitutionality,
therewasadecidedmajorityinfavourofit\"
Thereisalsoaverycogentargument,onthesameside,inMr。Webster’s
Speechinthesenate,inJuly,1832,ontheVetoMessageofthePresident。
JosephStoryCommentariesontheU。S。Constitution—Judiciary—OrganizationandPowers[*3:425]CHAPTERXXXVIIIJUDICIARY—ORGANIZATIONANDPOWERS
Sec。1567。THEorderofthesubjectnextconductsustotheconsiderationofthethirdarticleoftheconstitution,whichembracestheorganizationandpowersofthejudicialdepartment。
Sec。1568。Theimportanceoftheestablishmentofajudicialdepartmentinthenationalgovernmenthasbeenalreadyincidentallydiscussedunderotherheads。Thewantofitconstitutedoneofthevitaldefectsoftheconfederation。Andeverygovernmentmust,initsessence,beunsafeandunfitforafreepeople,wheresuchadepartmentdoesnotexist,withpowerscoextensivewiththoseofthelegislativedepartment。*Wherethereisnojudicialdepartmenttointerpret,pronounce,andexecutethelaw,todecidecontroversies,andtoenforcerights,thegovernmentmusteitherperishbyitsownimbecility,ortheotherdepartmentsofgovernmentmustusurppowers,forthepurposeofcommandingobedience,tothedestructionofliberty。**Thewill[*3:426]ofthose,whogovern,willbecome,undersuchcircumstances,absoluteanddespotic;anditiswhollyimmaterial,whetherpowerisvestedinasingletyrant,orinanassemblyoftyrants。Noremarkisbetterfoundedinhumanexperience,thanthatofMontesquieu,that\"thereisnoliberty,ifthejudiciarypowerbenotseparatedfromthelegislativeandexecutivepowers。\"Anditisnolesstrue,thatpersonalsecurityandprivatepropertyrestentirelyuponthewisdom,thestability,andtheintegrityofthecourtsofjustice。Ifthatgovernmentcanbetrulysaidtobedespoticandintolerable,inwhichthelawisvagueanduncertain;
itcannotbutberenderedstillmoreoppressiveandmoremischievous,whentheactualadministrationofjusticeisdependentuponcaprice,orfavour,uponthewillofrulers,ortheinfluenceofpopularity。Whenpowerbecomesright,itisoflittleconsequence,whetherdecisionsrestuponcorruption,orweakness,upontheaccidentsofchance,orupondeliberatewrong。Ineverywellorganizedgovernment,therefore,withreferencetothesecuritybothofpublicrightsandprivaterights,itisindispensable,thatthereshouldbeajudicialdepartmenttoascertain,anddeciderights,topunishcrimes,toadministerjustice,andtoprotecttheinnocentfrominjuryandusurpation。*[*3:425]Mr。JusticeWilsonhastracedout,withmuchminutenessofdetail,thenatureandcharacterofthejudicialdepartmentinancient,aswellasmodernnations,andespeciallyinEngland;andaperusalofhisremarkswillbefoundfullofinstruction。**IthasbeenfinelyremarkedbyMr。ChiefJusticeMarshall,that\"thejudicialdepartmenthasnowill,inanycase。Judicialpower,ascontradistinguishedfromthepowerof[*3:426]thelaws,hasnoexistence。Courtsarethemereinstrumentsofthelaw,andcanwillnothing。Whentheyaresaidtoexerciseadiscretion,itisamerelegaldiscretion,adiscretiontobeexercisedindiscerningthecourseprescribedbylaw;and,whenthatisdiscerned,itisthedutyofthecourttofellowit。Judicialpowerisneverexercisedforthepurposeofgivingeffecttothewillofthejudge;butalwaysforthepurposeofgivingeffecttothewillofthelegislature;or,inotherwords,tothewillofthelaw。\"[*3:427]Sec。1569。Inthenationalgovernmentthepowerisequallyasimportant,asinthestategovernments。Thelawsandtreaties,andeventheconstitution,oftheUnitedStates,wouldbecomeadeadletterwithoutit。Indeed,inacomplicatedgovernment,likeours,wherethereisanassemblageofrepublics,combinedunderacommonhead,thenecessityofsomecontrollingjudicialpower,toascertainandenforcethepowersoftheUnion,is,ifpossible,stillmorestriking。Thelawsofthewholewouldotherwisebeincontinualdangerofbeingcontravenedbythelawsoftheparts。Thenationalgovernmentwouldbereducedtoaserviledependenceuponthestates;
andthesamesceneswouldbeagainactedoverinsolemnmockery,whichbeganintheneglect,andendedintheruin,oftheconfederation。Power,withoutadequatemeanstoenforceit,islikeabodyinastateofsuspendedanimation。Forallpracticalpurposesitis,asifitsfacultieswereextinguished。
EveniftherewerenodangerofcollisionbetweenthelawsandpowersoftheUnion,andthoseofthestates,itisutterlyimpossible,that,withoutsomesuperintendingjudiciaryestablishment,therecouldbeanyuniformadministration,orinterpretationofthem。Theideaofuniformityofdecisionbythirteenindependentandcoordinatetribunalsandthenumberisnowadvancedtotwenty—fourisabsolutelyvisionary,ifnotabsurd。Theconsequencewouldnecessarilybe,thatneithertheconstitution,northelaws,neithertherightsandpowersoftheUnion,northoseofthestates,wouldbethesameinanytwostates。Andtherewouldbe[*3:428]perpetualfluctuationsandchanges,growingoutofthediversityofjudgment,aswellasoflocalinstitutions,interests,andhabitsofthought。
Sec。1570。Twoends,then,ofparamountimportance,andfundamentaltoafreegovernment,areproposedtobeattainedbytheestablishmentofanationaljudiciary。Thefirstisadueexecutionofthepowersofthegovernment;andthesecondisauniformityintheinterpretationandoperationofthosepowers,andofthelawsenactedinpursuanceofthem。
Thepowerofinterpretingthelawsinvolvesnecessarilythefunctiontoascertain,whethertheyareconformabletotheconstitution,ornot;andifnotsoconformable,todeclarethemvoidandinoperative。Astheconstitutionisthesupremelawoftheland,inaconflictbetweenthatandthelaws,eitherofcongress,orofthestates,itbecomesthedutyofthejudiciarytofollowthatonly,whichisofparamount,obligation。Thisresultsfromtheverytheoryofarepublicanconstitutionofgovernment;forotherwisetheactsofthelegislatureandexecutivewouldineffectbecomesupremeanduncontrollable,notwithstandinganyprohibitionsorlimitationscontainedintheconstitution;andusurpationsofthemostunequivocalanddangerouscharactermightbeassumed,withoutanyremedywithinthereachofthecitizens。*Thepeoplewouldthusbeatthemercyoftheirrulers[*3:429]
inthestateandnationalgovernments;andanomnipotencewouldpracticallyexist,likethatclaimedfortheBritishParliament。TheuniversalsenseofAmerica[*3:430]hasdecided,thatinthelastresortthejudiciarymustdecideupontheconstitutionalityoftheactsandlawsofthegeneralandstategovernments,sofarastheyare[*3:431]secureandcapableofbeingmadethesubjectofjudicialcontroversy。**Itfollows,that,whentheyaresubjectedtothecognizanceofthejudiciary,itsjudgmentsmustbeconclusive;forotherwisetheymaybedisregarded,andtheactsofthelegislatureandexecutiveenjoyan[*3:432]irresistibletriumph。Tothepeopleatlarge,therefore,suchaninstitutionispeculiarlyvaluable;
anditoughttobeeminentlycherishedbythem。Onitsfirmand[*3:433]
independentstructuretheymayreposewithsafety,whiletheyperceiveinitafaculty,whichisonlysetinmotion,whenappliedto;butwhich,whenthusbrought[*3:434]intoaction,mustproceedwithcompetentpower,ifrequiredtocorrecttheerror,orsubduetheoppressionoftheotherbranchesofthegovernment。Fortunately[*3:435]tooforthepeople,thefunctionsofthejudiciary,indecidingonconstitutionalquestions,isnotone,whichitisatlibertytodecline。Whileitisboundnottotakejurisdiction,ifitshouldnot,itisequallytrue,thatitmusttakejurisdiction,ifitshould。Itcannot,asthelegislaturemay,avoidameasure,becauseitapproachestheconfinesoftheconstitution。Itcannotpassitby,becauseitisdoubtful。Withwhateverdoubt,withwhateverdifficultiesacasemaybeattended,itmustdecideit,whenitarisesinjudgment。Ithasnomorerighttodeclinetheexerciseofajurisdiction,whichisgiven,thantousurpthat,whichisnotgiven。Theone,ortheotherwouldbetreasontotheconstitution。****[*3:428]ThissubjectisveryelaboratelydiscussedintheFederalist,No。78,from。whichthefollowingextractismade:\"Thecompleteindependenceofthecourtsofjusticeispeculiarlyessentialinalimitedconstitution。
Byalimitedconstitution,Iunderstandone,whichcontainscertainspecifiedexceptionstothelegislativeauthority;such,forinstance,asthatitshallpassnobillsofattainder,no[*3:429]expostfactolaws,andthelike。Limitationsofthiskindcanbepreservedinpracticenootherwaythanthroughthemediumofthecourtsofjustice;whosedutyitmustbetodeclareallactscontrarytothemanifesttenoroftheconstitutionvoid。Withoutthis,allthereservationsofparticularrightsorprivilegeswouldamounttonothing。
\"Someperplexityrespectingtherightsofthecourtstopronouncelegislativeactsvoid,becausecontrarytotheconstitution,hasarisenfromanimagination,thatthedoctrinewouldimplyasuperiorityofthejudiciarytothelegislativepower。Itisurged,thattheauthority,whichcandeclaretheactsofanothervoid,mustnecessarilybesuperiortotheone;whoseactsmaybedeclaredvoid。AsthisdoctrineisofgreatimportanceinalltheAmericanconstitutions,abriefdiscussionofthegrounds,onwhichitrests,cannotbeunacceptable。
\"Thereisnoposition,whichdependsonclearerprinciples,thanthateveryactofadelegatedauthority,contrarytothetenorofthecommission,underwhichitisexercised,isvoid。Nolegislativeact,therefore,contrarytotheconstitution,canhevalid。Todenythis,wouldbetoaffirm,thatthedeputyisgreaterthanhisprincipal;thattheservantisabovehismaster;thattherepresentativesofthepeoplearesuperiortothepeoplethemselves;thatmen,actingbyvirtueofpowers,maydo,notonlywhattheirpowersdonotauthorize,butwhattheyforbid。
\"Ifitbesaid,thatthelegislativebodyarethemselvestheconstitutionaljudgesoftheirownpowers,andthattheconstructiontheyputuponthemisconclusiveupontheotherdepartments,itmaybeanswered,thatthiscannotbethenaturalpresumption,whereitisnottobecollectedfromanyparticularprovisionsintheconstitution。Itisnototherwisetobesupposed,thattheconstitutioncouldintendtoenabletherepresentativesofthepeopletosubstitutetheirwilltothatoftheirconstituents。Itisfarmorerationaltosuppose,thatthecourtsweredesignedtobeanintermediatebodybetweenthepeopleandthelegislature,inorder,amongotherthings,tokeepthelatterwithinthelimitsassignedtotheirauthority。
Theinterpretationofthelawsistheproperandpeculiarprovinceofthecourts。Aconstitutionis,infact,andmustberegardedbythejudgesasafundamentallaw。Itmust,therefore,belongtothemtoascertainitsmeaning,aswellasthemeaningofanyparticularactproceedingfromthelegislativebody。Ifthereshouldhappentobeanirreconcilablevariancebetweenthetwo,thatwhichhasthesuperiorobligationandvalidityought,ofcourse,tobepreferred:inotherwords。theconstitutionoughttobepreferredtothestatute;theintentionofthepeopletotheintentionoftheiragents。
\"Nordoestheconclusionbyanymeanssupposeasuperiorityofthejudicialtothelegislativepower。Itonlysupposes,thatthepowerof[*3:430]
thepeopleissuperiortoboth;andthatwherethewillofthelegislaturedeclaredinitsstatutes,standsinoppositiontothatofthepeopledeclaredintheconstitution,thejudgesoughttobegovernedbythelatterratherthantheformer。Theyoughttoregulatetheirdecisionsbythefundamentallaws,ratherthanbythose,whicharenotfundamental。
\"Thisexerciseofjudicialdiscretion,indeterminingbetweentwocontradictorylaws,isexemplifiedinafamiliarinstance。Itnotuncommonlyhappens,thattherearetwostatutesexistingstonetime,clashinginwholeorinpartwitheachother,andneitherofthemcontaininganyrepealingclauseorexpression。Insuchacase,itistheprovinceofthecourtstoliquidateandfixtheirmeaningandoperation:sofarastheycan,byanyfairconstruction,bereconciledtoeachother,reasonandlawconspiretodictate,thatthisshouldbedone:wherethisisimpracticable,itbecomesamatterofnecessitytogiveeffecttoone,inexclusionoftheother。Therule,whichhasobtainedinthecourtsfordeterminingtheirrelativevalidityis,thatthelastinorderoftimeshallbepreferredtothefirst。Butthisisamereruleofconstruction,notderivedfromanypositivelaw,butfromthenatureandreasonofthething。Itisarulenotenjoineduponthecourtsbylegislativeprovision,butadoptedbythemselves,asconsonanttotruthandpropriety,forthedirectionoftheirconductasinterpretersofthelaw。Theythoughtitreasonable,thatbetweentheinterferingactsofanequalauthority,thatwhichwasthelastindicationofitswill,shouldhavethepreference。
\"Butinregardtotheinterferingactsofasuperiorandsubordinateauthority,ofanoriginalandderivativepower,thenatureandreasonofthethingindicatetheconverseofthatruleaspropertobefollowed。
Theyteachus,thattheprioractofasuperioroughttobepreferredtothesubsequentactofaninferiorandsubordinateauthority;andthataccordingly,wheneveraparticularstatutecontravenestheconstitution,itwillbethedutyofthejudicialtribunalstoadheretothelatter,anddisregardtheformer。
\"Itcanbeofnoweighttosay,thatthecourts,onthepretenceofarepugnancy,maysubstitutetheirownpleasuretotheconstitutionalintentionsofthelegislature。Thismightaswellhappeninthecaseoftwocontradictorystatutes;oritmightaswellhappenineveryadjudicationuponanysinglestatute。Thecourtsmustdeclarethesenseofthelaw;andiftheyshouldbedisposedtoexercisewillinsteadofjudgment,theconsequencewouldequallybethesubstitutionoftheirpleasuretothatofthelegislativebody。Theobservation,ifitprovedanything,wouldprove,thatthereoughttobenojudgesdistinctfromthatbody。\"
ThereasoningofMr。ChiefJusticeMarshallonthissubjectinCohens[*3:431]v。Virginia,hasbeenalreadycitedatlarge。SeealsotheFederalist,No。22onthesamesubject。**ThereasoningoftheSupremeCourtinMarburyv。Madisononthissubjectissoclearandconvincing,thatitisdeemedadvisabletociteitinthisplace,asacorrectivetothoselooseandextraordinarydoctrines,whichsometimesfindtheirwayintoopinionspossessingofficialinfluence。
\"Thequestion,whetheranact,repugnanttotheconstitution,canbecomethelawoftheland,isaquestiondeeplyinterestingtotheUnitedStates;
but,happily,notofanintricacyproportionedtoitsinterest。Itseemsonlynecessarytorecognisecertainprinciples,supposedtohavebeenlongandwellestablished,todecideit。Thatthepeoplehaveanoriginalrighttoestablish,fortheirfuturegovernment,suchprinciplesas,intheiropinion,shallmostconduceto,theirownhappiness,isthebasis,onwhichthewholeAmericanfabrichasbeenerected。Theexerciseofthisoriginalrightisaverygreatexertion;norcanit,noroughtittobefrequentlyrepeated。Theprinciples,therefore,soestablished,aredeemedfundamental。
Andastheauthority,fromwhichtheyproceed,issupreme,andcanseldomact,theyaredesignedtobepermanent。Thisoriginalandsupremewillorganisesthegovernment,andassignstodifferentdepartmentstheirrespectivepowers。Itmayeitherstophere,orestablishcertainlimits,nottobetranscendedbythosedepartments。
\"ThegovernmentoftheUnitedStatesisofthelatterdescription。Thepowersofthelegislaturearedefined,andlimited;andthatthoselimitsmaynotbemistaken,orforgotten,theconstitutioniswritten。Towhatpurposearepowerslimited,andtowhatpurposeisthatlimitationcommittedtowriting,iftheselimitsmay,atanytime,bepassedbythoseintendedtoberestrained?Thedistinction,betweenagovernmentwithlimitedandunlimitedpowers,isabolished,ifthoselimitsdonotconfinethepersons,onwhomtheyareimposed,andifactsprohibited,andactsallowed,areofequalobligation。Itisapropositiontooplaintobecontested,thattheconstitutioncontrolsanylegislativeactrepugnanttoit;or,thatthelegislaturemayaltertheconstitutionbyanordinaryactBetweenthesealternativesthereisnomiddleground。Theconstitutioniseitherasuperior,paramountlaw,unchangeableby[*3:432]ordinarymeans,oritisonalevelwithOrdinarylegislativeacts,andlikeotheracts,isalterable,whenthelegislatureshallpleasetoalterit。Iftheformerpartofthealternativebetrue,thenalegislativeactcontrarytotheconstitutionisnotlaw;
ifthelatterpartbetrue,thenwrittenconstitutionsareabsurdattempts,onthepartofthepeople,tolimitapower,initsownnatureillimitable。
\"Certainlyallthose,whohaveframed。writtenconstitutions,contemplatethemasformingthefundamentalandparamountlawofthenation,andconsequentlythetheoryofeverysuchgovernmentmustbe,thatanactofthelegislature,repugnanttotheconstitution,isvoid。Thistheoryisessentiallyattachedtoawrittenconstitution,andisconsequentlytobeconsideredbythiscourt,asoneofthefundamentalprinciplesofoursociety。Itisnot,therefore,tobelostsightofinthefurtherconsiderationofthissubject。
Ifanactofthelegislature,repugnanttotheconstitution,isvoid,doesit,notwithstandingitsinvalidity,bindthecourts,andobligethemtogiveiteffect?Or,inotherwords,thoughitbenotlaw,doesitconstitutearuleasoperative,asifitwasalaw?Thiswouldbetooverthrowinfact,whatwasestablishedintheory;andwouldseem,atfirstview,anabsurditytoogrosstobeinsistedon。Itshall,however,receiveamoreattentiveconsideration。
\"Itisemphaticallytheprovinceanddutyofthejudicialdepartmenttosay,whatthelawis。Those,whoapplytheruletoparticularcases,mustofnecessityexpoundandinterpretthatrule。Iftwolawsconflictwitheachother,thecourtsmustdecideontheoperationofeach。Soifalawbeinoppositiontotheconstitution;ifboththelawandtheconstitutionapplytoaparticularcase;sothatthecourtmusteitherdecidethatcaseconformablytothelaw,disregardingtheconstitution;orconformablytotheconstitution,disregardingthelaw;thecourtmustdetermine,whichoftheseconflictingrulesgovernsthecase。Thisisoftheveryessenceofjudicialduty。If,then,thecourtsaretoregardtheconstitution;
andtheconstitutionissuperiortoanyordinaryactofthelegislature;
theconstitution,andnotsuchordinaryact,mustgovernthecase,towhichtheybothapply。
\"Those,then,whocontroverttheprinciple,thattheconstitutionistoheconsidered,incourts,asaparamountlaw,arereducedtothenecessityofmaintaining,thatcourtsmustclosetheireyesontheconstitutionandseeonlythelaw。Thisdoctrinewouldsubverttheveryfoundation[*3:433]
ofallwrittenconstitutions。Itwoulddeclare,thatanact,which,accordingtotheprinciplesandtheoryofourgovernment,isentirelyvoid,isyet,inpractice,completelyobligatory。Itwoulddeclare,thatifthelegislatureshalldo,whatisexpresslyforbidden,suchact,notwithstandingtheexpressprohibition,isinrealityeffectual。Itwouldbegivingtothelegislatureapracticalandrealomnipotence,withthesamebreath,whichprofessestorestricttheirpowerswithinnarrowlimits。Itisprescribinglimits,anddeclaring,thatthoselimitsmaybepassedatpleasure。Thatitthusreducestonothing,whatwehavedeemedthegreatestimprovementonpoliticalinstitutions—awrittenconstitution—wouldofitselfbesufficient,inAmerica,wherewrittenconstitutionshavebeenviewedwithsomuchreverence,forrejectingtheconstruction。ButthepeculiarexpressionsoftheconstitutionoftheUnitedStatesfurnishadditionalargumentsinfavourofitsrejection。
\"ThejudicialpoweroftheUnitedStatesisextendedtoallcases,arisingundertheconstitution。Coulditbetheintentionofthose,whogavethispower,tosay,that,inusingit,theconstitutionshouldnotbelookedinto?Thatacasearisingundertheconstitutionshouldbedecidedwithoutexaminingtheinstrument,underwhichitarises?Thisistooextravaganttobemaintained。Insomecases,then,theconstitutionmustbelookedintobythejudges。Andiftheycanopenitatall,whatpartofitaretheyforbiddentoread,ortoobey?
\"Therearemanyotherpartsoftheconstitution,whichservetoillustratethissubject。Itisdeclared,that’notaxordutyshallbelaidonarticlesexportedfromanystate。’Supposeadutyontheexportofcotton,oftobacco,orofflour;andasuitinstitutedtorecoverit。Oughtjudgmenttoberenderedinsuchacase?oughtthejudgestoclosetheireyesontheconstitution,andonlyseethelaw?Theconstitutiondeclares,that’nobillofattainderorexpostfactolawshallbepassed。’If,however,suchabillshouldbepassed,andapersonshouldbeprosecutedunderit;mustthecourtcondemntodeaththosevictims,whomtheconstitutionendeavourstopreserve?’Noperson,’saystheconstitution,’shallbeconvictedoftreasonunlessonthetestimonyoftwowitnessestothesameovertact,oronconfessioninopencourt。’Herethelanguageoftheconstitutionisaddressedespeciallytothecourts。Itprescribes,directlyforthem,aruleofevidencenottobedepartedfrom。Ifthelegislatureshouldchangethatrule,anddeclareonewitness,oraconfessionoutofcourt,sufficientforconviction,musttheconstitutionalprincipleyieldtothelegislativeact?
\"Fromthese,andmanyotherselectious,whichmightbemade,itisapparent,thattheframersoftheconstitutioncontemplatedthat[*3:434]instrument,asaruleforthegovernmentofcourts,aswellasofthelegislature。
Whyotherwisedoesitdirectthejudgestotakeanoathtosupportit?
Thisoathcertainlyapplies,inanespecialmanner,totheirconductintheirofficialcharacter。Howimmoraltoimposeitonthem,iftheyweretobeusedastheinstruments,andtheknowinginstrumentsforviolatingwhattheysweartosupport!Theoathofoffice,too,imposedbythelegislature,iscompletelydemonstrativeofthelegislativeopiniononthissubject。
Itisinthesewords,’Idosolemnlyswear,thatIwilladministerjusticewithoutrespecttopersons,anddoequalrighttothepoorandtotherich;
andthatIwillfaithfullyandimpartiallydischargeallthedutiesincumbentonmeasaccordingtothebestofmyabilitiesandunderstanding,agreeablytotheconstitution,andlawsoftheUnitedStates。’WhydoesajudgesweartodischargehisdutiesagreeablytotheconstitutionoftheUnitedStates,ifthatconstitutionformsnoruleforhisgovernment?ifitiscloseduponhim,andcannotbeinspectedbyhim?Ifsuchbetherealstateofthings,thisisworsethansolemnmockery。Toprescribe,ortotakethisoath,becomesequallyacrime。
\"Itisalsonotentirelyunworthyofobservation,thatindeclaring,whatshallbethesupremelawoftheland,theconstitutionitselfisfirstmentioned;andnotthelawsoftheUnited。Statesgenerally,butthoseonly,whichshallbemadeinpursuanceoftheconstitution,havethatrank。
Thus,theparticularphraseologyoftheconstitutionoftheUnitedStatesconfirmsandstrengthenstheprinciple,supposedtobeessentialtoallwrittenconstitutions,thatalawrepugnanttotheconstitutionisvoid;
andthatcourts,aswellasotherdepartments,arehoundbythatinstrument。\"
IntheVirginiaConvention,Mr。PatrickHenryamostdecidedopponentoftheConstitutionoftheUnitedStatesexpressedastrongopinioninfavouroftherightofthejudiciarytodecideupontheconstitutionalityoflaws。Hisfearswere,thatthenationaljudiciarywasnotsoorganized,asthatitwouldpossessanindependencesufficientforthispurpose。Hislanguagewas:\"Thehonourablegentlemandidourjudiciaryhonourinsaying,thattheyhadfirmnessenoughtocounteractthelegislatureinsomecases。
Yes,sir,ourjudgesopposedtheactsofthelegislature。Wehavethislandmarktoguideus。Theyhadfortitudetodeclare,thattheywerethejudiciary,andwouldopposeunconstitutionalacts。Areyousure,thatyourfederaljudiciarywillactthus?[*3:435]Isthatjudiciarysowellconstituted,andsoindependentoftheotherbranches,asourstatejudiciary?Whereareyourlandmarksinthisgovernment?Iwillbeboldtosay,youcannotfindany。Itakeit,asthehighestencomiumonthiscountry,thattheactsofthelegislature,ifunconstitutional,areliabletobeopposedbythejudiciary。\"***Mr。JusticeJohnson,inFullertonv。BankofUnitedStates,says,\"Whatisthecourseofprudenceandduty,wherethesecasesofdifficultdistributionastopowerandrightpresentthemselves?Itistoyieldrather,thantoencroach。Thedutyisreciprocal,andwillnodoubtbemetinthespiritofmoderationandcomity。Intheconflictsofpowerandopinion,inseparablefromourmanypeculiarrelations,casesmayoccur,inwhichthemaintenanceofprincipleandtheconstitution,accordingtoitsinnateandinseparableattributes,mayrequireadifferentcourse;andwhensuchcasesdooccur,ourcourtsmustdotheirduty。\"Thisisaveryjustadmonition,whenaddressedtootherdepartmentsofthegovernment。Butthejudiciaryhasnoauthoritytoadoptanymiddlecourse。Itiscompelled,whencalledupon,to[*3:436]decide,whetheralawisconstitutional,ornot。Ifitdeclinestodeclareitunconstitutional,thatisanaffirmanceofitsconstitutionality。[*3:435]Sec。1571。Theframersoftheconstitution,havingthesegreatprinciplesinview,adoptedtwofundamentalruleswithentireunanimity;
first,thatanationaljudiciaryoughttobeestablished;secondly,thatthenationaljudiciaryoughttopossesspowerscoextensivewith[*3:436]
thoseofthelegislativedepartment。Indeed,thelatternecessarilyflowedfromtheformer,andwastreated,andmustalwaysbetreated,asanaxiomofpoliticalgovernment。Buttheseprovisionsalonewouldnotbesufficientto,ensureacompleteadministrationofpublicjustice,ortogivepermanencytotherepublic。Thejudiciarymustbesoorganized,astocarryintocompleteeffectallthepurposesofitsestablishment。Itmustpossesswisdom,learning,integrity,independence,andfirmness。Itmustatoncepossessthepowerandthemeanstocheckusurpation,andenforceexecutionofitsjudgments。
Mr。Burkehas,withsingularsagacityandpregnantbrevity,statedthedoctrine,whicheveryrepublicshouldsteadilysustain,andconscientiouslyinculcate。\"Whatever,\"sayshe,\"issupremeinastateoughttohave,asmuchaspossible,itsjudicialauthoritysoconstituted,asnotonlynottodependuponit,butinsomesorttobalanceit。Itoughttogivesecuritytoitsjusticeagainstitspower。Itoughttomakeitsjudicature,asitwere,somethingexteriortothestate。\"Thebestmanner,inwhichthisistobeaccomplished,mustmainlydependuponthemodeofappointment,thetenureofoffice,thecompensationofthejudges,andthejurisdictionconfidedtothedepartmentinitsvariousbranches。
Sec。1572。Letusproceed,then,totheconsiderationofthejudicialdepartment,asitisestablishedbythe[*3:437]constitution,andsee,howfaradequatemeansareprovidedforalltheseimportantpurposes。
Sec。1573。Thefirstsectionofthethirdarticleisasfollows:\"ThejudicialpoweroftheUnitedStatesshallbevestedinoneSupremeCourt,andinsuchinferiorcourts,asthecongressmayfromtimetotimeordainandestablish。Thejudges,bothofthesupremeandinferiorcourts,shallholdtheirofficesduringgoodbehaviour;andshallatstatedtimesreceivefortheirservicesacompensation,whichshallnotbediminishedduringtheircontinuanceinoffice。\"Tothismaybeaddedtheclauseintheenumerationofthepowersofcongressinthefirstarticle,whichisbutamererepetition,
thatcongressshallhavepower\"toconstitutetribunalsinferiortotheSupremeCourt。\"**Itismanifest,thattheconstitutioncontemplateddistinctappointmentsofthejudgesofthecourtsoftheUnitedStates。ThejudgesoftheSupremeCourtareexpresslyrequiredtobeappointedbythepresident,byandwiththeadviceandconsentofthesenate。Theyare,therefore,expresslyappointedforthatcourt,andforthatcourtonly。Cantheybeconstitutionallyrequiredtoact,asjudgesofanyothercourt?ThisquestionitnowappearswaspresentedtothemindsofthejudgesoftheSupremeCourt,whowerefirstappointedundertheconstitution;andthechiefjusticeMr。Jayandsomeofhisassociateswereofopinion,andsostatedtoPresidentWashington,in1790,inaletter,whichwillbecitedbelowatlarge,thattheycouldnotconstitutionallybeappointedtoholdanyothercourt。Theywere,however,requiredtoperformthedutyofcircuitjudgesinthecircuitcourts,untiltheyear1801;andthenanewsystemwasestablished。Thelatterwasrepealedin1802;andthejudgesoftheSupremeCourtwereagainrequiredtoperformdutyinthecircuitcourts。In1803,thepointwasdirectlymadebeforetheSupremeCourt;butthecourtwerethenofopinion,thatthepracticeandacquiescence,forsuchaperiodofyears,commencingwiththeorganizationofthejudicialsystem,hadfixedtheconstruction,anditcouldnotthenbeshaken。Stuartv。Laird。Thattherehave,notwithstanding,beenmanyscruplesanddoubtsuponthesubject,inthemindsofthejudgesoftheSupremeCourt,sincethatperiod,iswellknown。
WehereinserttheletterofMr。ChiefJusticeJayandhisassociates,[*3:438]forwhichweareindebtedtotheeditorsofthatexcellentwork,theAmericanJurist。ItisinthenumberforOctober,1830。
\"Therepresentationalludedtowasinanswertoaletter,addressedbyGeneralWashingtontothecourtuponitsorganization,whichwehavethereforeprefixedtoit。UnitedSates,April3d,1790。
\"’Gentlemen:Ihavealwaysbeenpersuaded,thatthestabilityandsuccessofthenationalgovernment,andconsequentlythehappinessofthepeopleoftheUnitedStates,woulddepend,inaconsiderabledegree,ontheinterpretationofitslaws。Inmyopinion,therefore,itisimportant,thatthejudiciarysystemshouldnotonlybeindependentinitsoperations,butasperfect,aspossible,initsformation。
\"’Asyouareabouttocommenceyourfirstcircuit,andmanythingsmayoccurinsuchanunexploredfield,Whichitwouldbeusefulshouldbeknown,Ithinkitpropertoacquaintyou,thatitwillbeagreeabletometoreceivesuchinformationandremarksonthissubject,asyoushallfromtimetotimejudgeitexpedienttomake。’\"Geo。Washington。\"’TheChiefJusticeandAssociateJusticeoftheSupremeCourtoftheUnitedStates。’
\"’Sir:We,theChiefJusticeandAssociateJusticesoftheSupremeCourtoftheUnitedStates,inpursuanceoftheletter,whichyoudidusthehonourtowrite,onthethirdofAprillast,takethelibertyofsubmittingtoyourconsiderationthefollowingremarksonthe\"ActtoestablishtheJudicialCourtsoftheUnitedStates。\"
\"’Itwoulddoubtlesshavebeensingular,ifasystemsonewanduntried,andwhichwasnecessarilyformedmoreonprinciplesoftheory,andprobableexpediency,thanformerexperience,had,inpractice,beenfoundentirelyfreefromdefects。
\"’Theparticularandcontinuedattention,whichourofficialdutiescalleduponustopaytothisact,hasproducedreflections,whichatthetimeitwasmadeandpassed,didnot,probably,occurintheirfullextenteithertousorothers。
\"’Oncomparingthisactwiththeconstitution,weperceivedeviations,which,inouropinions,areimportant。
\"’Thefirstsectionofthethirdarticleoftheconstitutiondeclares,that\"thejudicialpoweroftheUnitedStatesshallbevestedinoneSupremeCourt,andinsuchinferiorcourts,asthecongressmay,fromtimetotime,ordainandestablish。\"
[*3:439]\"’Thesecondsectionenumeratesthecases,towhichthejudicialpowershallextend。ItgivestotheSupremeCourtoriginaljurisdictioninonlytwocases,butinalltheothers,vestsitwithappellatejurisdiction;
andthatwithsuchexceptions,andundersuchregulations,asthecongressshallmake。
\"’Ithaslongandveryuniversallybeendeemedessentialtothedueadministrationofjustice,thatsomenationalcourt,orcouncilshouldbeinstituted,orauthorizedtoexaminetheactsoftheordinarytribunals,andultimately,toaffirmorreversetheirjudgmentsanddecrees;itbeingimportant,thatthesetribunalsshouldbeconfinedtothelimitsoftheirrespectivejurisdiction,andthattheyshoulduniformlyinterpretandapplythelawinthesamesenseandmanner。
\"’TheappellatejurisdictionoftheSupremeCourtenablesittoconfineinferiorcourtstotheirproperlimits,tocorrecttheirinvoluntaryerrors,and,ingeneral,toprovide,thatjusticebeadministeredaccurately,impartially,anduniformly。Thesecontrollingpowerswereunavoidablygreatandextensive;
andofsuchanature,astorendertheirbeingcombinedwithotherjudicialpowers,inthesamepersons,unadvisable。
\"’Tothenatural。aswellaslegalincompatibilityofultimateappellatejurisdiction,withoriginaljurisdiction,weascribetheexclusionoftheSupremeCourtfromthelatter,exceptintwocases。Haditnotbeenforthisexclusion,theunalterable,everbindingdecisionsofthisimportantcourt,wouldnothavebeensecuredagainsttheinfluencesofthosepredilectionsforindividualopinions,andofthosereluctancestorelinquishsentimentspublicly,though,perhaps,toohastilygiven,whichinsensiblyandnotunfrequentlyinfuseintothemindsofthemostuprightmen,somedegreeofpartialityfortheirofficialandpublicacts。
\"’Withoutsuchexclusion,nocourt,possessingthelastresortofjustice,wouldhaveacquiredandpreservedthatpublicconfidence,whichisreallynecessarytorenderthewisestinstitutionsuseful。Acelebratedwriterjustlyobserves,that\"nexttodoingright,thegreatobjectintheadministrationofpublicjusticeshouldbetogivepublicsatisfaction。\"
\"’HadtheconstitutionpermittedtheSupremeCourttositinjudgment,andfinallytodecideontheactsanderrors,doneandcommittedbyitsownmembers,asjudgesofinferiorandsubordinatecourts,muchroomwouldhavebeenleftformen,oncertainoccasions,tosuspect,that[*3:440]
anunwillingnesstobethoughtandfoundinthewrong,hadproducedanimproperadherencetoit;orthatmutualinteresthadgeneratedmutualcivilitiesandtendernessinjurioustoright。
\"’Ifroomhadbeenleft,forsuchsuspicions,therewouldhavebeenreasontoapprehend,thatthepublicconfidencewoulddiminishalmostinproportiontothenumberofcases,inwhichtheSupremeCourtmightaffirmtheactsofanyofitsmembers。
\"’Appealsareseldommade,butindoubtfulcases,andinwhichthereis,atleast,muchappearanceofreasononbothsides;insuchcases,therefore,notonlythelosingparty,hutothers,notimmediatelyinterested,wouldsometimesbeledtodoubt,whethertheaffirmancewasentirelyowingtothemerepreponderanceofright。
\"’These,wepresume,wereamongthereasons,whichinducedtheconventiontoconfinetheSupremeCourt,andconsequentlyitsjudges,toappellatejurisdiction。Wesay\"consequentlyitsjudges,\"becausethereasonsfortheoneapplyalsototheother。
\"’Weareawareofthedistinctionbetweenacourtanditsjudges;andarefarfrom。thinkingitillegalorunconstitutional,howeveritmaybeinexpedient,toemploythemforotherpurposes,providedthelatterpurposesbeconsistentandcompatiblewiththeformer。Butfromthisdistinctionitcannot,inouropinions,beinferred,thatthejudgesoftheSupremeCourtmayalsobejudgesofinferiorandsubordinatecourts,andbeatthesametimeboththecontrollersandthecontrolled。
\"’Theapplicationoftheseremarksisobvious。TheCircuitCourtsestablishedbytheactarecourtsinferiorandsubordinatetotheSupremeCourt。Theyarevestedwithoriginaljurisdictioninthecases,fromwhichtheSupremeCourtisexcluded;andtousitwouldappearverysingular,iftheconstitutionwascapableofbeingsoconstrued,astoexcludethecourt,butyetadmitthejudgesofthecourt。We,forourparts,considertheconstitution,asplainlyopposedtotheappointmentofthesamepersonstobothoffices;
norhaveweanydoubtsoftheirlegalincompatibility。
\"’Bacon,inhisAbridgment,says,that\"officesaresaidtobeincompatibleandinconsistent,soastobeexecutedbyoneperson,whenfromthemultiplicityofbusinessinthem,theycannotbeexecutedwithcareandability;orwhentheirbeingsubordinate,andinterferingwitheachother,itinducesapresumptiontheycannotbeexecutedwithimpartialityandhonesty;andthis,myLordCokesays,isofthatimportance,thatifalloffices,civilandecclesiastical,etc。wereonlyexecuted,eachbydifferentpersons,itwouldbeforthegoodofthecommonwealthand[*3:441]advancementofjustice,andprefermentofdeservingmen。Ifaforester,bypatentforhislife,ismadejusticeinEyreofthesameforest,hacvice,theforestershipisbecomevoid;fortheseofficesareincompatible,becausetheforesterisunderlitecorrectionofthejusticeinEyre,andhecannotjudgehimself。
Uponamandamustorestoreonetotheplaceoftownclerk,itwasreturned,thathewaselectedmayorandsworn,and,therefore,theychoseanothertownclerk;andthecourt。werestrongofopinion,thattheofficeswereincompatible,becauseofthesubordination。Acoroner,madeasheriff,ceasestobeacoroner;soaparson,madeabishop,andajudgeoftheCommonPleas,madeajudgeoftheKing’sBench,\"etc。
\"’Otherauthoritiesonthispointmightbeadded;butthereasons,onwhichtheyrest,seemtoustorequirelittleelucidation,orsupport。
\"’Thereisintheactanotherdeviationfromtheconstitution,whichwethinkitincumbentonustomention。\"’Thesecondsectionofthesecondarticleoftheconstitutiondeclares,thatthepresidentshallnominate,andbyandwiththeadviceandconsentofthesenate,\"shallappointjudgesoftheSupremeCourt,andallotherofficersoftheUnitedStates,whoseappointmentsarenotthereinotherwiseprovidedfor。\"
\"’Theconstitutionnothavingotherwiseprovidedfortheappointmentofthejudgesoftheinferiorcourts,weconceive,thattheappointmentofsomeofthem,viz。oftheCircuitCourts,byanactofthelegislature,isadeparturefromtheconstitution,andanexerciseofpowers,whichconstitutionallyandexclusivelybelongtothepresidentandsenate。
\"’Weshouldproceed,sir,totakenoticeofcertaindefectsintheactrelativetoexpediency,whichwethinkmerittheconsiderationofthecongress。
But,asthesearedoubtlessamongtheobjectsofthelatereference,madebythehouseofrepresentativestotheattorneygeneral,wethinkitmostpropertoforbearmakinganyremarksonthissubjectatpresent。\"’Wehavethehonourtobemostrespectfully,\"’Sir,yourobedientandhumbleservants。\"’ThePresidentoftheUnitedStates。’\"[*3:438]Sec。1574。Intheconvention,whichframedtheconstitution,nodiversityofopinionexisted,astotheestablishmentofasupremetribunal。
Theproposition[*3:439]wasunanimouslyadopted。Inrespecttotheestablishmentofinferiortribunals,somediversityofopinionwasintheearlystagesoftheproceedingsexhibited。[*3:440]Apropositiontoestablishthemwasatfirstadopted。Thiswasstruckoutbythevoteoffivestatesagainstfour,twobeingdivided;andapropositionwasthen[*3:441]adopted,\"thatthenationallegislaturebeempoweredtoappointinferiortribunals,\"bythevoteofsevenstatesagainstthree,onebeingdivided;andultimatelythispropositionreceivedtheunanimousapprobationoftheconvention。
[*3:442]Sec。1575。Totheestablishmentofonecourtofsupremeandfinaljurisdiction,theredonotseemtohaveSeenanystrenuousobjectionsgenerallyinsistedoninthestateconventions,thoughmanywereurgedagainstcertainportionsofthejurisdiction,proposedbytheconstitutiontobevestedinthecourtsoftheUnitedStates。Theprincipalquestionseemstohavebeenofadifferentnature,whetheritoughttobeadistinctcoordinatedepartment,orabranchofthelegislature。AndhereitwasremarkedbytheFederalist,thatthesamecontradictionofopinionwasobservableamongtheopponentsoftheconstitution,asinmanyothercases。
Manyofthose,whoobjectedtothesenate,asacourtofimpeachment,uponthegroundofanimproperintermixtureoflegislativeandjudicialfunctions,were,atleastbyimplication,advocatesfortheproprietyofvestingtheultimatedecisionofallcausesinthewhole,orinapartofthelegislativebody。
Sec。1576。Thearguments,orrathersuggestions,uponwhichthisschemewaspropounded,weretothefollowingeffect。TheauthorityoftheSupremeCourtoftheUnitedStates,asaseparateandindependentbody,willbesuperiortothatofthelegislature。Thepowerofconstruingthelawsaccordingtothespiritoftheconstitutionwillenablethatcourttomouldthemintowhatevershape,itmaythinkproper;especially,asitsdecisionswillnotbeinanymannersubjecttotherevisionandcorrectionofthelegislativebody。Thisisasunprecedented,asitisdangerous。InGreatBritainthejudicialpowerinthelastresortresidesinthehouseoflords,whichisabranchofthelegislature。AndthispartoftheBritishgovernmenthasbeen[*3:443]imitatedinthestateconstitutionsingeneral。TheparliamentofGreatBritain,andthelegislaturesoftheseveralstates,canatanytimerectifybylawtheexceptionabledecisionsoftheirrespectivecourts。
ButtheerrorsandusurpationsoftheSupremeCourtoftheUnitedStateswillbeuncontrollable,andremediless。**Thelearnedreaderwilltraceout,insubsequentperiodsofourhistory,thesameobjectionsrevived,inotherimposingformsunderthesanctionofmen,whohaveattainedhighascendancyanddistinctioninthestrugglesofparty。Sec。1577。Thefriendsoftheconstitution,inanswertothesesuggestions,replied,thattheywerefoundedinfalsereasoning,oramisconceptionoffact。Inthefirstplace,therewasnothingintheplan,whichdirectlyempoweredthenationalcourtstoconstruethelawsaccordingtothespiritoftheconstitution,orwhichgavethemanygreaterlatitudeinthisrespect,thanwhatwasclaimedandexercisedbythestatecourts。Theconstitution,indeed,oughttobethestandardofconstructionforthelaws;andwherevertherewasanopposition,thelawsoughttogiveplacetotheconstitution。
Butthisdoctrinewasnotdeduciblefromanycircumstancepeculiartothispartoftheconstitution,butfromthegeneraltheoryofalimitedconstitution;
and,asfarasitwastrue,itwasequallyapplicabletothestategovernments。
Sec。1578。SofarastheobjectionwenttotheorganizationoftheSupremeCourt,asadistinctandindependentdepartment,itadmittedofadifferentanswer。Itwasfoundeduponthegeneralmaximofrequiringaseparationofthedifferentdepartmentsofgovernment,asmostconducivetothepreservationofpubliclibertyandprivaterights。Itwouldnot,indeed,[*3:444]absolutelyviolatethatmaxim,toallowtheultimateappellatejurisdictiontobevestedinonebranchofthelegislativebody。Butthereweremanyurgentreasons,whytheproposedorganizationwouldbepreferable。Itwouldsecuregreaterindependence,impartiality,anduniformityintheadministrationofjustice。